| TRANSF. MONETARIA - DA |
1MONEY USA, INC. |
|
ACTIVA |
575 5TH AVENUE FLOOR 14 SUITE 14-107 NEW YORK NY 10017 |
802-532-4080 |
06/06/2025 |
TM-0208 |
2628653 |
KRISTEN HECHT |
|
| TRANSF. MONETARIA - DA |
ATHENA BITCOIN, INC. |
|
ACTIVA |
1 SE 3RD. AVENUE, STE 2740 MIAMI FL 33131 |
312-690-4466 |
09/05/2024 |
TM-177 |
|
SAMUEL NAZZARO |
|
| TRANSF. MONETARIA - DA |
ATM OPS, INC |
BITSTOP |
ACTIVA |
1541 SUNSENT DR. SUITE 202 CORAL GABLES FL 33143 |
305-803-7033 |
03/14/2025 |
TM-0204 |
|
ALEXANDDRA PEREZ-VILLARREAL |
|
| TRANSF. MONETARIA - DA |
BAKKT CRYPTO SOLUTIONS, LLC |
|
ACTIVA |
CONVENE ONE LIBERTY PLAZA 1 LIBERTY ST., SUITE 305 & 306 NEW YORK NY 10006 |
678-534-5849 |
01/23/2020 |
TM-095 |
1890144 |
MARC D ANNUNZIO |
|
| TRANSF. MONETARIA - DA |
BAM TRADING SERVICES INC. |
BINANCE.US |
ACTIVA |
ONE LETTERMAN DRIVE, BUILDING C, SUITE C3-800 THE PRESIDIO OF SAN FRANCISCO SAN FRANCISCO CA 94129 |
628-200-0787 |
03/31/2022 |
TM-137 |
|
NORMAN REED |
|
| TRANSF. MONETARIA - DA |
BITCOIN DEPOT OPERATING, LLC |
|
ACTIVA |
8601 DUNWOODY PLACE STE. 308 SANDY SPRINGS GE 30350 |
678-671-6723 |
12/14/2021 |
TM-128 |
1886902 |
|
|
| TRANSF. MONETARIA - DA |
BitGo TECHNOLOGIES, LLC |
|
ACTIVA |
2443 ASH STREET PALO ALTO CA 94306 |
650-847-0009 |
06/11/2025 |
TM-0210 |
|
|
|
| TRANSF. MONETARIA - DA |
BitGo Trust Company Inc. |
|
ACTIVA |
6216 S PINNACLE PLACE SUITE #101 SIOUX FALLS SD 57108 |
605-271-8276 |
08/12/2024 |
TM-176 |
|
JEFF HOROWITZ |
|
| TRANSF. MONETARIA - DA |
BITSTAMP USA, INC. |
|
ACTIVA |
27 UNION SQUARE WEST SUITE 205 NEW YORK NY 10003 |
917-349-0922 |
01/20/2022 |
TM-133 |
|
THOMAS HOOK |
|
| TRANSF. MONETARIA - DA |
BLOCKCHAIN.COM, INC. |
|
ACTIVA |
3500 MAPLE AVE SUITE 1550 DALLAS TX 75219 |
888-552-1019 |
04/15/2022 |
TM-138 |
|
|
|
| TRANSF. MONETARIA - DA |
BNXA USA MTL INC |
|
ACTIVA |
1 EAST LIBERTY STREET SUITE 600 RENO NV 89501 |
775-376-5577 |
08/03/2023 |
TM-155 |
|
RICHARD MICO, PHILIP BROWN |
|
| TRANSF. MONETARIA - DA |
BRALE, INC. |
|
ACTIVA |
1301 LOCUS ST. SUITE C DES MOINES IA 50309 |
515-272-5221 |
01/23/2024 |
TM-168 |
|
RAMIN WRIGHT |
|
| TRANSF. MONETARIA - DA |
BULLISH US OPERATIONS LLC |
|
ACTIVA |
817 BROADWAY FLOOR 6 NEW YORK NY 10003 |
571-378-3783 |
08/06/2025 |
TM-0212 |
2383000 |
KYLE DADDIO |
|
| TRANSF. MONETARIA - DA |
CIRCLE INTERNET FINANCIAL, LLC |
|
ACTIVA |
1 LINCOLN STREET SUITE 31-113 BOSTON MA 02111 |
857-263-3784 |
02/05/2015 |
TM-054 |
|
JOHN A. BECCIA III |
|
| TRANSF. MONETARIA - DA |
COINBASE, INC. |
|
ACTIVA |
55 HUDSON YARDS 550 WEST 34TH, 4TH FLOOR NEW YORK NY 10001 |
415-209-5329 |
11/17/2014 |
TM-053 |
|
MARTINE NIEJADLIK |
|
| TRANSF. MONETARIA - DA |
COINME INC |
|
ACTIVA |
255 S KING ST. STE 800 SEATTLE WA 98104 |
888-459-9780 |
07/08/2021 |
TM-115 |
|
NEIL BERGQUIST |
|
| TRANSF. MONETARIA - DA |
CoinZoom, Inc. |
|
ACTIVA |
4640 S. Holladay Village Plaza Suite 205 SALT LAKE CITY UT 84117 |
385-887-8496 |
05/25/2021 |
TM-112 |
|
CHARLES CHRISTOFILIS |
|
| TRANSF. MONETARIA - DA |
FALCONX DELTA, INC. |
|
ACTIVA |
1850 GATEWAY DRIVE 6TH FLOOR SAN MATEO CA 94404 |
650-288-3280 |
01/17/2024 |
TM-166 |
|
JOSEPH HANVEY |
|
| TRANSF. MONETARIA - DA |
FIGURE PAYMENTS CORPORATION |
|
ACTIVA |
650 CALIFORNIA ST SUITE 2700 SAN FRANCISCO CA 94108 |
650-236-5820 |
06/06/2025 |
TM-0209 |
|
JASON RIVES |
|
| TRANSF. MONETARIA - DA |
FLEXA, INC |
|
ACTIVA |
154 W. 14TH STREET 3RD. FLOOR NEW YORK NY 10011 |
855-255-5464 |
08/28/2025 |
TM-0213 |
1840599 |
|
|
| TRANSF. MONETARIA - DA |
FORI S DAX, INC |
|
ACTIVA |
110 N COLLEGE AVE SUITE 500 TYLER TX 75702 |
904-394-2618 |
10/05/2021 |
TM-123 |
|
JOSE LAPADULA |
|
| TRANSF. MONETARIA - DA |
GALAXYONE PRIME LLC |
|
ACTIVA |
101 HUDSON STREET SUITE 2166 JERSEY CITY NJ 07302 |
646-263-3931 |
09/05/2025 |
TM-0214 |
|
JASON URBAN |
|
| TRANSF. MONETARIA - DA |
GATE US, INC. |
|
ACTIVA |
5201 GREAT AMERICA PKWY SUITE 320 SANTA CLARA CA 95054 |
877-357-2112 |
10/17/2023 |
TM-160 |
|
SUSANA HERRERA, CODY KARRAS |
|
| TRANSF. MONETARIA - DA |
GEMINI MOONBASE, LLC |
|
ACTIVA |
545 NW 26TH STREET SUITE 350 MIAMI FL 33127 |
646-751-4401 |
02/26/2025 |
TM-201 |
2403509 |
|
|
| TRANSF. MONETARIA - DA |
GEMINI TRUST COMPANY, LLC |
GEMINI EXCHANGE |
ACTIVA |
315 Park Avenue South, 18th Floor NEW YORK NY 10010 |
646-751-4444 |
05/03/2017 |
TM-071 |
|
MICHAEL BREU |
|
| TRANSF. MONETARIA - DA |
GPD HOLDINGS LLC |
COINFLIP ORDER DESK |
ACTIVA |
433 WEST VAN BUREN ST SUITE 1050N CHICAGO IL 60607 |
773-800-0106 |
06/01/2022 |
TM-142 |
|
LARRY LIPKA |
|
| TRANSF. MONETARIA - DA |
GSR DIGITAL LLC |
|
ACTIVA |
712 5TH AVE 23RD FLOOR NEW YORK NY 10019 |
908-294-8836 |
10/20/2022 |
TM-150 |
|
EUGENE FERRARA |
|
| TRANSF. MONETARIA - DA |
INX DIGITAL, INC |
|
ACTIVA |
9711 WASHINGTONIAN BLVD STE 550 GAITHERSBURG MD 20878 |
800-805-3827 |
11/17/2021 |
TM-127 |
|
ALAN SILBERT |
|
| TRANSF. MONETARIA - DA |
LAYER2 FINANCIAL, INC. |
|
ACTIVA |
201 S BISCAYNE BLVD. SUITE 2800 MIAMI FL 33131 |
416-919-6744 |
10/23/2023 |
TM-163 |
|
JOHN INGOLD, BHANU KOHLI |
|
| TRANSF. MONETARIA - DA |
MOOMOO CRYPTO INC |
|
ACTIVA |
185 HUDSON STREET, 5 HARBORSIDE STE 2601 JERSEY CITY NJ 07311 |
650-800-9335 |
07/02/2025 |
TM-0211 |
|
ALEX CATARROJA |
|
| TRANSF. MONETARIA - DA |
MOONPAY USA LLC |
|
ACTIVA |
520 BROADWAY 8TH FLOOR, SUITE 800 NEW YORK NY 10013 |
833-610-0735 |
10/12/2021 |
TM-124 |
|
THEODORA VARDIS, DENISE FESDJIAN |
|
| TRANSF. MONETARIA - DA |
NYDIG EXECUTION LLC |
|
ACTIVA |
510 MADISON AVE. 21ST FLOOR NEW YORK NY 10022 |
212-847-7884 |
05/03/2021 |
TM-109 |
|
REUBEN GRINBERG |
|
| TRANSF. MONETARIA - DA |
NYDIG TRUST COMPANY LLC |
|
ACTIVA |
510 MADISON AVE 21ST FLOOR NEW YORK NY 10022 |
212-433-4400 |
05/04/2021 |
TM-110 |
|
REUBEN GRINBERG |
|
| TRANSF. MONETARIA - DA |
OKCoin USA Inc. |
|
ACTIVA |
160 W. SANTA CLARA ST SUITE 1200 SAN JOSE CA 95113 |
415-991-2033 |
07/13/2021 |
TM-116 |
|
SAM YONG |
|
| TRANSF. MONETARIA - DA |
PAYPAL DIGITAL, INC. |
|
ACTIVA |
117 BARROW ST NEW YORK NY 10014 |
917-912-0974 |
05/07/2025 |
TM-0206 |
|
|
|
| TRANSF. MONETARIA - DA |
PAYPAL, INC. |
|
ACTIVA |
2211 N. FIRST ST. SAN JOSE CA 95131 |
408-967-1068 |
06/24/2004 |
TM-022 |
|
Courtney Koziol |
|
| TRANSF. MONETARIA - DA |
PAYWARD INTERACTIVE, INC. |
|
ACTIVA |
8050 SW 10TH ST SUITE 2000 PLANTATION FL 33324 |
954-652-7000 |
12/22/2021 |
TM-131 |
|
KELECHUKWU OSUJI |
|
| TRANSF. MONETARIA - DA |
PROVENANCE TECHNOLOGIES, INC. |
FIANT |
ACTIVA |
50 FRANCISCO ST. SUITE 1107 SAN FRANCISCO CA 94133 |
415-796-6281 |
|
TM-102 |
|
SCOTT BUTLER |
|
| TRANSF. MONETARIA - DA |
RIPPLE MARKETS DE, LLC |
|
ACTIVA |
315 MONTGOMERY ST 2ND FLOOR SAN FRANCISCO CA 94104 |
415-213-4838 |
01/22/2024 |
TM-167 |
|
BRIAN SPAHN, MINAKSHI YERRA |
|
| TRANSF. MONETARIA - DA |
RIVER FINANCIAL, INC. |
|
ACTIVA |
755 SANSOME ST. SUITE 600 SAN FRANCISCO CA 94111 |
415-878-3375 |
07/01/2022 |
TM-145 |
|
ALEXANDRA GAISER |
|
| TRANSF. MONETARIA - DA |
ROBINHOOD CRYPTO, LLC |
|
ACTIVA |
85 WILLOW ROAD MENLO PARK CA 94025 |
650-331-3495 |
10/17/2023 |
TM-161 |
1702840 |
JOHN JAMES LARAMIE |
|
| TRANSF. MONETARIA - DA |
ROCKITCOIN, LLC |
|
ACTIVA |
325 WEST HURON SUITE 310 CHICAGO IL 60654 |
312-878-4704 |
08/01/2022 |
TM-146 |
|
JOHN CARROLL |
|
| TRANSF. MONETARIA - DA |
STANDARD CUSTODY & TRUST COMPANY, LLC |
RIPPLE CUSTODY & TRUST CO. |
ACTIVA |
650 5TH AVE 14TH FLOOR NEW YORK NY 10019-6108 |
646-553-6991 |
06/06/2023 |
TM-153 |
|
SUELLEN GALISH |
|
| TRANSF. MONETARIA - DA |
SYSTEM PAY SERVICES (US) INC |
BVNK |
ACTIVA |
101 WEST BROADWAY SUITE 1975 SAN DIEGO CA 92101 |
888-315-0331 |
04/30/2025 |
TM-0205 |
|
|
|
| TRANSF. MONETARIA - DA |
UNCHAINED TRADING, LLC |
|
ACTIVA |
601 CONGRESS AVE SUITE 200 AUSTIN TX 78701 |
844-486-2424 |
10/20/2022 |
TM-151 |
|
JOSHUA PRESTON |
|
| TRANSF. MONETARIA - DA |
WEBULL PAY LLC |
|
ACTIVA |
200 CAROLLIN PKWY SUITE 150 ST. PETERSBURG FL 33716 |
917-725-2448 |
07/26/2023 |
TM-154 |
|
ANTHONY DENIER, SHEN LU |
|
| TRANSF. MONETARIA - DA |
WESTERN UNION FINANCIAL SERVICES, INC. |
|
ACTIVA |
7001 E. BELLEVIEW AVE. DTC 3 DENVER CO 80237 |
720-332-1000 |
06/06/1983 |
TM-002 |
906983 |
NICOLE AYRES |
|
| TRANSF. MONETARIA - DA |
WISDOM TREE DIGITAL MOVEMENT, INC. |
|
ACTIVA |
250 W 34TH STREET 3RD. FLOOR NEW YORK NY 10119 |
212-801-2080 |
08/29/2023 |
TM-158 |
|
RYAN LOUVAR, JOHN DAVIDSON |
|
| TRANSF. MONETARIA - DA |
ZAP SOLUTIONS, INC. |
|
ACTIVA |
200 NORTH LASALLE STREET SUITE 2650 CHICAGO IL 60601 |
|
08/23/2023 |
TM-157 |
|
ADELE FAURE |
|
| TRANSF. MONETARIA - DA |
ZERO HASH LLC |
|
ACTIVA |
327 N ABERDEEN ST CHICAGO IL 60607-1202 |
855-744-7333 |
04/29/2019 |
TM-091 |
|
WASEEM BARAZI |
|
| AGENTES DE EMISOR |
Brock McCracken |
|
ACTIVA |
7763 Carly Ct Fishers IN 46038 |
|
01/01/2025 |
A-2510 |
|
Sujata B. Chugh |
|
| AGENTES DE EMISOR |
Carpina De Luca McLellan |
|
ACTIVA |
22741 Montebello Ct. Novi MI 48375 |
313-594-4729 |
08/27/2021 |
A-2505 |
|
Melissa Coombs |
|
| AGENTES DE EMISOR |
Clare R. Lewis |
|
ACTIVA |
6710 Foxcroft Ave. Prospect KY 40059 |
502-569-5860 |
09/24/2015 |
A-2497 |
|
Emily M. Hord |
|
| AGENTES DE EMISOR |
Clayton Allan Thomas |
|
ACTIVA |
109 East Weatogue Street Simsbury CT 06070 |
502-569-5043 |
05/01/2025 |
A-2513 |
|
Emily M. Hord |
|
| AGENTES DE EMISOR |
Clifton Eugene Strain |
|
ACTIVA |
25 Stonehenge Road Morristown NJ 07960 |
|
07/19/2024 |
A-2507 |
|
Matthew J. Wiebe |
|
| AGENTES DE EMISOR |
Daniel Noah |
|
ACTIVA |
3900 S. Overland Avenue Springfield MO 65807 |
866-453-7143 |
02/07/2017 |
A-2501 |
|
Tammy K. Eastburn |
|
| AGENTES DE EMISOR |
David A. Randall |
|
ACTIVA |
125 High Street Suite 1802 Boston MA 02110 |
1-800-225-6704 |
11/07/2014 |
A-2493 |
|
Daniel Lasser |
|
| AGENTES DE EMISOR |
Gerald H. Johnson |
|
ACTIVA |
8765 West Higgins Rd. Chicago IL 60631 |
317-957-5000 |
01/29/2025 |
A-2512 |
|
Sujata Chugh |
|
| AGENTES DE EMISOR |
Giuseppe Vecchio |
|
ACTIVA |
One American Road MD-7020 Dearborn MI 48126-2701 |
313-337-6624 |
02/26/2015 |
A-2496 |
|
Melissa Coombs |
|
| AGENTES DE EMISOR |
Justin Marshall Conway |
|
ACTIVA |
209 T. St. NE Washington DC 20002 |
301-280-6006 |
02/09/2016 |
A-2498 |
|
Dana R. Dawe |
|
| AGENTES DE EMISOR |
Kirk Fahrenwald |
|
ACTIVA |
133 Augusta Drive Gilberts IL 60136 |
212-867-8280 |
06/24/2010 |
A-2489 |
|
Sujata B. Chugh |
|
| AGENTES DE EMISOR |
Melissa René Coombs |
|
ACTIVA |
One American Road MD-7020 Dearborn MI 48126-2701 |
313-594-4729 |
01/01/2019 |
A-2503 |
|
Melissa René Coombs |
|
| AGENTES DE EMISOR |
Naro Shoghag Sigler |
|
ACTIVA |
One American Road MD-7020 Dearborn MI 48126-2701 |
313-337-6624 |
01/01/2015 |
A-2494 |
|
Melissa Coombs |
|
| AGENTES DE EMISOR |
Nora Beth Reilly |
|
ACTIVA |
One American Road, MD-7020 Dearborn MI 48126-2701 |
313-337-6624 |
01/09/2017 |
A-2502 |
|
Nora Beth Stiver, Melissa Coombs |
|
| AGENTES DE EMISOR |
Raudel Arteaga |
|
ACTIVA |
4628 Eagles Watch Ln Indianapolis IN 46254 |
|
01/01/2025 |
A-2508 |
|
Sujata B. Chugh |
|
| AGENTES DE EMISOR |
Rhonda J. Hopewell |
|
ACTIVA |
835 Daisy Street Greenwood IN 46143 |
|
01/01/2025 |
A-2511 |
|
Sujata B. Chugh |
|
| AGENTES DE EMISOR |
Travis Lowe |
|
ACTIVA |
8332 NW 139th Ter. Oklahoma City OK 73099 |
616-752-2526 |
10/03/2022 |
A-2506 |
|
Dana R. Dawe |
|
| ARRENDAMIENTO |
ATLANTIC CAPITAL CORP. |
|
ACTIVA |
CALLE MENDEZ VIGO #70 COND. PROFESSIONAL PISO 6 MAYAGUEZ PR 00681 |
787-652-0007 |
06/19/2007 |
APM-406 |
|
ENRIQUE GOMEZ MONAGAS , ANGEL ONDINA CORDOBES |
|
| ARRENDAMIENTO |
CAPEX FINANCIAL COMPANY, INC. |
|
ACTIVA |
1828 REINA DE LAS FLORES OFICINA 201 SAN JUAN PR 00927 |
787-723-4050 |
04/19/2011 |
APM-486 |
|
FERNANDO MACHUCA |
|
| ARRENDAMIENTO |
CARIBE MEDICAL SUPPLY |
|
ACTIVA |
1351 C/ ANTONIO ARROYO URB SANTIAGO IGLESIAS SAN JUAN PR 00921 |
787-783-0085 |
01/02/1999 |
APM-059 |
|
CARMEN L. RODRIGUEZ, BENJAMIN BISONO |
|
| ARRENDAMIENTO |
COMPUTER NETWORK SYSTEMS, CORP. |
|
ACTIVA |
262 Uruguay Street, Suite C-2 Altagracia Bldg. San Juan PR 00917 |
787-250-5465 |
10/20/2016 |
APM-529 |
|
DAVID MORALES |
|
| ARRENDAMIENTO |
DATA SUPPLIES CORPORATION |
|
ACTIVA |
126 CALLE 2, LOTE 2 VILLA NEVAREZ SAN JUAN PR 00927 |
787-758-7118 |
10/05/2023 |
APM-563 |
|
WILLIAM JAMIESON, MAGALY LUNA |
|
| ARRENDAMIENTO |
ELEVEX CAPITAL, LLC |
|
ACTIVA |
2211 CROCKER ROAD SUITE 160 WESTLAKE OH 44145 |
216-243-1200 |
11/06/2025 |
APM-0611 |
|
|
|
| ARRENDAMIENTO |
KNICKERBOCKER FINANCIAL LEASING, LLC |
|
ACTIVA |
100 ROAD 165 SUITE 508 GUAYNABO PR 00698 |
787-774-6558 |
10/30/2017 |
APM-532 |
|
KENNETH QUIROS |
|
| ARRENDAMIENTO |
LEASE OPTION COMPANY, INC. |
|
ACTIVA |
CALLE BALEARES 355 PUERTO NUEVO SAN JUAN PR 00920 |
787-982-0044 |
01/02/2000 |
APM-186 |
|
ELENA LEON |
|
| ARRENDAMIENTO |
POWER FINANCIAL SERVICES, LLC |
|
ACTIVA |
153 CALLE VICTORIA SAN JUAN PR 00907 |
787-690-0337 |
05/09/2025 |
APM-0606 |
|
ENRIQUE D GONZALEZ DOMINGUEZ |
|
| ARRENDAMIENTO |
PRIDE LEASING, INC. |
|
ACTIVA |
CALLE HOARE 660 MIRAMAR SAN JUAN PR 00907 |
787-724-0635 |
01/02/1991 |
APM-079 |
|
EDNA RODRIGUEZ SURIS |
|
| ARRENDAMIENTO |
PROGRESSIVE FINANCE & INV. CORP. |
|
ACTIVA |
521 CALLE ANTOLIN NIN URB. ROOSEVELT HATO REY PR 00918 |
787-759-7333 |
08/21/1987 |
APM-080 |
|
ERVIN RODRIGUEZ , LYDIA ALVAREZ |
|
| ARRENDAMIENTO |
TECHLEASE, CORP. |
|
ACTIVA |
CALLE URUGUAY #262, OF. C-2 COND. ALTAGRACIA SAN JUAN PR 00917 |
787-250-5465 |
09/19/2013 |
APM-507 |
|
WILLIE MORALES GONZALEZ, DAVID MORALES |
|
| ARRENDAMIENTO |
TOYOTA CREDIT PR CORP. |
|
ACTIVA |
PARQUE LAS AMERICAS 1 SUITE 501 #235 FEDERICO COSTA STREET SAN JUAN PR 00918 |
787-474-5800 |
03/18/2003 |
APM-266 |
|
JOSE ALEJANDRO TROCONIS, HELENA M. RIVERA GONZALEZ |
|
| BANCOS OPERANDO EN PR |
BANCO COOPERATIVO |
|
ACTIVA |
METRO OFFICE PARK 4 CALLE 1 GUAYNABO PR 00968 |
787-641-2300 |
01/17/1974 |
B-18-1 |
|
Johnny A. Pérez Crespo, José Carlos León Trinidad |
|
| BANCOS OPERANDO EN PR |
BANCO DE DESARROLLO ECONOMICO PARA PUERTO RICO |
|
ACTIVA |
1903 Ave. Jesús T. Piñero SAN JUAN PR |
787-641-4300 |
05/01/1986 |
BG-1 |
|
LUIS ALEMAÑY |
|
| BANCOS OPERANDO EN PR |
BANCO POPULAR DE PUERTO RICO |
|
ACTIVA |
POPULAR CENTER 209 AVE. MUNOZ RIVERA HATO REY PR 00917 |
7877659800 |
10/05/1893 |
B-1 |
|
MANUEL ELIAS |
|
| BANCOS OPERANDO EN PR |
BANESCO USA |
|
ACTIVA |
MCS PLAZA SUITE 124 255 AVE. PONCE DE LEON SAN JUAN PR 00917 |
787-765-1420 |
09/01/2010 |
B-38 |
|
MARITZA ABADIA, BRENDA LOZADA |
|
| BANCOS OPERANDO EN PR |
CITIBANK, N.A. |
|
ACTIVA |
PARQUE LAS AMERICAS I SUITE 315 235 FEDERICO ACOSTA SAN JUAN PR 00918 |
787-766-1173 |
06/12/1982 |
B-10 |
|
REINALDO, COTTO, |
|
| BANCOS OPERANDO EN PR |
FIRSTBANK PUERTO RICO |
|
ACTIVA |
AVE.PONCE DE LEON 1519 SANTURCE PR |
7877298200 |
11/01/1994 |
B-31 |
|
AURELIO ALEMAN |
|
| BANCOS OPERANDO EN PR |
NAVE BANK |
|
ACTIVA |
1608 AVENIDA PONCE DE LEON SAN JUAN PR 00912 |
787-482-8008 |
09/18/2023 |
B-40 |
|
HECTOR DEL RIO, BEATRIZ RAMIREZ DE ARELLANO, CARLOS M. GARCIA |
|
| BANCOS OPERANDO EN PR |
ORIENTAL BANK |
|
ACTIVA |
AVE. MUÑOZ RIVERA #254 SAN JUAN PR |
7877716800 |
08/01/1994 |
B-29 |
|
JOSE R. FERNANDEZ |
|
| BROKER DEALERS |
& Partners, LLC |
|
ACTIVA |
40 Burton Hills Blvd. Suite 350 Nashville TN 37215 |
615-255-6431 |
11/15/2024 |
BD-2531 |
|
Kaley Porter Idol |
3767 |
| BROKER DEALERS |
16 Points LLC |
|
ACTIVA |
10101 Cond Royal Palm Vega Alta PR 00692 |
646-820-7750 |
10/04/2016 |
BD-2059 |
|
Mark Overley, Ismael Torres Pizarro |
277033 |
| BROKER DEALERS |
1851 Securities, Inc. |
|
ACTIVA |
One American Row Hartford CT 06102 |
860-403-5380 |
09/10/2010 |
BD-1733 |
|
William B. Moorcroft |
153006 |
| BROKER DEALERS |
360 One, Inc. |
|
ACTIVA |
1120 Avenue of the Americas Suite 4027 New York NY 10036 |
212-221-6800 |
02/26/2025 |
BD-2543 |
|
Venkatesh Komminemi |
329291 |
| BROKER DEALERS |
3ICO Securities, LLC |
|
ACTIVA |
101 W. Elm Street Suite 400B Conshohocken PA 19428 |
787-771-6032 |
01/08/2026 |
BD-2580 |
|
Donna M. Rittershausen |
173648 |
| BROKER DEALERS |
A.G.P. / Alliance Global Partners |
|
ACTIVA |
88 Post Road West 2nd Floor Westport CT 06880 |
203-662-9700 |
05/15/2014 |
BD-1921 |
|
John Venezia, Elena Fusillo |
8361 |
| BROKER DEALERS |
AAG Capital, Inc. |
|
ACTIVA |
2211 Ashley Oaks Circle Wesley Chapel FL 33544 |
941-932-2158 |
06/06/2022 |
BD-2394 |
|
Gregg Guinta |
188 |
| BROKER DEALERS |
Aberdeen Fund Distributors, LLC |
|
ACTIVA |
1735 Market Street 32nd Floor Philadelphia PA 19103 |
215-405-5700 |
06/16/2008 |
BD-1592 |
|
Raoul Edward Clark |
146230 |
| BROKER DEALERS |
ABN AMRO Capital Markets (USA), LLC |
|
ACTIVA |
250 Park Avenue Suite 911 New York NY 10177 |
917-331-4881 |
05/22/2024 |
BD-2505 |
|
Alexander C. Lange |
325235 |
| BROKER DEALERS |
ABN AMRO Clearing USA LLC |
|
ACTIVA |
175 West Jackson Blvd Ste 2050 Chicago IL 60604 |
312-604-8000 |
08/12/2021 |
BD-2334 |
|
Monika Tyrichtrova |
14020 |
| BROKER DEALERS |
ABN Amro Securities (USA) LLC |
|
ACTIVA |
100 Park Avenue 17 Floor New York NY 10017-5516 |
917-284-6700 |
04/14/2010 |
BD-1711 |
|
Alexander Lange |
151796 |
| BROKER DEALERS |
Acceptus Capital Corp. |
|
ACTIVA |
510 Broadhollow Road Suite 104 Melville NY 11747 |
347-284-0110 |
12/20/2016 |
BD-2054 |
|
Joseph Giordano |
282755 |
| BROKER DEALERS |
Acorns Securities, LLC |
|
ACTIVA |
19900 Macarthur Blvd. Suite #500 Irvine CA 92612 |
949-220-0742 |
03/12/2014 |
BD-1887 |
|
Peter Svorinic |
168172 |
| BROKER DEALERS |
ACP Securities, LLC |
|
ACTIVA |
1450 Brickell Avenue Suite 1690 Miami FL 33131 |
305-670-4180 |
11/24/2021 |
BD-2353 |
|
Esteban Endere |
139049 |
| BROKER DEALERS |
Advisors Asset Management, Inc. |
|
ACTIVA |
18925 Base Camp Road Suite 203 Monument Co 80132 |
719-488-9956 |
11/05/2010 |
BD-1760 |
|
John Weber, John Webber |
46727 |
| BROKER DEALERS |
Aegis Capital Corp |
|
ACTIVA |
810 7th Ave. 18th & 22nd Floor New York NY 10019 |
212-813-1010 |
03/07/2006 |
BD-1478 |
|
David S. Hentschel, Kevin McKenna |
15007 |
| BROKER DEALERS |
Aga Securities, LLC |
|
ACTIVA |
58 Brenas Estates Dorado PR 00646 |
203-295-7413 |
06/22/2018 |
BD-2159 |
|
Eli Combs |
122781 |
| BROKER DEALERS |
Ahana Markets, LLC |
|
ACTIVA |
1510 Wisconsin Avenue NW Office 5 Washington DC 20007 |
785-393-9853 |
02/12/2024 |
BD-2490 |
|
Matt Erhart |
318893 |
| BROKER DEALERS |
Alamo Capital |
|
ACTIVA |
201 N. Civic Drive Suite 360 Walnut Creek CA 94596 |
925-472-5700 |
11/08/2013 |
BD-1899 |
|
Nancy Mullally |
26193 |
| BROKER DEALERS |
Albert Securities, LLC |
|
ACTIVA |
3534 Hayden Avenue Culver City CA 90232 |
513-817-4151 |
04/19/2021 |
BD-2305 |
|
Robert Moreiro |
305928 |
| BROKER DEALERS |
Alexander Capital, L.P. |
|
ACTIVA |
17 State Street 5th Floor New York NY 10004 |
212-687-5650 |
01/21/2010 |
BD-1710 |
|
Rocco Guidicipietro |
40077 |
| BROKER DEALERS |
Alight Financial Solutions, LLC |
|
ACTIVA |
4 Overlook Point Lincolnshire IL 60069 |
847-295-5000 |
04/18/1997 |
BD-713 |
|
Matthew Chotkowski |
36509 |
| BROKER DEALERS |
Allen & Company LLC |
|
ACTIVA |
711 Fifth Avenue New York NY 10022 |
212-832-8000 |
07/11/2001 |
BD-1169 |
|
Peter Diiorio |
1042 |
| BROKER DEALERS |
Alliancebernstein Investments, Inc. |
|
ACTIVA |
1345 Avenue of the Americas New York NY 10105-0096 |
212-969-1000 |
12/15/1989 |
BD-401 |
|
Laurence H. Bertan |
14549 |
| BROKER DEALERS |
Allianz Life Financial Services, LLC |
|
ACTIVA |
5701 Golden Hills Drive Minneapolis MN 55416-1297 |
763-765-6500 |
12/22/1986 |
BD-280 |
|
Michael Bailey |
612 |
| BROKER DEALERS |
Allied Millennial Partners, LLC |
|
ACTIVA |
Three World Financial Center 200 Vesey Street 24th FL New York NY 10281 |
646-532-2400 |
09/05/2014 |
BD-1942 |
|
John Parmigiani |
16569 |
| BROKER DEALERS |
Allspring Funds Distributor, LLC |
|
ACTIVA |
525 Market Street 12th Floor San Francisco CA 94105 |
415-222-3842 |
03/17/2005 |
BD-1410 |
|
Carolyn Wilary |
133366 |
| BROKER DEALERS |
Ally Invest Securities LLC |
|
ACTIVA |
888 E Las Olas Blvd Suite 300 Fort Lauderdale FL 33301 |
704-543-3540 |
12/05/2005 |
BD-1450 |
|
Craig Pinkston |
136131 |
| BROKER DEALERS |
Alpaca Securities LLC |
|
ACTIVA |
20 N San Mateo Drive Suite 2 San Mateo CA 94401 |
650-489-2017 |
04/08/2020 |
BD-2243 |
|
John Torola |
288202 |
| BROKER DEALERS |
Alpine Securities Corporation |
|
ACTIVA |
39 Exchange Place Salt Lake City UT 84111 |
801-355-5588 |
01/15/2016 |
BD-2020 |
|
Christopher Frankel |
14952 |
| BROKER DEALERS |
Alps Distributors Inc. |
|
ACTIVA |
1290 Broadway Suite 1100 Denver CO 80203 |
303-623-2577 |
07/19/1995 |
BD-605 |
|
Steven B Price |
16853 |
| BROKER DEALERS |
Alps Portfolio Solutions Distributor, Inc. |
|
ACTIVA |
1290 Broadway Suite 1100 Denver CO 80203 |
303-623-2577 |
01/15/2008 |
BD-1572 |
|
Steven B. Price |
144464 |
| BROKER DEALERS |
Alt Fund Distributors LLC |
|
ACTIVA |
140 East 45th Street Suite 15 B New York NY 10017 |
646-757-8062 |
05/23/2022 |
BD-2390 |
|
Kevin P. Meehan |
146547 |
| BROKER DEALERS |
Altaccess Securities Company, L.P. |
|
ACTIVA |
325 N. St. Paul Street 35th Floor Dallas TX 75201 |
214-245-5379 |
10/03/2022 |
BD-2423 |
|
Henry Talbot |
119441 |
| BROKER DEALERS |
Altruist Financial LLC |
|
ACTIVA |
1621 Abbot Kinney Blvd Floor 2 Venice CA 90291 |
313-509-7310 |
11/01/2019 |
BD-2225 |
|
Bazi Bahadori |
299274 |
| BROKER DEALERS |
Altsourced Solutions, LLC |
|
ACTIVA |
15033 Serene Shores Loop Lakewood Ranch FL 34211 |
917-723-4540 |
08/22/2024 |
BD-2520 |
|
Melissa P. Wilson |
310915 |
| BROKER DEALERS |
American Alternative Capital, LLC |
|
ACTIVA |
19500 Victor Parkway Suite 550 Livonia MI 48152 |
248-428-8002 |
03/04/2024 |
BD-2476 |
|
Jason Kavanaugh |
309956 |
| BROKER DEALERS |
American Capital Partners, LLC |
|
ACTIVA |
205 Oser Ave Hauppauge NY 11788 |
631-851-0918 |
08/23/2004 |
BD-1391 |
|
John Gardini |
119249 |
| BROKER DEALERS |
American Century Investment Services, Inc. |
|
ACTIVA |
4500 Main Street Kansas City MO 64111 |
650-967-9643 |
11/05/2002 |
BD-1245 |
|
Amy D. Shelton |
17437 |
| BROKER DEALERS |
American Independent Securities Group, LLC |
|
ACTIVA |
664 Rivershore Lane Suite 150 Eagle ID 83616 |
208-489-3131 |
03/01/2023 |
BD-2444 |
|
Sheila Kerbein |
135288 |
| BROKER DEALERS |
American Trust Investment Services, Inc. |
|
ACTIVA |
1244 119th Street Whiting IN 46394-1003 |
219-473-5542 |
11/01/2021 |
BD-2345 |
|
Michael Grady |
3001 |
| BROKER DEALERS |
Ameriprise Financial Services, LLC |
|
ACTIVA |
707 2nd Avenue South Minneapolis MN 55402 |
612-671-3131 |
01/03/1994 |
BD-536 |
|
Lauren Holmes, Kurt W Lofgren |
6363 |
| BROKER DEALERS |
Amerivet Securities, Inc. |
|
ACTIVA |
26550 Silverado Court Moreno Valley CA 92555 |
888-960-0644 |
06/11/2018 |
BD-2150 |
|
Elton Johnson, Jr. |
34786 |
| BROKER DEALERS |
AMG Distributors, Inc. |
|
ACTIVA |
600 Steamboat Road Suite 300 Greenwich CT 06830 |
203-299-3582 |
10/04/2001 |
BD-1175 |
|
Patrick Spellman |
27314 |
| BROKER DEALERS |
Amuni Financial, Inc. |
|
ACTIVA |
720 Second Ave S. St. Petersburg FL 33701 |
727-825-0522 |
01/28/2019 |
BD-2185 |
|
Michael Petagna |
8365 |
| BROKER DEALERS |
Andbanc Brokerage, LLC |
|
ACTIVA |
1221 Brickell Avenue Suite 1050 Miami FL 33131 |
305-702-0600 |
05/10/2017 |
BD-2104 |
|
Joaquin Frances |
155979 |
| BROKER DEALERS |
Andes Capital Group, LLC |
|
ACTIVA |
205 West Wacker Drive Suite 610 Chicago IL 60606 |
312-376-4600 |
01/26/2022 |
BD-2359 |
|
Curtis Spears |
139212 |
| BROKER DEALERS |
Andrew Garrett Inc. |
|
ACTIVA |
52 Vanderbilt Ave Suite 403 New York NY 10017 |
212-682-8833 |
01/13/2005 |
BD-1401 |
|
Robert Schaffer, Mark Maurer, Mark Maurer |
29931 |
| BROKER DEALERS |
ANICO Financial Services, Inc. |
|
ACTIVA |
One Moody Plaza Suite 1423 Galveston TX 77550 |
409-621-7739 |
10/19/2012 |
BD-1855 |
|
Dwain Akins |
158883 |
| BROKER DEALERS |
Ankura Capital Advisors, LLC |
|
ACTIVA |
485 Lexington Avenue 10th Floor New York NY 10017 |
212-818-1555 |
05/04/2007 |
BD-1543 |
|
Brian Lenart |
114155 |
| BROKER DEALERS |
Anthem Securities, LLC |
|
ACTIVA |
258 Fulton Street, Floor 85 New York NY 10007 |
917-902-6984 |
11/06/2025 |
BD-2577 |
|
Peter Dolezal |
333874 |
| BROKER DEALERS |
Anubis Securities LLC |
|
ACTIVA |
717 Fifth Avenue 18th Floor New York NY 10022 |
212-705-5090 |
05/30/2018 |
BD-2154 |
|
Lawrence S. Block |
157642 |
| BROKER DEALERS |
ANZ Securities, Inc. |
|
ACTIVA |
277 Park Avenue Floor 31 New York NY 10172-0003 |
212-801-9160 |
03/26/2019 |
BD-2202 |
|
Charles Latchman |
36654 |
| BROKER DEALERS |
AON Securities LLC |
|
ACTIVA |
200 East Randolph Street Chicago IL 60601 |
312-381-4488 |
01/02/2013 |
BD-1858 |
|
William L. Delaney |
4138 |
| BROKER DEALERS |
Apa Securities, LLC |
|
ACTIVA |
450 Seventh Avenue Suite 1707 New York NY 10123 |
212-971-3333 |
04/27/2005 |
BD-1403 |
|
Richard Yeates |
133615 |
| BROKER DEALERS |
Apex Clearing Corporation |
|
ACTIVA |
1700 Pacific Avenue Dallas TX 75201 |
312-444-8700 |
06/05/1991 |
BD-431 |
|
Donna Macdonald |
13071 |
| BROKER DEALERS |
Apex Fintech Brokerage Services |
|
ACTIVA |
201 Broad Street Floor 6, Suite 604 Stamford CT 06901 |
845-559-7092 |
03/30/2021 |
BD-2301 |
|
Michael Oxley |
305818 |
| BROKER DEALERS |
Apollo Global Securities, LLC |
|
ACTIVA |
9 West 57th Street 48th Fl New York NY 10019-2701 |
212-515-3200 |
09/22/2011 |
BD-1813 |
|
Cindy Michel |
153502 |
| BROKER DEALERS |
AQR Investments, LLC |
|
ACTIVA |
Two Greenwich Plaza Greenwich CT 06830 |
203-742-3712 |
09/20/2018 |
BD-2114 |
|
Kerri Amato |
289244 |
| BROKER DEALERS |
Arcadia Securities, LLC |
|
ACTIVA |
1370 Avenue of the Americas 29th FL New York NY 10019 |
212-231-4101 |
06/15/2021 |
BD-2322 |
|
Thomas P. Kikis |
44656 |
| BROKER DEALERS |
Archer Distributors, LLC |
|
ACTIVA |
6100 Chevy Chase Dr Suite 100 Laurel MD 20707 |
301-260-2934 |
06/21/2012 |
BD-1828 |
|
Sothara Chin |
158961 |
| BROKER DEALERS |
Archipelago Trading Services, Inc. |
|
ACTIVA |
100 S Wacker Dr Suite 1800 Chicago IL 60606 |
312-960-1696 |
02/23/2004 |
BD-1353 |
|
Barry Scadden |
15853 |
| BROKER DEALERS |
Architect Securities LLC |
|
ACTIVA |
1904 Vernon Street Lake Worth Beach FL 33460 |
708-325-8895 |
11/01/2024 |
BD-2529 |
|
Calvin Persaud |
328167 |
| BROKER DEALERS |
Arena Financial Services, LLC |
|
ACTIVA |
405 Lexington Avenue 59th Floor New York NY 10174 |
212-612-3204 |
05/24/2021 |
BD-2317 |
|
Lawrence D. Cutler |
281709 |
| BROKER DEALERS |
Ares Wealth Management Solutions, LLC |
|
ACTIVA |
518 17th Street 12th Floor Denver CO 80202 |
303-228-2200 |
08/09/2002 |
BD-1256 |
|
Brian D. Magner |
119546 |
| BROKER DEALERS |
Arete Wealth Management, LLC |
|
ACTIVA |
1101 W Lake Street 1st Floor Chicago IL 60607 |
312-940-3684 |
04/22/2019 |
BD-2195 |
|
Joshua Rogers |
44856 |
| BROKER DEALERS |
Ariel Distributors, LLC |
|
ACTIVA |
200 East Randolph Street Suite 2900 Chicago IL 60601 |
312-726-0140 |
01/26/2000 |
BD-958 |
|
Wendy D Fox |
38333 |
| BROKER DEALERS |
Arkadios Capital |
|
ACTIVA |
309 East Paces Ferry Road Suite 1000 Atlanta GA 30305 |
404-445-0035 |
12/19/2017 |
BD-2122 |
|
Gary Schwartz |
282710 |
| BROKER DEALERS |
ARKAP Markets, LLC |
|
ACTIVA |
2827 Peachtree Road, Suite 510 Atlanta GA 30305 |
404-445-0035 |
07/19/2024 |
BD-2515 |
|
Jeanine Blackman |
326313 |
| BROKER DEALERS |
Arkonis Capital LLC |
|
ACTIVA |
3 Colombus Circle 15th Floor New York NY 10019 |
917-716-3542 |
05/18/2022 |
BD-2377 |
|
Vincent Molinari |
147798 |
| BROKER DEALERS |
Artisan Partners Distributors LLC |
|
ACTIVA |
875 E Wisconsin Avenue Suite 800 Milwaukee WI 53502 |
414-390-6100 |
10/14/1998 |
BD-820 |
|
Gregory Ramirez |
45446 |
| BROKER DEALERS |
Artist Capital LLC |
|
ACTIVA |
20 West 55th Street 11th Floor New York NY 10019 |
212-218-7632 |
02/18/2021 |
BD-2284 |
|
Jonathan Sands |
153937 |
| BROKER DEALERS |
Arvest Wealth Management |
|
ACTIVA |
921 West Monroe Avenue LOWELL AR 72745 |
877-278-3781 |
01/02/2013 |
BD-1859 |
|
Thomas B. Harps |
42057 |
| BROKER DEALERS |
Ascensus Broker Dealer Services, LLC |
|
ACTIVA |
95 Wells Avenue Suite 160 Newton MA 02459 |
617-454-6400 |
08/04/1994 |
BD-563 |
|
John J. Mulkern, Jr. |
36478 |
| BROKER DEALERS |
Ashford Securities LLC |
|
ACTIVA |
14185 Dallas Parkway Suite 780 Dallas TX 75254 |
972-490-9600 |
05/28/2020 |
BD-2234 |
|
C. Jay Steigerwald III |
305330 |
| BROKER DEALERS |
Ashmore Investment Management (US) Corporation |
|
ACTIVA |
122 E 42nd St Ste 5005 New York NY 10168 |
212-661-0061 |
01/27/2011 |
BD-1774 |
|
Brian Walker |
152920 |
| BROKER DEALERS |
Ashton Stewart & Co., Inc. |
|
ACTIVA |
1395 Brickell Ave Suite 800 Miami FL 33131 |
203-554-1180 |
12/07/2022 |
BD-2434 |
|
Anatoly Burman |
112386 |
| BROKER DEALERS |
Ashton Thomas Securities, LLC |
|
ACTIVA |
200 Canal View Blvd. Suite 204 Rochester NY 14623 |
585-424-1234 |
11/15/2017 |
BD-2119 |
|
Joseph Lanzisera |
16629 |
| BROKER DEALERS |
AssetMark Brokerage, LLC |
|
ACTIVA |
1655 Grant Street 10th Floor Concord CA 94520 |
925-521-2623 |
06/20/2017 |
BD-2108 |
|
Michael O. Brown |
169804 |
| BROKER DEALERS |
Assetpoint Financial, LLC |
|
ACTIVA |
1515 North Courthouse Road Suite 1200 Arlington va 22201-2909 |
703-292-3489 |
10/29/2015 |
BD-2010 |
|
William Bergin |
168796 |
| BROKER DEALERS |
ATB Capital Markets USA Inc. |
|
ACTIVA |
#410, 585 8th Avenue SW Calgary T2P 1G1 |
403-593-8600 |
09/22/2020 |
BD-2259 |
|
Nancy Peck |
155053 |
| BROKER DEALERS |
Atlantic - Pacific Capital, Inc. |
|
ACTIVA |
One Dock Street Suite 404 Stamford CT 06902 |
203-862-9182 |
08/05/2021 |
BD-2333 |
|
James E. Manley |
38356 |
| BROKER DEALERS |
Atomic Brokerage LLC |
|
ACTIVA |
107 Greenwich Street 21st Floor New York NY 10006 |
650-402-0788 |
02/14/2024 |
BD-2489 |
|
Katie Makstenieks |
315263 |
| BROKER DEALERS |
Augment Capital, LLC |
|
ACTIVA |
1204 San Antonio Street Second Floor Austin TX 78701 |
757-298-9839 |
08/22/2023 |
BD-2470 |
|
Shannon Fitzgerald |
322519 |
| BROKER DEALERS |
Ausdal Financial Partners, Inc. |
|
ACTIVA |
5187 Utica Ridge Rd Davenport IA 52807 |
563-326-2064 |
03/18/2015 |
BD-1964 |
|
Robert B. Ausdal Jr., Robert R. Ausdal Jr. |
7995 |
| BROKER DEALERS |
Austin Atlantic Capital Inc. |
|
ACTIVA |
1 Alhambra Plaza Suite 100 Coral Gables FL 33134 |
305-507-1536 |
10/06/2025 |
BD-2574 |
|
Kevin A. Rowe |
43981 |
| BROKER DEALERS |
Axiom Capital Management, Inc. |
|
ACTIVA |
780 Third Avenue 43rd Floor New York NY 10017-2024 |
212-521-3800 |
06/10/1998 |
BD-815 |
|
Maria Wilson Dichiara |
26580 |
| BROKER DEALERS |
Axos Clearing LLC |
|
ACTIVA |
1200 Landmark Center 1299 Farnam Street Suite 800 Omaha NE 68102-1916 |
402-384-6100 |
06/11/2002 |
BD-1236 |
|
Efren C. Cleofe |
117176 |
| BROKER DEALERS |
Axos Invest LLC |
|
ACTIVA |
9205 W Russell Road Suite 400 Las Vegas NV 89148 |
858-376-6055 |
02/25/2015 |
BD-1959 |
|
Jason Rives |
172393 |
| BROKER DEALERS |
B. Riley Securities, Inc. |
|
ACTIVA |
11100 Santa Monica Blvd. Suite 800 Los Angeles CA 90025 |
310-966-1444 |
11/20/1998 |
BD-861 |
|
Michael Markunas |
25027 |
| BROKER DEALERS |
B. Riley Wealth Management |
|
ACTIVA |
40 South Main Suite 1800 Memphis TN 38103 |
901-251-1330 |
05/15/2012 |
BD-1838 |
|
James T. Ritt, James T. Ritt |
2543 |
| BROKER DEALERS |
B.C. Ziegler And Company |
|
ACTIVA |
200 South Wacker Drive Suite 2000 Chicago IL 60606 |
3112-263-0110 |
07/13/1998 |
BD-829 |
|
James Bushman |
61 |
| BROKER DEALERS |
BA Securities, LLC |
|
ACTIVA |
Four Tower Bridge 200 Barr Harbor Drive, Suite 400 W. Conshohocken PA 19428 |
877-738-5841 |
09/23/2015 |
BD-2006 |
|
Charles A. Jordan |
153489 |
| BROKER DEALERS |
Baillie Gifford Funds Services LLC |
|
ACTIVA |
Calton Square 1 Greenside Row Edinburgh UK EH1 3AN |
0044-131 275 2000 |
05/02/2017 |
BD-2100 |
|
Suzanne Quinn |
171147 |
| BROKER DEALERS |
Bain Capital Distributors, LLC |
|
ACTIVA |
200 Clarendon Street Floor 44 Boston MA 02116 |
617-516-2405 |
09/29/2016 |
BD-2065 |
|
Christine Hogan |
175456 |
| BROKER DEALERS |
Ballast Rock Capital, LLC |
|
ACTIVA |
460 King Street Suite 200 Charleston SC 29403 |
516-998-5322 |
06/06/2023 |
BD-2457 |
|
Patrick Walker |
322170 |
| BROKER DEALERS |
Banco Do Brasil Securities, LLC |
|
ACTIVA |
2 South Biscayne Blvd. #3150 Miami FL 33131 |
407-608-1780 |
02/06/2023 |
BD-2439 |
|
Melissa Bueno Franca |
132701 |
| BROKER DEALERS |
Bankers Life Securities, Inc. |
|
ACTIVA |
303 E Wacker Drive 5th FL Chicago IL 60601 |
844-553-9083 |
03/25/2024 |
BD-2482 |
|
Alberta S. Roberts |
173962 |
| BROKER DEALERS |
Barclays Capital Inc. |
|
ACTIVA |
745 7th Avenue New York NY 10019 |
212-526-7000 |
01/20/1998 |
BD-788 |
|
Penny Rosenberg, Luis Ivan Alfaro Martínez |
19714 |
| BROKER DEALERS |
Barings Securities LLC |
|
ACTIVA |
Independence Wharf 470 Atlantic Avenue Boston MA 02210 |
617-225-3800 |
08/24/2000 |
BD-1084 |
|
Michele Kunitz |
36929 |
| BROKER DEALERS |
Barnabas Capital, LLC |
|
ACTIVA |
19600 West Catawba Avenue Suite C201 Cornelius NC 28031 |
704-990-9028 |
08/19/2019 |
BD-2215 |
|
Paul Van Ginhoven |
297890 |
| BROKER DEALERS |
Baron Capital, Inc. |
|
ACTIVA |
767 Fifth Avenue 49th Floor New York NY 10153 |
212-583-2000 |
04/02/1997 |
BD-623 |
|
Linda Martinson |
10538 |
| BROKER DEALERS |
Bay Crest Partners, LLC |
|
ACTIVA |
40 Wall Street 42nd Floor New York NY 10005 |
212-480-1400 |
06/30/2021 |
BD-2330 |
|
Lisa Carbonara |
39944 |
| BROKER DEALERS |
BBVA Securities Inc. |
|
ACTIVA |
1345 Avenue of the Americas 45th Floor New York NY 10105-0302 |
212-728-2343 |
01/27/2009 |
BD-1657 |
|
Joseph Spinelly |
27060 |
| BROKER DEALERS |
BCG Securities, Inc. |
|
ACTIVA |
51 Haddonfield Road Suite 210 Cherry Hill NJ 08002 |
856-393-1950 |
07/29/2025 |
BD-2565 |
|
Adam Paglione |
70 |
| BROKER DEALERS |
BCI Securities, Inc. |
|
ACTIVA |
200 S. Biscayne Blvd. Suite 2350 Miami FL 33131 |
305-929-5500 |
09/13/2018 |
BD-2171 |
|
Maria Carolina Rivas |
168047 |
| BROKER DEALERS |
BDT & MSD Partners, LLC |
|
ACTIVA |
401 N Michigan Ave Suite 3100 Chicago IL 60611-4250 |
312-660-7300 |
10/15/2009 |
BD-1679 |
|
Cindy Michel |
150459 |
| BROKER DEALERS |
Beech Hill Securities, Inc. |
|
ACTIVA |
880 3rd Avenue 16th Floor New York NY 10022-4730 |
212-350-7200 |
08/17/2004 |
BD-1383 |
|
Donna Fiorini |
24771 |
| BROKER DEALERS |
Benchmark Securities, LLC |
|
ACTIVA |
206 S Park Ave. Suite A Winter Park FL 32789 |
407-960-2711 |
10/16/2012 |
BD-1853 |
|
Tiffany Messenger |
159940 |
| BROKER DEALERS |
Benjamin F. Edwards & Company, Inc. |
|
ACTIVA |
One North Brentwood Blvd. Suite 850 St, Louis MO 63105 |
314-726-1600 |
05/11/2016 |
BD-2047 |
|
Edgar A. Cole II, Billy Wisdom |
146936 |
| BROKER DEALERS |
Benjamin Securities, Inc. |
|
ACTIVA |
3 West Garden Street Suite 407 Pensacola FL 32502 |
516-931-1090 |
11/12/2025 |
BD-2578 |
|
William T. Baker |
7754 |
| BROKER DEALERS |
Berkshire Global Advisors LP |
|
ACTIVA |
527 Madison Avenue 3rd Floor New York NY 10022-4212 |
212-207-1000 |
08/17/2021 |
BD-2306 |
|
Julie Mitchell |
124180 |
| BROKER DEALERS |
Bernstein Institutional Services, LLC |
|
ACTIVA |
1345 Avenue of the Americas New York NY 10105 |
212-969-1000 |
03/27/2024 |
BD-2493 |
|
Laurence H. Bertain |
317807 |
| BROKER DEALERS |
Bessemer Investor Services, Inc. |
|
ACTIVA |
630 Fifth Avenue New York NY 10111-0333 |
212-708-9100 |
06/15/1998 |
BD-822 |
|
Don J Andrews |
17442 |
| BROKER DEALERS |
BGC Financial, L.P. |
|
ACTIVA |
One Seaport Plaza 19th Floor New York NY 10038 |
646-346-7000 |
03/09/2007 |
BD-1538 |
|
Michael Sulfaro |
19801 |
| BROKER DEALERS |
BIVO Financial, LLC |
|
ACTIVA |
14551 La Rinconada DR Los Gatos CA 95032 |
408-940-5021 |
02/04/2025 |
BD-2539 |
|
Sujan Jain |
331283 |
| BROKER DEALERS |
Blackrock Execution Services |
|
ACTIVA |
400 Howard Street San Francisco CA 94105-2204 |
415-670-2449 |
01/02/1996 |
BD-622 |
|
Ned Montenecourt |
39438 |
| BROKER DEALERS |
Blackrock Ivestments, LLC |
|
ACTIVA |
55 East 52nd Street New York NY 10055 |
415-670-2449 |
01/02/2009 |
BD-1651 |
|
Ned Montenecourt |
38642 |
| BROKER DEALERS |
Blackstone Securities Partners L.P. |
|
ACTIVA |
345 Park Avenue New York NY 10154-0191 |
212-583-5000 |
02/10/1987 |
BD-281 |
|
Anthony Derose |
17917 |
| BROKER DEALERS |
Blink Securities LLC |
|
ACTIVA |
27 Union Square West 4th Floor New York NY 10003 |
908-591-0971 |
02/17/2022 |
BD-2363 |
|
Elin Cherry |
305361 |
| BROKER DEALERS |
Bloomberg Tradebook Canada Company |
|
ACTIVA |
Brookfield Place, TD Canada Trust Tower 161 Bay St., Suite 4300 Toronto M5J 2S1 |
212-617-4865 |
09/08/2021 |
BD-2338 |
|
Soh Bridgeford |
313267 |
| BROKER DEALERS |
Bloomberg Tradebook LLC |
|
ACTIVA |
120 Park Ave New York NY 10017 |
646-324-3178 |
03/26/1999 |
BD-683 |
|
John Byrne |
40881 |
| BROKER DEALERS |
Blue Diamond Securities of America, LLC |
|
ACTIVA |
60-20 Woodside Ave. Suite 204 Woodside NY 11377 |
607-227-1036 |
08/28/2024 |
BD-2522 |
|
Matthew Reynolds |
158821 |
| BROKER DEALERS |
Blue Owl Securities |
|
ACTIVA |
575 Lexington Avenue 21st Floor New York NY 10022 |
212-419-3000 |
02/24/2017 |
BD-2083 |
|
Joshua Bornstein |
283250 |
| BROKER DEALERS |
Bluerock Capital Markets LLC |
|
ACTIVA |
11 Fish Cove Road Meredith NH 03253 |
603-279-1180 |
09/29/2016 |
BD-2064 |
|
Kevin D. Boyle |
136974 |
| BROKER DEALERS |
BMO Capital Markets Corp. |
|
ACTIVA |
3 Times Square New York NY 10036 |
212-605-1646 |
09/30/2003 |
BD-1327 |
|
Keith Leavy |
16686 |
| BROKER DEALERS |
BMO Nesbitt Burns Securities Ltd |
|
ACTIVA |
C/O Legal Dept, 21st Floor 1 First Canadian Place M5X 1A1 Toronto ON M5X 1A1 |
312-461-6009 |
04/29/2019 |
BD-2196 |
|
Darren McMillan |
44057 |
| BROKER DEALERS |
BMS Capital Advisory, Inc. |
|
ACTIVA |
757 Third Avenue, Suite 1600 New York NY 10017 |
469-847-2134 |
03/26/2025 |
BD-2533 |
|
Andras Bohm |
169092 |
| BROKER DEALERS |
BNP Paribas Securities Corp. |
|
ACTIVA |
787 7th Ave New York NY 10019 |
212-841-2000 |
08/20/2004 |
BD-1389 |
|
Hilda Brewer |
15794 |
| BROKER DEALERS |
BNY Mellon Capital Markets, LLC |
|
ACTIVA |
101 Barclay Street 3rd Floor New York NY 10286 |
212-815-4972 |
05/08/2008 |
BD-1610 |
|
Michael McMaster |
17454 |
| BROKER DEALERS |
BNY Mellon Securities |
|
ACTIVA |
240 Greenwich Street New York NY 10286 |
212-635-4738 |
09/01/1984 |
BD-090 |
|
William Kennedy, Joseph W Connolly |
231 |
| BROKER DEALERS |
Bofa Securities, Inc. |
|
ACTIVA |
One Bryant Park New York NY 10036 |
646-743-2734 |
03/28/2018 |
BD-2138 |
|
Angela Moore |
283942 |
| BROKER DEALERS |
Bolton Global Capital |
|
ACTIVA |
579 Main Street Bolton MA 01740 |
978-779-5361 |
04/24/2002 |
BD-1238 |
|
Jane Mahle |
15650 |
| BROKER DEALERS |
Bolton Securities Corporation |
|
ACTIVA |
579 Main Street Bolton MA 01740 |
978-779-6947 |
05/26/2010 |
BD-1726 |
|
Scott Aubrey |
129376 |
| BROKER DEALERS |
Bonds.com, LLC |
|
ACTIVA |
32 Old Slip 34th Floor New York NY 10005 |
212-257-4062 |
03/28/2008 |
BD-1602 |
|
David Parker |
43875 |
| BROKER DEALERS |
Boston Partners Securities, L.L.C. |
|
ACTIVA |
909 Third Avenue 32nd Floor New York NY 10022 |
212-908-9500 |
11/01/1983 |
BD-199 |
|
Elizabeth Roenker |
2998 |
| BROKER DEALERS |
Boustead Securities, LLC |
|
ACTIVA |
6 Venture Suite 395 Irvine CA 92618 |
949-295-1580 |
04/30/2021 |
BD-2314 |
|
Joanne Park |
141391 |
| BROKER DEALERS |
Bradesco Investments Inc. |
|
ACTIVA |
3011 Ponce De Leon Blvd PH1 Coral Gables FL 33134 |
305-523-6536 |
05/14/2025 |
BD-2552 |
|
Dulce Galindo |
19453 |
| BROKER DEALERS |
Brean Capital, LLC |
|
ACTIVA |
570 Lexington Avenue 11th Floor New York NY 10022 |
212-702-6500 |
10/28/2005 |
BD-1461 |
|
Victor Gatto |
23723 |
| BROKER DEALERS |
Brevan Howard US LLC |
|
ACTIVA |
590 Madison Avenue Ninth Floor New York NY 10022 |
212-418-8200 |
01/04/2010 |
BD-1705 |
|
David Gilbert |
150662 |
| BROKER DEALERS |
Brex Treasury LLC |
|
ACTIVA |
12832 S. Frontrunner Blvd. Floor 5 Draper UT 84020 |
917-974-6035 |
03/02/2021 |
BD-2286 |
|
Nicholas A. Passarelli |
299606 |
| BROKER DEALERS |
Brighthouse Securities, LLC |
|
ACTIVA |
11225 North Community House Road Charlotte NC 28277 |
980-949-3525 |
02/17/2017 |
BD-2081 |
|
Jeffrey P. Halperin |
285300 |
| BROKER DEALERS |
Brinker Capital Securities, LLC |
|
ACTIVA |
1055 Westlakes Drive Suite 250 Berwyn PA 19312 |
800-333-4573 |
03/19/1999 |
BD-875 |
|
Brian Ferko |
38123 |
| BROKER DEALERS |
Britehorn Securities |
|
ACTIVA |
1888 Sherman Street Suite 770 Denver CO 80203 |
720-465-5305 |
03/17/2016 |
BD-2038 |
|
Bobbi Babitz |
36402 |
| BROKER DEALERS |
Brookfield Oaktree Wealth Solutions LLC |
|
ACTIVA |
250 Vesey Street 15th Floor New York NY 10281 |
212-549-8380 |
12/15/2021 |
BD-2354 |
|
Brian Hourihan |
313390 |
| BROKER DEALERS |
Brookfield Securities, LLC |
|
ACTIVA |
250 Vesey Street 15th Floor New York NY 10281 |
212-978-1737 |
03/24/2025 |
BD-2542 |
|
Elisabeth Bedore |
327792 |
| BROKER DEALERS |
Brown Brothers Harriman Investments, LLC |
|
ACTIVA |
140 Broadway New York NY 10005-1108 |
212-493-8723 |
05/27/2016 |
BD-2048 |
|
Joshua E. Hutson |
282732 |
| BROKER DEALERS |
BTG Pactual US Capital, LLC |
|
ACTIVA |
601 Lexington Avenue 57th Floor New York NY 10022-6831 |
646-924-2471 |
05/01/2018 |
BD-2146 |
|
Dean Park |
149486 |
| BROKER DEALERS |
BTIG, LLC |
|
ACTIVA |
600 Montgomery Street 6th Floor San Francisco CA 94111 |
415-248-2220 |
04/28/2017 |
BD-2099 |
|
Scott Kovalick |
122225 |
| BROKER DEALERS |
Cabin Securities, Inc. |
|
ACTIVA |
6240 W 135th Street Suite 214 Overland Park KS 66223 |
816-699-1204 |
01/24/2024 |
BD-2488 |
|
WM. Brian Candler |
137608 |
| BROKER DEALERS |
CAIS Capital LLC |
|
ACTIVA |
598 Madison Avenue 11th Floor New York NY 10022 |
212-300-9350 |
05/06/2015 |
BD-1971 |
|
Leonardo Caruso |
154512 |
| BROKER DEALERS |
Calamos Financial Services, LLC |
|
ACTIVA |
2020 Calamos Court Naperville IL 60563-2787 |
630-245-7200 |
01/01/1998 |
BD-786 |
|
Jessica Mazza |
19850 |
| BROKER DEALERS |
Calton & Associates, Inc. |
|
ACTIVA |
14497 N. Dale Mabry Hwy Suite 215 Tampa FL 33618 |
813-264-0440 |
08/16/2012 |
BD-1848 |
|
Robert B. Greblunas, Saad Rahmouni Idrissi |
20999 |
| BROKER DEALERS |
Cambridge Investment Research, Inc. |
|
ACTIVA |
1776 Pleasant Plan Rd Fairfield IA 52556-8757 |
641-472-5100 |
11/12/2009 |
BD-1703 |
|
Daniel Wright |
39543 |
| BROKER DEALERS |
Campbell Financial Services, Inc. |
|
ACTIVA |
2850 Quarry Lake Drive Baltimore MD 21209 |
410-413-2600 |
08/25/2010 |
BD-1739 |
|
Heidi L. Kaiser |
42953 |
| BROKER DEALERS |
Canaccord Genuity LLC |
|
ACTIVA |
535 Madison Ave New York NY 10022 |
212-389-8000 |
03/19/2020 |
BD-2238 |
|
Diane Daly |
1020 |
| BROKER DEALERS |
Canaccord Genuity Wealth Management (USA) Inc. |
|
ACTIVA |
609 Granville St. Suite 2200 Vancouver V7Y 1H2 |
604-643-7300 |
03/13/2019 |
BD-2186 |
|
Bruce J. Maranda |
7449 |
| BROKER DEALERS |
Cantor Fitzgerald & Co. |
|
ACTIVA |
110 East 59th Street 4th Floor New York NY 10022 |
212-938-5000 |
02/12/1996 |
BD-640 |
|
Gary Distell, Joaquin Iglesias |
134 |
| BROKER DEALERS |
Capacuity Securities, Inc. |
|
ACTIVA |
300 International Pkwy #350 Lake Mary FL 32746 |
407-949-6889 |
06/09/2020 |
BD-2249 |
|
Bryant W Kirk |
15384 |
| BROKER DEALERS |
Cape Securities Inc. |
|
ACTIVA |
1600 Pensilvania Avenue McDonough GA 30253 |
678-583-1120 |
07/30/2009 |
BD-1686 |
|
Larry Yager |
7072 |
| BROKER DEALERS |
Capital Brokerage Corporation |
|
ACTIVA |
6620 West Broad Street Building 2 Richmond VA 23230 |
804-281-6551 |
09/20/2010 |
BD-1750 |
|
Scott Wolfe |
10465 |
| BROKER DEALERS |
Capital Client Group, Inc. |
|
ACTIVA |
333 S Hope St 55th Fl Los Angeles CA 90071 |
213-486-9200 |
06/09/1994 |
BD-565 |
|
Albert Aguilar Jr. |
6247 |
| BROKER DEALERS |
Capital Dynamics Broker Dealer LLC |
|
ACTIVA |
645 Madison Avenue 19th Floor New York NY 10022 |
212-798-3400 |
09/07/2016 |
BD-2057 |
|
Hina Ahmad |
148780 |
| BROKER DEALERS |
Capital Investment Group, Inc. |
|
ACTIVA |
17 Glenwood Ave Raleigh NC 27603 |
919-831-2370 |
01/31/2008 |
BD-1579 |
|
Ronald L King |
14752 |
| BROKER DEALERS |
Captivex Securities, LLC |
|
ACTIVA |
67 Holly Hill Lane Suite 308 B Greenwich CT 06830 |
215-620-6250 |
08/28/2025 |
BD-2571 |
|
Carol Shortall |
332134 |
| BROKER DEALERS |
Carillon Fund Distributors Inc. |
|
ACTIVA |
880 Carillon Parkway St Petersburg FL 33716 |
727-567-8143 |
10/22/2008 |
BD-1643 |
|
Damian D Sousa |
139749 |
| BROKER DEALERS |
Carnes Capital Corporation |
|
ACTIVA |
8889 Pelican Bay Boulevard Suite 500 Naples FL 34108-7512 |
239-254-2500 |
05/16/2024 |
BD-2503 |
|
Jano Janoyan |
16187 |
| BROKER DEALERS |
Carter, Terry & Company, Inc. |
|
ACTIVA |
3060 Peachtree Road Suite 1200 Atlanta GA 30306 |
404-364-2070 |
09/11/2014 |
BD-1944 |
|
Kristin W. Montet |
16365 |
| BROKER DEALERS |
Carty, Harding & Hearn, Inc. |
|
ACTIVA |
6263 Poplar Avenue Suite 800 Memphis TN 38119 |
901-767-8940 |
04/11/2011 |
BD-1793 |
|
Jennifer C. Scola |
7001 |
| BROKER DEALERS |
Carver Edison Capital, LLC |
|
ACTIVA |
200 Varick Street #508 New York NY 10014 |
917-716-4562 |
09/08/2023 |
BD-2473 |
|
Gregory Barton |
315151 |
| BROKER DEALERS |
Cary Street Partners LLC |
|
ACTIVA |
1210 East Cary Street Suite 300 Richmond VA 23219 |
804-228-4680 |
07/16/2014 |
BD-1938 |
|
Polly W. Cordle |
128089 |
| BROKER DEALERS |
Cash App Investing LLC |
|
ACTIVA |
107 SE Washington Street Suite 210 Portland OR 97214 |
855-998-1788 |
05/19/2016 |
BD-2050 |
|
Christian Maynard-Philipp |
144076 |
| BROKER DEALERS |
Castle Placement, LLC |
|
ACTIVA |
1460 Broadway New York NY 10036 |
212-418-1180 |
01/11/2021 |
BD-2276 |
|
Richard S. Luftig |
189511 |
| BROKER DEALERS |
Cathay Securities, Inc. |
|
ACTIVA |
40 Wall Street Suite 3600 New York NY 10005 |
212-285-2261 |
08/05/2024 |
BD-2517 |
|
Xiaoyu Li |
21821 |
| BROKER DEALERS |
CCO Capital, LLC |
|
ACTIVA |
2325 E Camelback Rd 10th Floor Phoenix AZ 85016 |
602-778-6000 |
05/11/2005 |
BD-1430 |
|
Chris Sorgel |
31147 |
| BROKER DEALERS |
Celadon Financial Group LLC |
|
ACTIVA |
19 Center Street CHATHAM NJ 07928 |
973-701-8033 |
03/11/2020 |
BD-2236 |
|
Daryl Hersch |
36538 |
| BROKER DEALERS |
Centaurus Financial, Inc. |
|
ACTIVA |
2300 E. Katella Avenue Suite #200 Anaheim CA 92806 |
714-456-1790 |
09/13/2017 |
BD-2115 |
|
Diana Reyes, Jerry Duhovic |
30833 |
| BROKER DEALERS |
Ceros Financial Services, Inc. |
|
ACTIVA |
1445 Research Boulevard Suite 530 Rockville MD 20850 |
866-842-3356 |
07/10/2009 |
BD-1683 |
|
Catherine Ayers-Rigsby |
37869 |
| BROKER DEALERS |
Cetera Advisors LLC |
|
ACTIVA |
4600 S. Syracuse Suite 600 Denver CO 80237 |
800-929-3485 |
09/23/2014 |
BD-1947 |
|
Bryann Keith Jacobsen, Julie A. Preusser |
10299 |
| BROKER DEALERS |
Cetera Financial Specialists LLC |
|
ACTIVA |
200 North Martingale Road Seventh Floor Schaumburg IL 60173 |
847-330-7995 |
05/20/2004 |
BD-1373 |
|
Brian Haley |
10358 |
| BROKER DEALERS |
Cetera Investment Services LLC |
|
ACTIVA |
400 First St. S. Suite 300 St. Cloud MN 56302 |
320-656-4300 |
05/26/2000 |
BD-1049 |
|
Michael Burns |
15340 |
| BROKER DEALERS |
Cetera Wealth Services, LLC |
|
ACTIVA |
2301 Rosecrans Ave #5100 El Segundo CA 90245 |
800-879-8100 |
07/01/1997 |
BD-737 |
|
Patricia Rutherford, Kristy Haley |
13572 |
| BROKER DEALERS |
CF Secured, LLC |
|
ACTIVA |
110 East 59th Street New York NY 10022 |
212-915-1000 |
06/07/2017 |
BD-2107 |
|
Nicholas Sahadi |
285841 |
| BROKER DEALERS |
CFD Investments, Inc. |
|
ACTIVA |
2704 S Goyer Rd Kokomo IN 46902 |
765-453-9600 |
02/13/2008 |
BD-1586 |
|
Brent Owens |
25427 |
| BROKER DEALERS |
CGIS Securities LLC |
|
ACTIVA |
990 Biscayne Blvd Suite 0-901 Miami FL 33132 |
305-260-6971 |
09/03/2013 |
BD-1891 |
|
Darius Lashkari |
155984 |
| BROKER DEALERS |
Champlain Advisors, LLC |
|
ACTIVA |
2205Church Street Suite 305 Christiansted VI 00820 |
917-807-9833 |
06/14/2013 |
BD-1876 |
|
Terence M Crikelair |
129560 |
| BROKER DEALERS |
Chapin Davis, Inc. |
|
ACTIVA |
1411 Clarkview Road Baltimore MD 21209 |
410-435-3200 |
01/25/2023 |
BD-2438 |
|
Michael Galantino |
28116 |
| BROKER DEALERS |
Chardan Capital Markets LLC |
|
ACTIVA |
17 State Street Suite 1600 New York NY 10004 |
646-465-9003 |
07/14/2015 |
BD-1993 |
|
Steven Urbach |
120128 |
| BROKER DEALERS |
Charles Schwab & Co., Inc. |
|
ACTIVA |
211 Main Street San Francisco CA 94105 |
415-636-7000 |
09/01/1984 |
BD-131 |
|
Francisco J. Vivas, Dean Jeske, Marc Stewart |
5393 |
| BROKER DEALERS |
Choicetrade |
|
ACTIVA |
65 Milltown Road Suite 2B East Brunswick NJ 08816 |
787-773-1848 |
02/17/2017 |
BD-2082 |
|
Neville Golvala |
104021 |
| BROKER DEALERS |
CIBC World Markets Corp. |
|
ACTIVA |
425 Lexington Avenue New York NY 10017 |
212-856-4000 |
09/01/1984 |
BD-148 |
|
Jeffrey D. Thibeault |
630 |
| BROKER DEALERS |
CION Securities, LLC |
|
ACTIVA |
3 Park Avenue 36th Floor New York NY 10016 |
212-418-4700 |
02/11/2002 |
BD-1221 |
|
Jason NG |
15487 |
| BROKER DEALERS |
Citadel Securities Institutional LLC |
|
ACTIVA |
131 South Dearborn Street 32nd Floor Chicago IL 60603 |
312-395-2100 |
04/27/2021 |
BD-2311 |
|
Michael G. Felty |
281102 |
| BROKER DEALERS |
Citadel Securities LLC |
|
ACTIVA |
131 South Dearborn Street 32nd Floor Chicago IL 60603 |
312-395-2100 |
10/15/2009 |
BD-1700 |
|
Michael G Felty |
116797 |
| BROKER DEALERS |
Citi Private Alternatives, LLC |
|
ACTIVA |
388 Greenwich Street 29th Floor New York NY 10013 |
212-559-1000 |
05/24/2017 |
BD-2106 |
|
Katrina Basil |
153777 |
| BROKER DEALERS |
Citicorp Securities Services, Inc. |
|
ACTIVA |
390-388 Greenwich Street 388 Greenwich Street New York NY 10013 |
212-723-7600 |
04/21/1987 |
BD-293 |
|
Rosemary Francavilla |
15387 |
| BROKER DEALERS |
Citigroup Global Markets Inc. |
|
ACTIVA |
388 Greenwich Street Tower Building New York NY 10013 |
212-816-6000 |
12/17/1970 |
BD-068 |
|
Katrina Basil, John C. Gavin, Dana L. Platt, John C. Gavin |
7059 |
| BROKER DEALERS |
Citizens Securities, Inc. |
|
ACTIVA |
770 Legacy Place MLP240 Dedham MA 02026 |
781-551-3973 |
11/20/2001 |
BD-1202 |
|
Diane P Novak, Diane P. Novak |
39550 |
| BROKER DEALERS |
Clarion Partners Securities, LLC |
|
ACTIVA |
230 Park Avenue New York NY 10169-0005 |
212-883-2526 |
11/26/2013 |
BD-1867 |
|
Aaron G. Shafer |
166384 |
| BROKER DEALERS |
Clear Street, LLC |
|
ACTIVA |
55 Broadway Suite 2102 New York NY 10006 |
646-845-0034 |
01/29/2020 |
BD-2233 |
|
Christy Moccia |
288933 |
| BROKER DEALERS |
CLSA Americas, LLC |
|
ACTIVA |
1301 Avenue of the Americas 15th Floor New York NY 10019 |
212-408-5719 |
02/20/2013 |
BD-1854 |
|
Christian Billet |
165533 |
| BROKER DEALERS |
CNL Securities,Corp. |
|
ACTIVA |
450 South Orange Avenue Orlando FL 32802-4920 |
407-650-1000 |
06/25/1993 |
BD-524 |
|
Jeff Shafer |
10356 |
| BROKER DEALERS |
CNR Securities, LLC |
|
ACTIVA |
400 Park Avenue 3rd Floor New York NY 10022 |
212-702-3500 |
11/25/2019 |
BD-2228 |
|
Scott Brody |
18466 |
| BROKER DEALERS |
Cobalt Capital, Inc. |
|
ACTIVA |
600 Wilkinson Street Suite 300 Orlando FL 32803 |
407-649-3150 |
05/02/2019 |
BD-2198 |
|
Benjamin Schick |
136161 |
| BROKER DEALERS |
Cobra Trading, Inc. |
|
ACTIVA |
4800 Hedgcoxe Road Suite 300 Plano TX 75024 |
(972) 491-7999 |
06/09/2020 |
BD-2247 |
|
Chadd T Hessing |
132078 |
| BROKER DEALERS |
Cohen & Company Securities, LLC |
|
ACTIVA |
3 Columbus Circle 24th Floor New York NY 10019 |
646-792-5600 |
01/09/2014 |
BD-1902 |
|
Katharine Vacca |
149758 |
| BROKER DEALERS |
Cohen & Steers Securities, LLC |
|
ACTIVA |
280 Park Avenue 10th Floor New York NY 10017 |
212-832-3232 |
08/16/2001 |
BD-1177 |
|
Lisa Phelan |
29258 |
| BROKER DEALERS |
Coinshares Capital LLC |
|
ACTIVA |
437 Madison Avenue 28th Floor New York NY 10022 |
646-308-1518 |
07/26/2023 |
BD-2465 |
|
Ann Griffith |
170506 |
| BROKER DEALERS |
Collage Venture Partners, LLC |
|
ACTIVA |
929 Alton Road Suite 500 Miami Beach FL 33139 |
646-248-5078 |
03/18/2025 |
BD-2546 |
|
John Dexter Pearson |
316063 |
| BROKER DEALERS |
Colliers Securities LLC |
|
ACTIVA |
90 South Seventh Street Suite 4300 Minneapolis MN 55402-4108 |
612-376-4000 |
09/02/2015 |
BD-2000 |
|
Thomas Steichen |
7477 |
| BROKER DEALERS |
Colonnade Island, LLC |
|
ACTIVA |
7000 Bahia Beach Blvd Las Ventanas II - 314 Rio Grande PR 00745-2900 |
847-452-8315 |
01/19/2023 |
BD-2427 |
|
Jeffrey Guylay |
322763 |
| BROKER DEALERS |
Colorado Financial Service Corporation |
|
ACTIVA |
304 Inverness Way South Suite 355 Centennial CO 80112 |
303-962-7267 |
02/01/2016 |
BD-2025 |
|
Chester Hebert |
104343 |
| BROKER DEALERS |
Columbia Management Investment Distributors, Inc. |
|
ACTIVA |
225 Franklin Street Boston MA 02110 |
617-385-9565 |
09/01/1984 |
BD-151 |
|
Mary Lou Lutz |
840 |
| BROKER DEALERS |
ComCap Holdings, LLC |
|
ACTIVA |
954 Ave. Ponce de León Ste 205 San Juan PR 00907 |
415-235-8270 |
12/01/2022 |
BD-2433 |
|
Aron Bohlig |
283514 |
| BROKER DEALERS |
Comerica Securities, Inc. |
|
ACTIVA |
201 W Fort Street Detroit MI 48226 |
313-222-7402 |
11/03/1997 |
BD-774 |
|
David T Doyle, David T Doyle |
17079 |
| BROKER DEALERS |
Commerce One Financial Inc. |
|
ACTIVA |
515 RXR Plaza Uniondale NY 11556 |
516-227-2277 |
08/18/2005 |
BD-1449 |
|
Thomas J Jennings |
100340 |
| BROKER DEALERS |
Commerce Street Capital, LLC |
|
ACTIVA |
1445 Ross Ave Suite 2700 Dallas TX 75202 |
214-545-6800 |
11/03/2010 |
BD-1761 |
|
Bobby D Boyce |
143797 |
| BROKER DEALERS |
Commerz Markets LLC |
|
ACTIVA |
225 Liberty Street New York NY 10281 |
212-266-7200 |
02/10/2005 |
BD-1409 |
|
Daniel Bruk |
41957 |
| BROKER DEALERS |
Commonfund Securities, Inc. |
|
ACTIVA |
15 Old Danbury Road Wilton CT 06897-0812 |
203-563-5000 |
06/04/1999 |
BD-903 |
|
Robert E Phay, Jr |
43541 |
| BROKER DEALERS |
Commonwealth Financial Network |
|
ACTIVA |
29 Sawyer Road Waltham MA 02453-3483 |
781-736-0700 |
04/19/2001 |
BD-1141 |
|
Peter Wheeler, Paul Tolley |
8032 |
| BROKER DEALERS |
Composer Securities, LLC |
|
ACTIVA |
8901 N New River Canal RD. Apt. 15 Plantation FL 33324 |
301-922-0437 |
11/06/2023 |
BD-2481 |
|
Daniel T. García |
325118 |
| BROKER DEALERS |
Concorde Investment Services, LLC |
|
ACTIVA |
3909 Research Park Drive Suite 200 Ann Arbor MI 48108 |
248-428-8008 |
06/03/2025 |
BD-2555 |
|
Jennifer Stacey |
151604 |
| BROKER DEALERS |
Connaught (U.S.), LLC |
|
ACTIVA |
2 Soho Place W1D 3BG London UK |
44-20-7042-8097 |
04/03/2024 |
BD-2497 |
|
Rahima Henry |
300401 |
| BROKER DEALERS |
Corebridge Capital Services, Inc. |
|
ACTIVA |
30 Hudson Street 16th Floor Jersey City NJ 07302 |
201-324-6300 |
05/13/1998 |
BD-785 |
|
Michael Fortey |
13158 |
| BROKER DEALERS |
Corinthian Partners, L.L.C. |
|
ACTIVA |
850 Third Avenue Suite 16C New York NY 10022 |
212-287-1559 |
06/10/2019 |
BD-2205 |
|
Richard Calabrese |
38912 |
| BROKER DEALERS |
COVA Capital Partners, LLC |
|
ACTIVA |
6851 Jericho Tpke Suite 205 SYOSSET NY 11791 |
917-398-3033 |
01/02/2024 |
BD-2486 |
|
Edward Gibstein |
109761 |
| BROKER DEALERS |
Craft Capital Management LLC |
|
ACTIVA |
377 Oak Street Suite 402 Garden City NY 11530 |
516-997-4490 |
06/17/2016 |
BD-2049 |
|
George Goldman |
171350 |
| BROKER DEALERS |
Creand Securities |
|
ACTIVA |
777 Brickell Avenue Suite 1201 Miami FL 33131 |
305-358-8844 |
03/04/2011 |
BD-1783 |
|
Idelma Hervis |
38964 |
| BROKER DEALERS |
Credit Agricole Securities (USA) Inc. |
|
ACTIVA |
1301 Avenue of the Americas 13th Floor New York NY 10019 |
212-261-7000 |
08/20/2002 |
BD-1263 |
|
Jared Merlin |
190 |
| BROKER DEALERS |
Crescendo Markets LLC |
|
ACTIVA |
148 Lafayette St Third Floor New York NY 10013 |
646-902-6993 |
01/24/2024 |
BD-2487 |
|
Matthias Pitkowitz |
298072 |
| BROKER DEALERS |
Crescent Securities Group, Inc. |
|
ACTIVA |
8750 N. Central Expressway Suite 750 Dallas TX 75231 |
972-490-0150 |
10/04/2019 |
BD-2221 |
|
Travis Nick Duren |
114993 |
| BROKER DEALERS |
Crossmark Distributors, Inc. |
|
ACTIVA |
3700 West Sam Houston Parkway South Suite 250 Houston TX 77042 |
713-260-9000 X 6746 |
07/17/2015 |
BD-1997 |
|
Jim Coppedge |
14970 |
| BROKER DEALERS |
Crow Holdings Securities LLC |
|
ACTIVA |
3819 Maple Avenue Dallas TX 75219 |
214-661-8000 |
05/10/2022 |
BD-2387 |
|
Jill Demayo |
308543 |
| BROKER DEALERS |
Cuatro Capital Securities, LLC |
|
ACTIVA |
1959 Calle Loíza Suite 203 San Juan PR 00911 |
914-362-9343 |
03/18/2025 |
BD-2535 |
|
Brian Donovan |
328082 |
| BROKER DEALERS |
Cue Capital Limited Partnership |
|
ACTIVA |
2665 S. Bayshore Drive Suite 220 Coconut Grove FL 33133 |
212-317-1330 |
09/17/2013 |
BD-1895 |
|
George A. Skouras |
132503 |
| BROKER DEALERS |
Cultivate Capital Group, LLC |
|
ACTIVA |
80 Broad St. 5th Floor New York NY 10004 |
212-381-1977 |
04/18/2022 |
BD-2380 |
|
Keith, Bliss, |
300634 |
| BROKER DEALERS |
CUNA Brokerage Services, Inc. |
|
ACTIVA |
2000 Heritage Way Waverly IA 50677 |
319-352-4090 |
11/06/2002 |
BD-1282 |
|
John Landers, John Landers |
13941 |
| BROKER DEALERS |
Curvature Securities, LLC |
|
ACTIVA |
39 Main Street Chatham NJ 07928 |
908-304-9200 |
10/17/2022 |
BD-2426 |
|
Todd Pigott |
169708 |
| BROKER DEALERS |
CvC Funding, LLC |
|
ACTIVA |
712 Fifth Avenue 42nd Floor New York NY 10019 |
212-506-3858 |
05/27/2016 |
BD-2044 |
|
Stephen P. Hickey |
277056 |
| BROKER DEALERS |
CWS Investments |
|
ACTIVA |
14 Corporate Plaza Suite 210 Newport Beach CA 92660 |
949-640-4200 |
04/30/2018 |
BD-2145 |
|
Christopher Whiston |
23551 |
| BROKER DEALERS |
D.A. Davidson & Co. |
|
ACTIVA |
8 Third Street North Great Falls MT 59401-3104 |
406-727-4200 |
04/09/2024 |
BD-2500 |
|
Jacqueline A. Beauprez |
199 |
| BROKER DEALERS |
D.Boral Capital |
|
ACTIVA |
590 Madison Ave 39th Floor New York NY 10022 |
212-570-5150 |
06/10/2022 |
BD-2374 |
|
Jared Merlin |
103792 |
| BROKER DEALERS |
D.E. Shaw Securities, L.L.C. |
|
ACTIVA |
1166 Avenue of the Americas 9th Floor New York NY 10036 |
212-478-0000 |
11/17/1994 |
BD-590 |
|
Nathan Thomas |
24332 |
| BROKER DEALERS |
Daiwa Capital Markets America Inc. |
|
ACTIVA |
Financial Square 32 Old Slip New York NY 10005-3538 |
212-612-7000 |
08/16/1989 |
BD-388 |
|
Isabel De Jesus |
1576 |
| BROKER DEALERS |
Dalmore Group, LLC |
|
ACTIVA |
525 Green Place Woodmere NY 11598 |
917-887-1948 |
09/01/2022 |
BD-2417 |
|
Oscar Seidel |
136352 |
| BROKER DEALERS |
Dash Prime LLC |
|
ACTIVA |
200 South Wacker Drive Suite 2450 Chicago IL 60606 |
312-690-2512 |
02/07/2018 |
BD-2130 |
|
John Collin Carrico |
41257 |
| BROKER DEALERS |
Dasta Financial, LLC |
|
ACTIVA |
101 Greenwich Street Second Floor, Suite 504 New York NY 10006 |
212-574-1281 |
04/14/2023 |
BD-2449 |
|
Justin Ramirez |
316477 |
| BROKER DEALERS |
Davenport & Company LLC |
|
ACTIVA |
One James Center 901 E Cary Street Richmond VA 23219 |
804-780-2000 |
11/17/2006 |
BD-1520 |
|
Kathleen Holman |
1588 |
| BROKER DEALERS |
David Lerner Associates, Inc. |
|
ACTIVA |
477 Jericho TPKE P.O. Box 9006 Syosset NY 11791-9006 |
516-921-4200 |
10/10/2000 |
BD-1098 |
|
Allen Holeman |
5397 |
| BROKER DEALERS |
Davis Distributors, LLC |
|
ACTIVA |
3601 E Britannia Drive Tucson AZ 85706 |
520-434-3771 |
08/09/1996 |
BD-667 |
|
Ryan Charles |
7975 |
| BROKER DEALERS |
Dawson James Securities, Inc. |
|
ACTIVA |
1 North Federal Highway Suite 500 Boca Raton FL 33432 |
561-391-5555 |
05/01/2008 |
BD-1606 |
|
Cary Elliot Meth |
130645 |
| BROKER DEALERS |
Dealmaker Securities LLC |
|
ACTIVA |
16540 Pointe Village Drive Suite 201 (J) Lutz FL 33558 |
647-236-9021 |
04/11/2022 |
BD-2379 |
|
Meighan Leon |
315324 |
| BROKER DEALERS |
Decheque Securities, LLC |
|
ACTIVA |
353 W. Pierpoint Ave. Salt Lake City UT 84101 |
805-432-0320 |
07/11/2025 |
BD-2562 |
|
Peter Dolezal |
311020 |
| BROKER DEALERS |
Delaware Distributors L.P., |
|
ACTIVA |
2005 Market St 9th Floor Philadelphia PA 19103 |
215-255-1200 |
09/01/1984 |
BD-189 |
|
Brian L Murray |
14232 |
| BROKER DEALERS |
Deloitte Corporate Finance LLC |
|
ACTIVA |
200 Renaissance Center Suite 3900 Detroit MI 48243-1900 |
313-396-3030 |
09/18/2001 |
BD-1183 |
|
Nannette Fogarty |
111747 |
| BROKER DEALERS |
Delphos MMJ L.P. |
|
ACTIVA |
1270 Avenue of the Americas 7th Floor New York, NY 10020 |
917-398-2315 |
02/12/2016 |
BD-2027 |
|
Frank Ingraham |
137389 |
| BROKER DEALERS |
Destra Capital Investments LLC |
|
ACTIVA |
One North Wacker Drive 48th Floor Chicago IL 60606-2829 |
877-855-3434 |
04/05/2011 |
BD-1792 |
|
Walter Costenbader |
148299 |
| BROKER DEALERS |
Deutsche Bank Securities Inc. |
|
ACTIVA |
60 Wall Street New York NY 10005 |
212-250-2500 |
12/07/2000 |
BD-1111 |
|
Margaret M. Adams |
2525 |
| BROKER DEALERS |
Development Corporation for Israel |
|
ACTIVA |
575 Lexington Avenue New York NY 10022 |
212-644-2663 |
11/14/1990 |
BD-426 |
|
Robin D. Foerster |
11148 |
| BROKER DEALERS |
DFA Securities LLC |
|
ACTIVA |
6300 Bee Cave Road Austin TX 78746 |
512-306-7400 |
09/22/1992 |
BD-491 |
|
Christopher Crossan |
10292 |
| BROKER DEALERS |
DFPG Investments, LLC |
|
ACTIVA |
9017 Riverside Drive Suite 210 Sandy UT 84070 |
801-838-9999 |
01/02/2024 |
BD-2485 |
|
Brad Anderson |
155576 |
| BROKER DEALERS |
Digital Brokerage Services LLC |
|
ACTIVA |
499 Washington Blvd Jersey City NJ 07310 |
201-915-6806 |
12/03/2020 |
BD-2273 |
|
David Peek |
308213 |
| BROKER DEALERS |
Digital Offering, LLC |
|
ACTIVA |
1461 Glenneyre Street Suite D Laguna Beach CA 92651 |
949-300-2240 |
06/21/2024 |
BD-2510 |
|
William G. McBean |
166401 |
| BROKER DEALERS |
Dinari Securities, LLC |
|
ACTIVA |
260 Madison Avenue Suite 8051 New York NY 10016 |
610-844-6952 |
09/03/2025 |
BD-2572 |
|
Evan Brown |
329672 |
| BROKER DEALERS |
Dinosaur Financial Group, L.L.C |
|
ACTIVA |
470 Park Ave South 9th Floor New York NY 10016 |
212-448-9944 |
10/16/2020 |
BD-2263 |
|
Glenn Grossman |
104446 |
| BROKER DEALERS |
Disruptive Securities |
|
ACTIVA |
1801 Century Park East Suite 2220 Los Angeles CA 90067 |
424-205-6850 |
11/08/2019 |
BD-2227 |
|
Bruce Friedman |
299155 |
| BROKER DEALERS |
Distribution Services, LLC |
|
ACTIVA |
Three Canal Plaza Suite 100 Portland ME 04101 |
866-251-6920 |
06/06/1994 |
BD-559 |
|
Gordon Burdette Taylor |
25938 |
| BROKER DEALERS |
DMG Securities, INC. |
|
ACTIVA |
746 Walker Road Suite 10 Great Falls VA 22066-2643 |
703-757-9900 |
08/29/1994 |
BD-574 |
|
Mark Guntle |
15480 |
| BROKER DEALERS |
DMK Advisor Group, Inc. |
|
ACTIVA |
7114 W. Jefferson Ave. Suite 305 Lakewood CO 80235 |
303-996-5680 |
03/15/2019 |
BD-2188 |
|
Stephen A. Kohn |
41067 |
| BROKER DEALERS |
DNB Markets, Inc. |
|
ACTIVA |
200 Park Avenue NEW YORK PR 10166-0396 |
212-681-3849 |
10/11/2010 |
BD-1756 |
|
Randy Hill |
127605 |
| BROKER DEALERS |
Dominari Securities, LLC |
|
ACTIVA |
725 Fifth Avenue 23rd Fl. New York NY 10022 |
212-393-4500 |
04/05/2024 |
BD-2499 |
|
Jaime Mercado, Jaime Mercado |
18975 |
| BROKER DEALERS |
Dorset Peak Securities LLC |
|
ACTIVA |
416 West 13th Street New York NY 10014 |
646-661-3588 |
10/16/2023 |
BD-2477 |
|
Jack Leventhal |
312209 |
| BROKER DEALERS |
Drivewealth, LLC |
|
ACTIVA |
97 Main Street Second Floor Chatham NJ 07928 |
973-559-6744 |
06/10/2014 |
BD-1929 |
|
Michael J. Dugan |
165429 |
| BROKER DEALERS |
DSIL Investment Services LLC |
|
ACTIVA |
532 Broadway 9th Floor New York NY 10012-3939 |
212-217-1100 |
01/01/1999 |
BD-869 |
|
Carole M Laible |
30149 |
| BROKER DEALERS |
Dunham & Associates Investment Counsel, Inc. |
|
ACTIVA |
10251 Vista Sorrento Parkway Suite 200 San Diego CA 92121 |
858-964-0500 |
07/10/2002 |
BD-1258 |
|
Joseph Kelly |
13162 |
| BROKER DEALERS |
DWS Distributors, Inc. |
|
ACTIVA |
222 South Riverside Plaza Chicago IL 60606-5808 |
312-537-4511 |
06/15/1998 |
BD-824 |
|
Un Sil Hwang |
37306 |
| BROKER DEALERS |
E.F. Hutton & Co., LLC |
|
ACTIVA |
141 Roadrunner Parkway #141A Suite 123 Las Cruces NM 88011 |
404-579-0747 |
05/05/2025 |
BD-2550 |
|
William Crapps |
322687 |
| BROKER DEALERS |
Eagle Point Securities, LLC |
|
ACTIVA |
600 Steamboat Road Suite 202 Greenwich CT 06830 |
203-340-8565 |
03/14/2024 |
BD-2492 |
|
Joseph Roth |
324528 |
| BROKER DEALERS |
Earlybirdcapital, Inc. |
|
ACTIVA |
One Huntington Quadrangle Suite 4C18 Melville NY 11747 |
631-770-0608 |
06/23/1999 |
BD-897 |
|
Eileen A Moore |
28629 |
| BROKER DEALERS |
Eaton Vance Distributor, Inc |
|
ACTIVA |
Two International Place Boston MA 02110 |
617-482-8260 |
02/06/1996 |
BD-639 |
|
Frederick Stewart Marius |
37731 |
| BROKER DEALERS |
EC Securities LLC |
|
ACTIVA |
850 Montgomery Street Suite 350 San Francisco CA 94133 |
415-510-9071 |
03/14/2019 |
BD-2187 |
|
David Amster |
287845 |
| BROKER DEALERS |
Eden Global Capital Partners LLC |
|
ACTIVA |
445 Park Avenue 5th Floor New York NY 10022 |
212-466-6790 |
03/29/2022 |
BD-2376 |
|
Reuben Koper |
313169 |
| BROKER DEALERS |
Edward D. Jones & Co., LP |
|
ACTIVA |
12555 Manchester RD St. Louis MO 63131-3729 |
314-515-8067 |
03/21/1988 |
BD-294 |
|
Steve Melichar, Stephen T. Bee |
250 |
| BROKER DEALERS |
EFG Capital International Corp. |
|
ACTIVA |
701 Brickell Avenue 9th Floor & Suite 1350 Miami FL 33131-2867 |
305-482-8010 |
05/03/2017 |
BD-2102 |
|
Amy Odom |
40118 |
| BROKER DEALERS |
Elevation, LLC |
|
ACTIVA |
6836 Morrison Boulevard Suite 240 Charlotte NC 28211 |
704-926-1100 |
05/04/2023 |
BD-2452 |
|
Erin Gilson |
140341 |
| BROKER DEALERS |
Emerson Equity LLC |
|
ACTIVA |
155 Bovet Road Suite 725 San Mateo CA 94402 |
650-312-0200 |
09/05/2014 |
BD-1943 |
|
Dominic Baldini, Dominic Baldini |
130032 |
| BROKER DEALERS |
Empire Asset Management Company |
|
ACTIVA |
2 Rector Street 15th Floor New York NY 10006 |
212-417-8239 |
06/13/2007 |
BD-1550 |
|
Gregg Zeoli |
143007 |
| BROKER DEALERS |
Empower Financial Services, Inc. |
|
ACTIVA |
8515 E Orchard Road Greenwood Village CO 80111 |
303-737-6595 |
10/04/2006 |
BD-1514 |
|
Beatriz E. Torres, Shannon Cochran |
13109 |
| BROKER DEALERS |
Enclave Capital LLC |
|
ACTIVA |
19 W. 44th Street Suite 1700 New York NY 10036 |
917-459-7906 |
07/05/2018 |
BD-2160 |
|
Robert L. Mazzeo II |
22732 |
| BROKER DEALERS |
Entoro Securities, LLC |
|
ACTIVA |
333 West Loop North Suite 333 Houston TX 77024 |
713-823-2900 |
03/10/2021 |
BD-2290 |
|
James C. Row |
35192 |
| BROKER DEALERS |
EQT PARTNERS BD, LLC |
|
ACTIVA |
Five Radnor Corporate Center 100 Matsonford Road, Suite 250 Radnor PA 19087 |
484-531-7456 |
06/13/2023 |
BD-2458 |
|
Barry Breen |
322826 |
| BROKER DEALERS |
Equitable Advisors, LLC |
|
ACTIVA |
1290 Avenue of the Americas New York NY 10104 |
787-759-3333 |
12/28/1987 |
BD-323 |
|
Christopher Larussa, Christian Cannon, Hiram A. Ramírez Rangel |
6627 |
| BROKER DEALERS |
Equitable Distributors, LLC |
|
ACTIVA |
525 Washington Boulevard Jersey City NJ 07310 |
212-314-2137 |
08/03/1992 |
BD-486 |
|
Windy Lawrence |
25900 |
| BROKER DEALERS |
EquityBee Securities LLC |
|
ACTIVA |
955 Alma Street Suite A Palo Alto CA 94301 |
800-442-5431 |
02/22/2022 |
BD-2366 |
|
Susan Woodard |
41896 |
| BROKER DEALERS |
EquityZen Securities LLC |
|
ACTIVA |
10 W. 18th Street 7th Floor New York NY 10011 |
347-352-2085 |
01/30/2018 |
BD-2128 |
|
Danielle Calabro |
281820 |
| BROKER DEALERS |
Ernst & Young Capital Advisors, LLC |
|
ACTIVA |
155 N Wacker Drive Chicago IL 60606 |
312-879-2000 |
09/01/2010 |
BD-1744 |
|
Guseppina Noviello |
152514 |
| BROKER DEALERS |
Ernst & Young Corporate Finance (Canada) Inc. |
|
ACTIVA |
222 Bay Street Ernst & Young Tower Toronto, M5K 1J7 Ontario |
416-943-3101 |
01/02/2004 |
BD-1331 |
|
Carolyn Kerr |
126914 |
| BROKER DEALERS |
Essex Securities LLC |
|
ACTIVA |
95 Christopher Columbus Dr Suite 16-11 Jersey City NJ 07302 |
201-777-7121 |
07/21/2021 |
BD-2331 |
|
LLoyd Shepetin |
46605 |
| BROKER DEALERS |
ETC Brokerage Services, LLC |
|
ACTIVA |
5430 LBJ Freeway Suite 320 Dallas TX 75240 |
877-403-0369 |
02/11/2025 |
BD-2541 |
|
Jason Strickland |
145276 |
| BROKER DEALERS |
EToro USA Securities Inc. |
|
ACTIVA |
221 River Street 9th Floor Hoboken NJ 07030 |
1-201-479-0267 |
02/09/2021 |
BD-2280 |
|
Erin Baskett |
298361 |
| BROKER DEALERS |
Eulav Securities LLC |
|
ACTIVA |
7 Times Square 21st Floor New York NY 10036 |
212-907-1827 |
06/01/2011 |
BD-1785 |
|
Mitchell Appel |
156396 |
| BROKER DEALERS |
Evercore Group LLC |
|
ACTIVA |
55 East 52nd Street 38th Floor New York NY 10055 |
212-857-3100 |
08/01/2006 |
BD-1498 |
|
John Christopher Crowe |
42405 |
| BROKER DEALERS |
ExchangeRight Securities, LLC |
|
ACTIVA |
1055 E. Colorado Blvd. Suite 310 PASADENA CA 91106 |
626-564-1031 |
03/03/2020 |
BD-2235 |
|
Susana Dryden |
283430 |
| BROKER DEALERS |
Exemplar Capital, LLC |
|
ACTIVA |
10 Post Office Square 8th Fl South Boston MA 02109 |
617-500-3083 |
07/06/2018 |
BD-2161 |
|
Christopher Marston |
155786 |
| BROKER DEALERS |
Far Hills Group, LLC |
|
ACTIVA |
747 3rd Avenue 30th Floor New York, NY 10017 |
212-840-7779 |
01/02/2014 |
BD-1901 |
|
Seth H. Wohlberg |
32243 |
| BROKER DEALERS |
FBN Securities, Inc. |
|
ACTIVA |
112 West 34th Street 18th Floor NEW YORK NY 10120 |
212-618-2180 |
04/17/2020 |
BD-2240 |
|
Dennis Naso |
18315 |
| BROKER DEALERS |
FDX Capital LLC |
|
ACTIVA |
515 Madison Avenue 24th Floor New York NY 10022 |
720-213-3393 |
11/05/2020 |
BD-2266 |
|
Elizabeth Anth |
119302 |
| BROKER DEALERS |
Federated Securities Corp. |
|
ACTIVA |
Federated Investors Tower 1001 Liberty Avenue Pittsburgh PA 15222-3779 |
412-288-1900 |
05/29/1981 |
BD-158 |
|
Brian P. Bouda |
5009 |
| BROKER DEALERS |
FEF Distributors, LLC |
|
ACTIVA |
1345 Avenue of the Americas New York NY 10105-4300 |
212-632-2700 |
06/02/2005 |
BD-1432 |
|
Robert Bruno |
46585 |
| BROKER DEALERS |
Fenimore Securities, Inc. |
|
ACTIVA |
384 North Grand Street Cobleskill NY 12043 |
518-234-7400 |
10/22/2001 |
BD-1191 |
|
Charles Richter |
104391 |
| BROKER DEALERS |
Fennel Financials LLC |
|
ACTIVA |
34 East Putnam Avenue Suite 127 Greenwich CT 06830 |
833-660-0680 |
07/20/2022 |
BD-2405 |
|
Jennifer Gatherer |
316281 |
| BROKER DEALERS |
FHN Financial Securities Corp. |
|
ACTIVA |
845 Crossover Late Ste 150 Memphis TN 38117 |
901-435-8080 |
05/28/1999 |
BD-886 |
|
Mark Dabrowski |
46346 |
| BROKER DEALERS |
Fidelity Brokerage Services LLC |
|
ACTIVA |
900 Salem Street Smithfield RI 02917 |
617-563-7000 |
09/01/1984 |
BD-141 |
|
Yeeli Tsang |
7784 |
| BROKER DEALERS |
Fidelity Distributors Company, LLC |
|
ACTIVA |
900 Salem Street Smithfield RI 02917 |
800-237-8132 |
08/27/1987 |
BD-288 |
|
Jane Daulerio |
17507 |
| BROKER DEALERS |
Fifth Third Securities, Inc. |
|
ACTIVA |
34 Fountain Sqare Plaza MD 10AT42 Cincinnati OH 45263 |
513-534-7421 |
04/25/2002 |
BD-1237 |
|
Jarrett Jacobs |
628 |
| BROKER DEALERS |
Figure Securities, Inc. |
|
ACTIVA |
650 CALIFORNIA STREET SUITE 2700 SAN FRANCISCO CA 94108 |
628-210-6930 |
06/28/2021 |
BD-2328 |
|
Andrew Madar |
307093 |
| BROKER DEALERS |
FIN2 |
|
ACTIVA |
80 Broad Street 5th Floor New York NY 10004 |
214-557-3070 |
01/08/2026 |
BD-2579 |
|
William Thatcher |
316863 |
| BROKER DEALERS |
Finalis Securities LLC |
|
ACTIVA |
122 Lower Anchorage Road Sausalito CA 94965 |
813-347-7061 |
06/19/2020 |
BD-2250 |
|
John Cunningham |
305908 |
| BROKER DEALERS |
Financial Northeastern Securities,Inc. |
|
ACTIVA |
100 Passaic Avenue Fairfield NJ 07004 |
973-882-9337 |
11/23/1992 |
BD-494 |
|
Sandralin J Kiss |
17007 |
| BROKER DEALERS |
First Citizens Investor Services, Inc. |
|
ACTIVA |
4300 Six Forks Road Raleigh NC 27609 |
919-716-7392 |
10/23/2020 |
BD-2265 |
|
Paula Heffron |
44430 |
| BROKER DEALERS |
First Command Brokerage Services Inc. |
|
ACTIVA |
1 FirstComm Plaza Fort Worth TX 76113 |
817-731-8621 |
09/16/2022 |
BD-2409 |
|
Veronica Hammond |
3641 |
| BROKER DEALERS |
First Heartland Capital, Inc. |
|
ACTIVA |
1839 Lake St Louis Blvd Lake St Louis MO 63367 |
636-625-0900 |
05/22/2000 |
BD-1047 |
|
David M Hoff |
32460 |
| BROKER DEALERS |
First Horizon Advisors, Inc. |
|
ACTIVA |
165 Madison Avenue 14th Floor Memphis TN 38103 |
901-818-6000 |
09/07/2022 |
BD-2413 |
|
|
17117 |
| BROKER DEALERS |
First Liberties Financial |
|
ACTIVA |
369 Lexington Avenue Suite 341 New York NY 10017 |
917-639-5451 |
03/02/2021 |
BD-2288 |
|
Hilary Bergman |
14432 |
| BROKER DEALERS |
First Southern, LLC |
|
ACTIVA |
2 Tabonuco Street Suite 200 Guaynabo PR 00968-1772 |
877-778-9373 |
01/20/2017 |
BD-2078 |
|
W Heath Hawk |
282756 |
| BROKER DEALERS |
First Trust Portfolios L.P. |
|
ACTIVA |
120 E Liberty Drive Suite 400 Wheaton IL 60187 |
630-765-8000 |
08/07/2007 |
BD-1559 |
|
W Scott Jardine |
28519 |
| BROKER DEALERS |
Firstrade Securities Inc. |
|
ACTIVA |
30-50 Whitestone Expressway Suite A301 Flushing NY 11354 |
718-269-1504 |
09/25/2002 |
BD-1275 |
|
Eng Yen Lian |
16843 |
| BROKER DEALERS |
FIS Brokerage & Securities Services LLC |
|
ACTIVA |
2100 Enterprise Avenue Geneva IL 60134 |
630-482-7100 |
03/20/2003 |
BD-1307 |
|
Greg Pratnicki |
104162 |
| BROKER DEALERS |
Flagstar Advisors |
|
ACTIVA |
1177 Avenue of the Americas 11th Floor New York NY 10036 |
646-822-1450 |
02/07/2001 |
BD-1121 |
|
William J Maguire, Jr, Michael Frasier |
104233 |
| BROKER DEALERS |
Flourish Financial LLC |
|
ACTIVA |
60 Madison Ave 9th Floor New York NY 10010 |
833-808-5700 |
01/09/2019 |
BD-2182 |
|
James Doench |
293019 |
| BROKER DEALERS |
FMSBonds, Inc. |
|
ACTIVA |
4775 Technology Way Boca Raton FL 33431 |
800-741-1103 |
04/22/1999 |
BD-888 |
|
Matthew Guerrise |
7793 |
| BROKER DEALERS |
Folger Nolan Fleming Douglas Incorporated |
|
ACTIVA |
725 15th Street NW Washington DC 20005-2109 |
202-783-5252 |
11/02/2001 |
BD-1200 |
|
Richard S Foster |
319 |
| BROKER DEALERS |
Folionet Financial LLC |
|
ACTIVA |
1221 Brickell Avenue Suite 900 Miami FL 33131 |
305-303-4279 |
05/03/2019 |
BD-2200 |
|
Juan Santos |
283965 |
| BROKER DEALERS |
Foreside Distrubution Services, L.P. |
|
ACTIVA |
Three Canal Plaza 3rd Floor Portland ME 04101 |
866-251-6920 |
11/01/1995 |
BD-625 |
|
Nanette Chern |
15634 |
| BROKER DEALERS |
Foreside Financial Services, LLC |
|
ACTIVA |
Three Canal Plaza Suite 100 Portland ME 04101 |
866-251-6920 |
04/15/2009 |
BD-1653 |
|
Susan K Moscaritolo |
148477 |
| BROKER DEALERS |
Foreside Fund Services, LLC |
|
ACTIVA |
Three Canal Plaza 3rd Floor Portland ME 04101 |
207-553-7110 |
02/05/1999 |
BD-873 |
|
Nanette K Chern |
46106 |
| BROKER DEALERS |
Foreside Funds Distributors LLC |
|
ACTIVA |
899 Cassatt Road 400 Berwyn Park Berwyn PA 19312 |
866-251-6920 |
08/20/1997 |
BD-751 |
|
Felicia A. Antonio |
31334 |
| BROKER DEALERS |
Foreside Global Services, LLC |
|
ACTIVA |
Three Canal Plaza Suite 100, 3rd Floor Portland ME 04101 |
866-251-6920 |
10/31/2008 |
BD-1638 |
|
Susan K. Moscaritolo |
147382 |
| BROKER DEALERS |
Forge Securities LLC |
|
ACTIVA |
415 Mission St 55th Floor San Francisco CA 94105 |
800-279-7754 |
05/10/2013 |
BD-1870 |
|
Denise Chisolm |
134596 |
| BROKER DEALERS |
Foris Capital US LLC |
|
ACTIVA |
32 Hodgdon Way Unit 2222 Portsmouth NH 03801 |
678-679-8635 |
01/27/2021 |
BD-2282 |
|
Mchael OConnell |
282331 |
| BROKER DEALERS |
Fortress Capital Formation, LLC |
|
ACTIVA |
1345 Avenue of the Americas 45th Floor New York NY 10105 |
212-798-6100 |
02/05/2025 |
BD-2540 |
|
Robert Adam Fishman |
152385 |
| BROKER DEALERS |
Fortress Wealth Solutions, LLC |
|
ACTIVA |
1345 Avenue of the Americas 45th Floor New York NY 10105 |
212-798-6100 |
12/12/2024 |
BD-2534 |
|
Robert Adam Fishman |
324594 |
| BROKER DEALERS |
Founders Financial Securities, LLC |
|
ACTIVA |
1020 Cromwell Bridge Road Towson MD 21286 |
410-308-9988 |
09/17/2015 |
BD-2004 |
|
Karen E. Beech, Joseph Krcma |
137945 |
| BROKER DEALERS |
Four Points Capital Partners LLC |
|
ACTIVA |
232 Madison Avenue Suite 405 New York NY 10016 |
855-944-4787 |
04/28/2010 |
BD-1728 |
|
Michael Martino |
43149 |
| BROKER DEALERS |
Franklin Distributors, LLC |
|
ACTIVA |
One Franklin Parkway San Mateo CA 94403 |
800-632-2350 |
11/01/2005 |
BD-1462 |
|
Vicki R Schmelzer |
109064 |
| BROKER DEALERS |
Frec Securities LLC |
|
ACTIVA |
3033 N Clark St Chicago IL 60657 |
855-900-3732 |
06/08/2022 |
BD-2397 |
|
Ashley Rodabaugh |
316641 |
| BROKER DEALERS |
Fred Alger & Company, LLC |
|
ACTIVA |
360 Park Avenue South New York NY 10010 |
212-806-8800 |
06/27/1994 |
BD-564 |
|
Robert Kincel |
5300 |
| BROKER DEALERS |
Frontegra Strategies, LLC |
|
ACTIVA |
400 Skokie Boulevard Suite 500 Northbrook IL 60062 |
847-509-9860 |
10/11/2007 |
BD-1568 |
|
William D Fosyth, III |
137529 |
| BROKER DEALERS |
FS Investment Solutions, LLC |
|
ACTIVA |
201 Rouse Boulevard Philadelphia PA 19112 |
215-495-1172 |
09/17/2008 |
BD-1634 |
|
Elizabeth C. Detwiler |
145244 |
| BROKER DEALERS |
FTI Capital Advisors, LLC |
|
ACTIVA |
1101 K Street NW 9th Floor Washington DC 20005 |
571-405-3330 |
05/09/2014 |
BD-1923 |
|
John C. Crittenden, III |
123434 |
| BROKER DEALERS |
FTP Securities LLC |
|
ACTIVA |
555 Mission Street 23rd Floor San Francisco CA 94108 |
415-512-8700 |
08/17/2004 |
BD-1381 |
|
Steven J McLaughling |
129356 |
| BROKER DEALERS |
Funds Distributor, LLC |
|
ACTIVA |
Three Canal Plaza 3rd Floor Portland ME 04101 |
866-251-6920 |
07/09/1990 |
BD-430 |
|
Nanette Chern |
7174 |
| BROKER DEALERS |
G. Distributor, LLC |
|
ACTIVA |
One Corporate Center Rye NY 10580-1435 |
914-921-5000 |
05/03/2011 |
BD-1778 |
|
Arthur McNiff |
155071 |
| BROKER DEALERS |
G. Research, LLC |
|
ACTIVA |
One Corporate Center Rye NY 10580-1435 |
914-921-7725 |
01/27/1992 |
BD-464 |
|
Josephine Lafauci |
7353 |
| BROKER DEALERS |
Galaxy Digital Partners LLC |
|
ACTIVA |
107 Grand St. New York NY 10013 |
212-499-0081 |
05/28/2019 |
BD-2204 |
|
Andrew Siegel |
289605 |
| BROKER DEALERS |
Galaxy Securities, LLC |
|
ACTIVA |
300 Vesey Street 13th Floor New York NY 10282 |
212-499-0081 |
07/18/2025 |
BD-2563 |
|
Junnette Alayo |
330599 |
| BROKER DEALERS |
Gallagher Securities, Inc. |
|
ACTIVA |
250 Park Avenue 5th Floor New York NY 10177 |
212-309-3494 |
06/06/2013 |
BD-1874 |
|
William Jay Dubinsky |
116605 |
| BROKER DEALERS |
Gamma Securities, LLC |
|
ACTIVA |
500 Calle De La Tanca, Suite 305 Ochoa Building San Juan PR 00901 |
787-945-9116 |
02/02/2022 |
BD-2293 |
|
David Galarza Sosa |
298341 |
| BROKER DEALERS |
Gar Wood Securities, LLc |
|
ACTIVA |
4355 Weaver Parkway Suite 320 Warrenville IL 60555 |
312-566-0740 |
10/21/2014 |
BD-1950 |
|
Robert S. Jersey |
138033 |
| BROKER DEALERS |
Garden State Securities, Inc. |
|
ACTIVA |
328 Newman Springs Road Red Bank NJ 07701 |
732-280-6886 |
04/19/2018 |
BD-2144 |
|
Steven Trigili |
10083 |
| BROKER DEALERS |
Geneos Wealth Management, Inc. |
|
ACTIVA |
9055 E Mineral Circle Suite 200 Centennial CO 80112 |
303-785-8470 |
02/08/2005 |
BD-1404 |
|
Ryan W Diachok, Dean Rager |
120894 |
| BROKER DEALERS |
Georgeson Securities Corporation |
|
ACTIVA |
118 Fernwood Avenue Edison NJ 08837 |
201-386-3533 |
01/28/2000 |
BD-952 |
|
Rosemary Depalma |
46749 |
| BROKER DEALERS |
GFI Securities LLC |
|
ACTIVA |
55 Water Street 10th Floor New York NY 10041 |
212-968-2032 |
09/29/2021 |
BD-2343 |
|
Kenneth Sklover |
19982 |
| BROKER DEALERS |
Gilder Gagnon Howe & Co. LLC |
|
ACTIVA |
3 Columbus Circle New York NY 10019 |
212-765-2500 |
01/19/1996 |
BD-635 |
|
Bonnie Haupt |
2002 |
| BROKER DEALERS |
Gladstone Securities, LLC |
|
ACTIVA |
1521 Westbranch Drive Suite 100 McLean VA 22102 |
703-287-5900 |
11/04/2009 |
BD-1701 |
|
Micchael Licalsi |
127808 |
| BROKER DEALERS |
Glendale Securities, Inc. |
|
ACTIVA |
15233 Ventura Blvd. Suite 712 Sherman Oaks ca 91403 |
818-907-1505 |
02/05/2015 |
BD-1956 |
|
Paul Eric Flesche |
123649 |
| BROKER DEALERS |
Global Alliance Securities, LLC |
|
ACTIVA |
2464 Darts Cove Way Charleston (Mt. Pleasant) SC 29466 |
212-878-6500 |
05/24/2024 |
BD-2506 |
|
Jennifer L. O'Shea |
167164 |
| BROKER DEALERS |
Global Atlantic Distributors, LLC |
|
ACTIVA |
82 Hopmeadow St., Suite 200 Parkview Building Simsbury CT 06089 |
800-325-1578 |
03/06/2009 |
BD-1662 |
|
Margot Wallin |
8326 |
| BROKER DEALERS |
Global Carry, LLC |
|
ACTIVA |
10 Grand Street Ste 1800-B Brooklyn NY 11211 |
201-472-0612 |
07/03/2025 |
BD-2559 |
|
Evan Cohen |
332522 |
| BROKER DEALERS |
GMS Group |
|
ACTIVA |
120 Eagle Rock Ave Suite 300 East Hanover NJ 07936 |
973-535-5000 |
05/08/2001 |
BD-1147 |
|
Timothy J Donohue |
8000 |
| BROKER DEALERS |
Goldman Sachs & Co. LLC |
|
ACTIVA |
200 West St New York NY 10282-2198 |
212-902-1000 |
09/01/1984 |
BD-051 |
|
Thomas Fairbanks Matthias, Jamison Yardley |
361 |
| BROKER DEALERS |
Goldman Sachs Custody Solutions |
|
ACTIVA |
8180 Greensboro Dr 8th Floor McLean VA 22102 |
703-245-4000 |
02/29/2000 |
BD-991 |
|
Nicholas Santoiemma |
48015 |
| BROKER DEALERS |
Grayscale Securities LLC |
|
ACTIVA |
290 Harbor Drive 4th Floor Stamford CT 06902 |
212-668-1427 |
03/30/2022 |
BD-2375 |
|
Craig Salm |
305907 |
| BROKER DEALERS |
Green Pier Fintech, LLC |
|
ACTIVA |
245 Summer Street V3A Boston MA 02210 |
617-563-7000 |
03/08/2023 |
BD-2446 |
|
Mark Campbell |
313305 |
| BROKER DEALERS |
Gregory J. Schwartz & Co., Inc. |
|
ACTIVA |
3707 West Maple Road Bloomfield Hills MI 48301-3212 |
248-644-2701 |
10/24/2001 |
BD-1197 |
|
Edward Schwartz |
7294 |
| BROKER DEALERS |
Griffin Capital Securities, LLC. |
|
ACTIVA |
18191 Von Karman Avenue Suite 300 Irvine CA 92612 |
949-270-9300 |
10/02/2008 |
BD-1639 |
|
Charles Huang |
37739 |
| BROKER DEALERS |
GRV Securities LLC |
|
ACTIVA |
900 North Michigan Avenue Suite 1100 Chicago IL 60611-6541 |
312-506-6500 |
05/20/2010 |
BD-1731 |
|
Darren McMillan |
138348 |
| BROKER DEALERS |
Guggenheim Funds Distributors, LLC |
|
ACTIVA |
2455 Corporate West Drive Lisle IL 60532 |
630-505-3743 |
02/22/2000 |
BD-977 |
|
Joseph B. O'Boyle |
39805 |
| BROKER DEALERS |
Guggenheim Securities, LLC |
|
ACTIVA |
330 Madison Avenue 8th Floor New York NY 10017 |
212-651-0860 |
11/14/2000 |
BD-1105 |
|
George Tilghman |
40638 |
| BROKER DEALERS |
Guzmán & Company |
|
ACTIVA |
101 Aragon Avenue Coral Gables FL 33134-5426 |
305-374-3600 |
12/18/2015 |
BD-2019 |
|
Erin Clemens |
21013 |
| BROKER DEALERS |
H.C. Wainwright & Co., LLC |
|
ACTIVA |
430 Park Ave 4th Floor New York NY 10022 |
212-356-0500 |
07/17/2013 |
BD-1882 |
|
Mark W. Viklund |
375 |
| BROKER DEALERS |
Halliday Financial, LLC |
|
ACTIVA |
725 Glen Cove Avenue Glen Head NY 11545 |
516-671-1099 |
07/24/2017 |
BD-2110 |
|
Rachel Pino |
31741 |
| BROKER DEALERS |
Harbor Funds Distributors, Inc. |
|
ACTIVA |
111 South Wacker Drive 34th Floor Chicago IL 60606 |
419-249-2874 |
08/13/2001 |
BD-1157 |
|
Charles F. McCain |
113506 |
| BROKER DEALERS |
Harley Capital LLC |
|
ACTIVA |
55 West Post Road 3rd Floor Westport CT 06880 |
347-247-9977 |
10/29/2021 |
BD-2339 |
|
Michael Egan |
310046 |
| BROKER DEALERS |
Harris Associates Securities L.P. |
|
ACTIVA |
Two North LaSalle Street Chicago IL 60602-3790 |
312-621-0628 |
01/02/2001 |
BD-1116 |
|
Sarah E. Grimm |
6959 |
| BROKER DEALERS |
Hartford Funds Distributors, LLC |
|
ACTIVA |
690 Lee Road Wayne PA 19087 |
610-386-4000 |
05/22/2008 |
BD-1616 |
|
Lisa Michelle Hickman |
45995 |
| BROKER DEALERS |
Harvest Financial Corporation |
|
ACTIVA |
1055 LPL Way Fort Mill SC 29715 |
704-733-3300 |
04/09/2024 |
BD-2501 |
|
Matthew Applebaum, Richard Sheehan |
8733 |
| BROKER DEALERS |
Hastings Capital Group, LLC |
|
ACTIVA |
527 Madison Avenue 16th Floor New York NY 10022 |
212-485-3100 |
08/25/2010 |
BD-1745 |
|
A Marie Noble |
142998 |
| BROKER DEALERS |
Hatteras Capital Distributors, LLC |
|
ACTIVA |
8510 Colonnade Center Drive Suite 150 Raleigh NC 27615 |
919-846-2324 |
08/21/2009 |
BD-1692 |
|
Frank Ingraham |
143365 |
| BROKER DEALERS |
Haywood Securities (USA) Inc. |
|
ACTIVA |
200 Burrard Street Suite 700 Vancouver, BC CN V6C 3l6 |
604-697-7400 |
06/21/2016 |
BD-2052 |
|
Edsel Rizarri |
42072 |
| BROKER DEALERS |
Hedge Pro, LLC |
|
ACTIVA |
125 Townpark Drive Suite 300 Kennesaw GA 30179 |
470-919-0249 |
03/24/2023 |
BD-2447 |
|
John Joseph Dillon |
317250 |
| BROKER DEALERS |
Hedgebay Securities LLC |
|
ACTIVA |
62 Post Road West Westport CT 06880 |
203-227-9588 |
10/19/2016 |
BD-2069 |
|
Andrew S. Kurian |
121136 |
| BROKER DEALERS |
Henley & Company LLC |
|
ACTIVA |
1290 RXR Plaza Uniondale NY 11556 |
516-794-5520 |
10/22/2004 |
BD-1384 |
|
Maria Germano |
131453 |
| BROKER DEALERS |
Hennion & Walsh, Inc. |
|
ACTIVA |
2001 Route 46 Waterview Plaza Parsippany NJ 07054-1018 |
973-299-8989 |
09/23/2011 |
BD-1815 |
|
Al Vermitsky |
25766 |
| BROKER DEALERS |
Herbert J. Sims & Co., Inc. |
|
ACTIVA |
2150 Post Road Suite 301 Fairfield CT 06824 |
203-418-9000 |
09/06/2013 |
BD-1885 |
|
Richard Cumiskey |
3420 |
| BROKER DEALERS |
Hidden Road Partners CIV US, LLC |
|
ACTIVA |
10 East 40th Street 26th Floor New York NY 10016 |
646-834-5623 |
08/01/2025 |
BD-2567 |
|
Gary Distell |
331954 |
| BROKER DEALERS |
Hightower Securities, LLC |
|
ACTIVA |
200 West Madison Street Suite 2500 Chicago IL 60606-3414 |
312-962-3800 |
12/11/2008 |
BD-1649 |
|
Timothy B Woods |
116681 |
| BROKER DEALERS |
Hiive Markets Limited |
|
ACTIVA |
96 Summerhill Avenue Ontario TO M4T 1B2 |
416-887-3718 |
04/29/2022 |
BD-2382 |
|
Simren Desai |
316580 |
| BROKER DEALERS |
Hilltop Securities Inc. |
|
ACTIVA |
1201 Elm Street Suite 3500 Dallas TX 75270-2180 |
214-859-1800 |
10/01/2012 |
BD-1842 |
|
Michael A. Cogliano |
6220 |
| BROKER DEALERS |
Hines Private Wealth Solutions LLC |
|
ACTIVA |
845 Texas Avenue Suite 3300 HOUSTON TX 77002 |
888- 446-3773 |
02/23/2004 |
BD-1351 |
|
Leronica Hill |
128145 |
| BROKER DEALERS |
Hollister Associates, LLC |
|
ACTIVA |
257 River Oak Drive Mount Pleasant SC 29464 |
401-465-3080 |
01/27/2022 |
BD-2360 |
|
Christopher V. Hollister |
173366 |
| BROKER DEALERS |
Homestead Financial Services Corp. |
|
ACTIVA |
4301 Wilson Boulevard Arlington VA 22203 |
703-907-5903 |
08/17/2005 |
BD-1448 |
|
Monica Ollivierre |
26643 |
| BROKER DEALERS |
HPS Securities, LLC |
|
ACTIVA |
40 West 57th Street 33rd Floor New York NY 10019 |
212-287-6767 |
10/13/2023 |
BD-2478 |
|
Marcela Cano |
319197 |
| BROKER DEALERS |
HSBC Securities (USA) Inc. |
|
ACTIVA |
452 Fifth Avenue New York City NY 10018 |
212-525-2879 |
01/03/2005 |
BD-1400 |
|
Lourdes R Smart, Anthony Matthew Verga |
19585 |
| BROKER DEALERS |
Huntleigh Securities Corporation |
|
ACTIVA |
7800 Forsyth Blvd 5th Floor St Louis MO 63105 |
314-236-2400 |
04/19/2001 |
BD-1140 |
|
Catherine Marshall |
7456 |
| BROKER DEALERS |
Huron Transaction Advisory LLC |
|
ACTIVA |
550 West Van Buren Street Suite 1700 Chicago IL 60607 |
312-880-3411 |
04/10/2015 |
BD-1970 |
|
David Ingevaldson |
166959 |
| BROKER DEALERS |
I-Bankers Securities, Inc. |
|
ACTIVA |
2500 N Military Trail Suite 160 A Boca Raton FL 33431 |
817-980-9034 |
02/28/2023 |
BD-2443 |
|
Dan Thayer |
41352 |
| BROKER DEALERS |
IB Capital LLC |
|
ACTIVA |
1483 Ashford Ave Apt 402 San Juan PR 00907 |
787-599-8732 |
11/16/2021 |
BD-2340 |
|
Javier Vega |
315886 |
| BROKER DEALERS |
ICapital Markets LLC |
|
ACTIVA |
60 East 42nd Street 26th Floor New York NY 10165 |
646-520-2020 |
07/11/2014 |
BD-1937 |
|
Jason Broder |
118219 |
| BROKER DEALERS |
ICON Capital Group, LLC |
|
ACTIVA |
895 Dove Street Suite 300 Newport Beach CA 92660 |
917-868-1700 |
07/10/2024 |
BD-2513 |
|
Alphonse J. Calicchio |
4029 |
| BROKER DEALERS |
IFP Securities, LLC |
|
ACTIVA |
3030 North Rocky Point Drive West Suite 700 Tampa FL 33607 |
813-341-0960 |
11/21/2024 |
BD-2532 |
|
Derek Wilkes |
297287 |
| BROKER DEALERS |
IM Global US Distributors LLC |
|
ACTIVA |
300 Barr Harbor Drive Suite 720 Conshohocken PA 19428 |
610-572-7094 |
01/02/2020 |
BD-2229 |
|
Jeff Seeley |
299892 |
| BROKER DEALERS |
IMST Distributors, LLC |
|
ACTIVA |
Three Canal Plaza Third Floor Portland ME 04101 |
866-251-6920 |
05/18/2004 |
BD-1372 |
|
Susan Moscaritolo |
130745 |
| BROKER DEALERS |
Independent Financial Group, LLC |
|
ACTIVA |
12671 High Bluff Drive Suite 200 San Diego CA 92130 |
858-436-3180 |
07/15/2014 |
BD-1936 |
|
Sarah Kreisman, Danny Thomas, Javier Enrique Cordero Conde |
7717 |
| BROKER DEALERS |
ING Financial Markets LLC |
|
ACTIVA |
1133 Avenue of the Americas New York NY 10019 |
646-424-6000 |
03/19/2001 |
BD-1132 |
|
John McCarthy |
28872 |
| BROKER DEALERS |
Ingalls & Snyder, LLC |
|
ACTIVA |
1325 Avenue of the Americas 18th Floor New York NY 10019-6066 |
212-269-7800 |
07/02/1997 |
BD-733 |
|
Frank Stolba |
2288 |
| BROKER DEALERS |
Inland Securities Corporation |
|
ACTIVA |
2901 Butterfield Road Oak Brook IL 60523 |
630-218-8000 |
09/27/2002 |
BD-1276 |
|
Karen F Reynolds |
15807 |
| BROKER DEALERS |
Innovation Partners, LLC |
|
ACTIVA |
5950 Fairview Road Suite 140 Charlotte NC 28210 |
704-708-5461 |
07/03/2025 |
BD-2558 |
|
Gregory Smith |
146344 |
| BROKER DEALERS |
Insight Securities, Inc. |
|
ACTIVA |
600 Central Avenue Suite 265 Highland Park IL 60035 |
224-632-4700 |
11/17/2015 |
BD-2012 |
|
Diane C. Ryan, James Gaafar |
5611 |
| BROKER DEALERS |
Insigneo Securities, LLC |
|
ACTIVA |
777 Brickell Ave Suite 1010 Miami FL 33131 |
305-373-9000 |
11/01/2006 |
BD-1519 |
|
Helen Lumpuy |
29249 |
| BROKER DEALERS |
Insperex LLC |
|
ACTIVA |
200 South Wacker Drive Suite 3400 Chicago IL 60606 |
312-379-3700 |
01/04/2010 |
BD-1708 |
|
James John Papagiannis |
101420 |
| BROKER DEALERS |
Instinet, LLC |
|
ACTIVA |
1095 Avenue of the Americas New York NY 10036 |
212-310-9500 |
01/05/2000 |
BD-938 |
|
Marc Chiaramonte |
7897 |
| BROKER DEALERS |
Inte Securities, LLC |
|
ACTIVA |
7000 W Palmetto Park Road Suite 503 Boca Ratón FL 33433 |
561-420-0842 |
10/06/2016 |
BD-2068 |
|
Howard Spindel |
47107 |
| BROKER DEALERS |
Inter&Co Securities, LLC |
|
ACTIVA |
501 Brickel Key Drive Suite 201 Miami FL 33131 |
310-698-0164 |
03/31/2025 |
BD-2549 |
|
John Torola |
317278 |
| BROKER DEALERS |
Interactive Brokers Corp. |
|
ACTIVA |
8 Greenwich Office Park Greenwich CT 06831 |
203-618-5700 |
11/04/2011 |
BD-1822 |
|
Arnold Feist |
117942 |
| BROKER DEALERS |
Interactive Brokers LLC |
|
ACTIVA |
One Pickwick Plaza 2nd Fl Greenwich CT 06830 |
203-618-5710 |
07/09/1999 |
BD-912 |
|
Arnold J Feist |
36418 |
| BROKER DEALERS |
Interchange Clearing, LLC |
|
ACTIVA |
1220 Main Street Suite 400 Vancouver WA 98660 |
1-855-468-7934 |
08/26/2025 |
BD-2570 |
|
Lisa Bridgeford |
332577 |
| BROKER DEALERS |
Intercoastal Capital Markets, Inc. |
|
ACTIVA |
5550 Glades Road Suite 308 Boca Raton FL 33431-7277 |
561-939-8282 |
04/26/2019 |
BD-2197 |
|
John Rogers |
83 |
| BROKER DEALERS |
International Assets Advisory, LLC |
|
ACTIVA |
300 South Orange Avenue Ste 1100 Orlando FL 32801 |
407-254-1500 |
02/16/2011 |
BD-1779 |
|
Nancy Lotvin |
10645 |
| BROKER DEALERS |
Intesa Sanpaolo IMI Securities Corp. |
|
ACTIVA |
1 William Street New York NY 10004 |
212-326-1100 |
12/26/1990 |
BD-443 |
|
Paolo Desideri |
19418 |
| BROKER DEALERS |
Invesco Capital Markets, Inc. |
|
ACTIVA |
11 Greenway Plaza Suite 1000 Houston TX 77046 |
713-214-1011 |
06/04/1990 |
BD-407 |
|
Miranda O'Keefe |
6939 |
| BROKER DEALERS |
Invesco Distributors, Inc. |
|
ACTIVA |
11 Greenway Plaza Suite 2500 Houston TX 77046-1173 |
713-214-1919 |
06/13/1988 |
BD-289 |
|
Miranda O'Keefe |
7369 |
| BROKER DEALERS |
INVESTIFI SECURITIES LLC |
|
ACTIVA |
136 4th Street North Suite 201 St Petersburg FL 33701 |
888-255-2740 |
09/30/2024 |
BD-2525 |
|
Deanna Collier |
289604 |
| BROKER DEALERS |
Investment Placement Group |
|
ACTIVA |
350 10th Avenue Suite 1150 San Diego CA 92101 |
619-326-1249 |
10/18/2016 |
BD-2070 |
|
José A. Fernández |
14458 |
| BROKER DEALERS |
Investment Planners, Inc. |
|
ACTIVA |
226 W. El Dorado Street Decatur IL 62522 |
217-425-6340 |
08/05/2020 |
BD-2255 |
|
David Koshinski |
18557 |
| BROKER DEALERS |
Inx Securities, LLC |
|
ACTIVA |
1177 Avenue of the Americas 7th Floor New York NY 10036 |
215-806-9031 |
04/04/2013 |
BD-1864 |
|
Vlad Uchenik |
162182 |
| BROKER DEALERS |
J. Alden Associates, Inc. |
|
ACTIVA |
37 West Ave Suite 301 Wayne PA 19087 |
215-572-8700 |
11/12/2021 |
BD-2352 |
|
Kenneth Smith |
40002 |
| BROKER DEALERS |
J. P. Morgan Institutional Investments Inc. |
|
ACTIVA |
270 Park Avenue NY1-K462 New York NY 10017 |
212-648-0882 |
03/29/2000 |
BD-1013 |
|
Kevin Kloza |
102920 |
| BROKER DEALERS |
J.H. Darbie & Co., Inc. |
|
ACTIVA |
40 Wall St., 30th Flooe Suite 3002 New York NY 10005 |
212-269-7271 |
01/27/2017 |
BD-2077 |
|
Marc Greenberg |
43520 |
| BROKER DEALERS |
J.P. Morgan Securities LLC |
|
ACTIVA |
383 Madison Avenue New York NY 10179 |
201-595-8471 |
12/30/1981 |
BD-164 |
|
Carol Ruocco |
79 |
| BROKER DEALERS |
Janney Montgomery Scott LLC |
|
ACTIVA |
1717 Arch Street Philadelphia PA 19103 |
215-665-6000 |
03/19/1981 |
BD-154 |
|
Gregory B McShea, Robert Slomin |
463 |
| BROKER DEALERS |
Janssen Partners, Inc. |
|
ACTIVA |
1010 North B Street Fairfield IA 52556 |
641-209-5940 |
09/26/2023 |
BD-2474 |
|
Peter Janssen |
43940 |
| BROKER DEALERS |
Janus Henderson Distributors US LLC |
|
ACTIVA |
151 Detroit Street Denver CO 80206-4923 |
303-333-3863 |
06/22/1993 |
BD-518 |
|
Michael Mulder |
28832 |
| BROKER DEALERS |
Jefferies LLC |
|
ACTIVA |
520 Madison Avenue New York NY 10022 |
212-284-2300 |
12/11/1995 |
BD-630 |
|
Eileen OÇonnell |
2347 |
| BROKER DEALERS |
Jiko Securities Inc. |
|
ACTIVA |
2130 Center Street 2nd Floor Berkeley CA 94704 |
510-402-4599 |
|
BD-2232 |
|
Stephanie Lintner |
287507 |
| BROKER DEALERS |
John Hancock Distributors LLC |
|
ACTIVA |
601 Congress Street Boston MA 02110 |
617-663-3021 |
10/01/2004 |
BD-1395 |
|
Michael Mahoney |
5249 |
| BROKER DEALERS |
John Hancock Investment Management Distributors LLC |
|
ACTIVA |
200 Berkeley Street Boston MA 02116 |
617-663-3000 |
06/08/2001 |
BD-1162 |
|
Michael Mahoney |
28262 |
| BROKER DEALERS |
Jones Lang LaSalle Securities, LLC |
|
ACTIVA |
200 East Randolph Drive Chicago IL 60601 |
312 228-2724 |
04/19/2012 |
BD-1837 |
|
Brenda Fournier |
120738 |
| BROKER DEALERS |
Jonestrading Institutional Services LLC (Jonestrading) |
|
ACTIVA |
32133 W Lindero Canyon Rd Ste 208 Westlake Village CA 91361-4226 |
818-991-5500 |
08/07/2007 |
BD-1558 |
|
Lawrence Harasym |
6888 |
| BROKER DEALERS |
Joseph Capital, LLC |
|
ACTIVA |
500 City Park Avenue Suite D Columbus OH 43215 |
917-817-7674 |
06/16/2021 |
BD-2325 |
|
Michael P. Ross |
120414 |
| BROKER DEALERS |
Joseph Grace Holdings, Inc. |
|
ACTIVA |
44 Wall Street 12th Floor New York NY 10005 |
212-461-2280 |
02/01/2016 |
BD-2024 |
|
Silvia G. Basilotta |
103580 |
| BROKER DEALERS |
Joseph Gunnar & Co. LLC |
|
ACTIVA |
30 Broad Street 11th Floor New York NY 10004 |
212-440-9645 |
09/23/2014 |
BD-1946 |
|
Robert Gerraputa |
24795 |
| BROKER DEALERS |
Joseph Stone Capital L.L.C. |
|
ACTIVA |
200 Old Country Road Suite 610 Mineola NY 11501 |
516-267-7001 |
11/21/2014 |
BD-1954 |
|
Damian Maggio |
159744 |
| BROKER DEALERS |
JPMorgan Distribution Services, Inc. |
|
ACTIVA |
460 Polaris Parkway Westerville OH 43082 |
973-538-0574 |
01/02/2001 |
BD-1104 |
|
Kevin Kloza |
104234 |
| BROKER DEALERS |
Kadenwood Capital, LLC |
|
ACTIVA |
250 Park Avenue 7th Floor New York NY 10177 |
407-535-8217 |
06/17/2022 |
BD-2398 |
|
John O'Keefe |
140203 |
| BROKER DEALERS |
Kapitall Generation, LLC |
|
ACTIVA |
31 West 34th St Suite 7006 New York NY 10001 |
888-952-7482 |
08/24/2011 |
BD-1809 |
|
Barry Mione |
153157 |
| BROKER DEALERS |
KCD Financial, Inc. |
|
ACTIVA |
3061 Allied Street Suite B Green Bay WI 54304 |
920-347-3400 |
08/22/2023 |
BD-2469 |
|
Lori L. Rastall, David S. Wilson |
127473 |
| BROKER DEALERS |
Keefe, Bruyette & Woods, Inc. |
|
ACTIVA |
787 7th Avenue New York NY 10019 |
212-887-7777 |
12/11/1997 |
BD-768 |
|
Mary C Johnstone |
481 |
| BROKER DEALERS |
Kestra Investment Services, LLC |
|
ACTIVA |
1250 S. Capital of Texas Hwy. #2-125 Austin TX 78746 |
512-697-6000 |
06/08/2001 |
BD-1161 |
|
Michael Pedlow, Michael Pedlow |
42046 |
| BROKER DEALERS |
Keybanc Capital Markets Inc. |
|
ACTIVA |
127 Public Square Cleveland OH 44114 |
216-689-0803 |
04/02/2019 |
BD-2194 |
|
Brian D. Lach |
566 |
| BROKER DEALERS |
Kimelman & Baird, LLC |
|
ACTIVA |
800 Third Avenue Suite 2300 New York NY 10022 |
212-686-0021 |
05/15/1998 |
BD-817 |
|
Sheila Baird, Sheila Baird |
2440 |
| BROKER DEALERS |
Kinetics Funds Distributor LLC |
|
ACTIVA |
470 Park Avenue South 8th Floor New York NY 10016 |
646-495-7333 |
03/29/2000 |
BD-1012 |
|
Jay Kesslen |
780 |
| BROKER DEALERS |
Kingswood Capital Partners LLC |
|
ACTIVA |
11440 W. Bernardo CT. Suite 5300 San Diego CA 92127 |
800-535-6981 |
06/07/2022 |
BD-2383 |
|
Mike Alsoraimi |
288898 |
| BROKER DEALERS |
KKR Capital Markets LLC |
|
ACTIVA |
9 West 57th Street 41st Floor Suite 4160 New York NY 10019 |
212-750-8300 |
09/01/2010 |
BD-1746 |
|
Lew Breckenridge |
143571 |
| BROKER DEALERS |
Kovack Securities Inc. |
|
ACTIVA |
6451 N. Federal Hwy. Suite 1201 Ft. Lauderdale FL 33308 |
954-670-0608 |
10/31/2001 |
BD-1198 |
|
Ronald J. Kovack, Vivian Torres |
44848 |
| BROKER DEALERS |
KPMG Corporate Finance LLC |
|
ACTIVA |
200 E Randolph Drive Chicago IL 60601-6436 |
312-665-3100 |
04/14/2010 |
BD-1725 |
|
Alfredo Izaguirre |
103973 |
| BROKER DEALERS |
Kraken Securities (Payward Equities, LLC) |
|
ACTIVA |
200 East Las Olas Blvd. 14th Floor Fort Lauderdale FL 33301-2299 |
63666753746 |
03/07/2025 |
BD-2538 |
|
Erin Baskett |
324343 |
| BROKER DEALERS |
Kroll Securities LLC |
|
ACTIVA |
167 N. Green St. Floor 12 Chicago IL 60607 |
312-697-4600 |
03/07/2007 |
BD-1535 |
|
Gizelle Jancovic |
36927 |
| BROKER DEALERS |
Ladenburg Thalmann & Co. Inc. |
|
ACTIVA |
570 Lexington Ave 11th Floor New York NY 10022 |
212-409-2000 |
05/18/1987 |
BD-311 |
|
Joseph Giovanniello, Jr |
505 |
| BROKER DEALERS |
Laidlaw & Company (UK) Ltd. |
|
ACTIVA |
41 Dover Street London, W1S 4NS |
011-44-207-339-3390 |
11/14/2002 |
BD-1281 |
|
John Coolong |
119037 |
| BROKER DEALERS |
Lake Street Capital Markets, LLC |
|
ACTIVA |
920 2nd Ave S Ste 700 Minneapolis MN 55402 |
612-326-1305 |
07/10/2024 |
BD-2514 |
|
Paul McNamee |
164447 |
| BROKER DEALERS |
Landolt Securities, Inc. |
|
ACTIVA |
701 Oregon Street OSHKOSH WI 54902 |
920-236-7000 |
07/19/2013 |
BD-1883 |
|
Paul T. Pavelski |
28352 |
| BROKER DEALERS |
Larrainvial Securities US LLC |
|
ACTIVA |
El Bosque Norte 0177 Las Condes Santiago 7550100 |
562-2339-8562 |
02/22/2022 |
BD-2364 |
|
Claudio Larrain |
152424 |
| BROKER DEALERS |
LaSalle Investment Management Distributors, LLC |
|
ACTIVA |
200 East Randolph Drive Chicago IL 60601 |
312-228-2724 |
04/12/2012 |
BD-1836 |
|
Brenda K. Fournier |
157625 |
| BROKER DEALERS |
LaSalle St. Securities, L.L.C. |
|
ACTIVA |
940 N. Industrial Dr. ELMHURST IL 60126-1131 |
630-600-0309 |
05/18/2012 |
BD-1839 |
|
Yelena Tokhtamysheva |
7191 |
| BROKER DEALERS |
Lazard Asset Management Securities LLC |
|
ACTIVA |
30 Rockefeller Plaza 59th Floor New York NY 10112 |
212-632-6621 |
03/15/2004 |
BD-1332 |
|
Nathan A Paul |
129119 |
| BROKER DEALERS |
Lazard Freres & Co. LLC |
|
ACTIVA |
30 Rockefeller Plaza New York NY 10020-5900 |
212-632-6000 |
04/21/1993 |
BD-504 |
|
Steven J Pearl |
2528 |
| BROKER DEALERS |
LBMZ Securities, Inc. |
|
ACTIVA |
10 S. Riverside Plaza Suite 1600 Chicago IL 60606 |
312-630-9880 |
05/07/2015 |
BD-1975 |
|
Craig D. Cook |
7874 |
| BROKER DEALERS |
Lebenthal Financial Services, Inc. |
|
ACTIVA |
500 N. Broadway Suite 238 Jericho NY 11753 |
516-349-5555 |
08/23/2013 |
BD-1890 |
|
Randi Mason |
137988 |
| BROKER DEALERS |
Ledger Capital Markets LLC |
|
ACTIVA |
228 Park Avenue S New York NY 10003 |
202-365-3175 |
02/24/2022 |
BD-2367 |
|
Samir Shah |
289140 |
| BROKER DEALERS |
Leigh Baldwin & Co., LLC |
|
ACTIVA |
112 Albany Street Cazenovia NY 13035-0660 |
315-655-2964 |
03/29/2021 |
BD-2300 |
|
Stefanie Dorozynski |
38751 |
| BROKER DEALERS |
Liberty Associates, Inc. |
|
ACTIVA |
501 Fifth Avenue 15th Floor New York NY 10017 |
212-869-8224 |
03/19/2018 |
BD-2135 |
|
Allison M. Lindh |
15071 |
| BROKER DEALERS |
LifeSci Capital |
|
ACTIVA |
250 West 55th Street 34th Floor New York NY 10019 |
646-597-6987 |
08/04/2022 |
BD-2410 |
|
Daniel Depalma |
168404 |
| BROKER DEALERS |
Light Horse Securities, Inc. |
|
ACTIVA |
330 7th Ave Suite 902 New York NY 10001 |
917-478-5758 |
05/13/2022 |
BD-2389 |
|
Mikhail Suleymanov |
120242 |
| BROKER DEALERS |
Lightspeed Financial Services Group LLC |
|
ACTIVA |
1001 Avenue of the Americas 16th Floor New York NY 10018 |
888-577-3123 |
04/10/2018 |
BD-2141 |
|
Keith Petzold |
104369 |
| BROKER DEALERS |
Lime Trading Corp |
|
ACTIVA |
1 Penn Plaza Suite 1614 New York NY 10119 |
914-843-9455 |
08/24/2011 |
BD-1811 |
|
Ari Walisever |
11826 |
| BROKER DEALERS |
Lincoln Financial Distributors, Inc. |
|
ACTIVA |
130 N Radnor chester Rd Radnor PA 19087 |
860-466-1838 |
01/14/1994 |
BD-543 |
|
Parick Caulfield |
145 |
| BROKER DEALERS |
Lincoln International, LLC |
|
ACTIVA |
110 North Wacker Drive 51st Floor Chicago IL 60606 |
312-580-8339 |
08/05/2024 |
BD-2518 |
|
Troy R. Peters |
42045 |
| BROKER DEALERS |
Lincoln Investment |
|
ACTIVA |
601 Office Center Drive Suite 300 Fort Washington PA 19034-3232 |
215-887-8111 |
05/29/2012 |
BD-1841 |
|
Nancy L. Heffner, Maureen A. Mattson |
519 |
| BROKER DEALERS |
Linqto Capital |
|
ACTIVA |
101 Metro Drive Suite 335 San Jose CA 95110 |
415-596-5873 |
11/01/2024 |
BD-2526 |
|
Susan Woodard |
314557 |
| BROKER DEALERS |
Liquidity.IO, LLC |
|
ACTIVA |
350 Sugarbowl Circle Whitefish MT 59937 |
908-608-8831 |
06/25/2024 |
BD-2511 |
|
Eric Choi |
289499 |
| BROKER DEALERS |
Livermore Trading Group, Inc. |
|
ACTIVA |
11 Wall Street New York NY 10005 |
212-742-0460 |
09/11/2025 |
BD-2573 |
|
Vincent F. Napolitano |
32968 |
| BROKER DEALERS |
Lloyds Securities |
|
ACTIVA |
1095 Avenue of the Americas New York NY 10036 |
212-450-0800 |
07/18/2025 |
BD-2564 |
|
Wesley Fallan |
154515 |
| BROKER DEALERS |
Lockton Investment Securities, LLC |
|
ACTIVA |
444 W 47th Street Suite 900 Kansas City MO 64112 |
816-960-9000 |
05/14/2008 |
BD-1615 |
|
Karen Prange |
137476 |
| BROKER DEALERS |
Lockton RE Capital Markets, LLC |
|
ACTIVA |
48 West 25th Street 7th Floor New York NY 10010 |
646-993-5025 |
08/07/2023 |
BD-2460 |
|
Deirdre Patten Kowalski |
323110 |
| BROKER DEALERS |
Lodas Securities, LLC |
|
ACTIVA |
7285 West 132nd Suite 260 Overland Park KS 66213 |
913-375-5910 |
08/02/2022 |
BD-2407 |
|
Rebecca Kangrga |
313056 |
| BROKER DEALERS |
LongBridge |
|
ACTIVA |
413 W 14th St Suite 207A New York NY 10014 |
908-770-1300 |
11/03/2022 |
BD-2430 |
|
Thomas Meringolo |
314519 |
| BROKER DEALERS |
Loomis Sayles Distributors, LP |
|
ACTIVA |
One Financial Center Boston MA 02111 |
617-482-2450 |
10/04/2001 |
BD-1192 |
|
William Jeffrey Meyer |
41795 |
| BROKER DEALERS |
Lord Abbett Distributor LLC |
|
ACTIVA |
90 Hudson Street Jersey City NJ 07302-3973 |
201-827-2000 |
08/06/1997 |
BD-746 |
|
Lawrence Harold Kaplan |
530 |
| BROKER DEALERS |
LPL Financial LLC |
|
ACTIVA |
75 State Street 22th Floor Boston MA 02109 |
617-423-3644 |
10/26/1994 |
BD-588 |
|
James Shorris, Paul Middlemiss |
6413 |
| BROKER DEALERS |
Lument Securities, LLC |
|
ACTIVA |
10 West Broad Street 8th Floor Colombus OH 43215 |
614-857-1600 |
03/16/2022 |
BD-2373 |
|
Kevin J. Mainelli |
14840 |
| BROKER DEALERS |
M & T Securities, Inc. |
|
ACTIVA |
285 Delaware Ave Suite 2000 Buffalo NY 14202 |
716-651-4783 |
02/06/1998 |
BD-795 |
|
Tenzing Deck |
17358 |
| BROKER DEALERS |
M Holdings Securities, Inc. |
|
ACTIVA |
1125 NW Couch Street Suite 900 Portland OR 97209 |
800-656-6960 |
04/12/2011 |
BD-1794 |
|
Frank Day |
43285 |
| BROKER DEALERS |
M. S. Howells & Co. |
|
ACTIVA |
20555 N. Pima Road Suite 100 Scottsdale AZ 85255 |
480-563-2000 |
08/31/2016 |
BD-2061 |
|
Mark S. Howells |
104100 |
| BROKER DEALERS |
M1 Finance LLC |
|
ACTIVA |
213 West Institute Place Suite 301 Chicago IL 60610 |
312-600-6668 |
04/29/2016 |
BD-2045 |
|
Nicholas Dalmaso |
281242 |
| BROKER DEALERS |
Macquarie Capital (USA) Inc. |
|
ACTIVA |
125 West 55th Street Level 22 New York NY 10019 |
212-231-1000 |
06/29/2010 |
BD-1723 |
|
John Polanin |
36368 |
| BROKER DEALERS |
Madison Avenue Securities, Inc. |
|
ACTIVA |
15050 Avenue of Science Suite 150 SAN DIEGO CA 92128 |
858-207-1300 |
09/17/2012 |
BD-1850 |
|
Jana Henson |
23224 |
| BROKER DEALERS |
MAN Investments Inc. |
|
ACTIVA |
HSBC Tower, 452 5th Avenue 27th Floor New York NY 10018 |
212-649-6600 |
04/10/2002 |
BD-1235 |
|
Nadine Le Gall |
15770 |
| BROKER DEALERS |
Manning & Napier Investor Services, Inc. |
|
ACTIVA |
290 Woodcliff Drive Fairport NY 14450 |
585-325-6880 |
12/26/1996 |
BD-694 |
|
Samantha M Larew |
26266 |
| BROKER DEALERS |
Manulife John Hancock Brokerage Services, LLC |
|
ACTIVA |
200 Berkeley Street Boston MA 02116 |
888-695-4472 |
11/22/2023 |
BD-2484 |
|
Paul G. Stache |
150842 |
| BROKER DEALERS |
March Capital Corp. |
|
ACTIVA |
2 N LaSalle St Suite 2300 Chicago IL 60602-3975 |
312-640-0480 |
07/17/2018 |
BD-2163 |
|
Richard J. Rice |
24142 |
| BROKER DEALERS |
Marco Polo Securities, Inc. |
|
ACTIVA |
1230 Avenue AM 16th Floor New York NY 10020 |
347-773-4959 |
05/21/2025 |
BD-2554 |
|
Oliver Eberstadt |
46561 |
| BROKER DEALERS |
Marex Capital Markets Inc. |
|
ACTIVA |
140 East 45th Street 10th Floor New York NY 10017 |
212-618-2800 |
10/08/2015 |
BD-2007 |
|
Joseph Weinhoffer |
161014 |
| BROKER DEALERS |
Matrix 360 Distributors, LLC |
|
ACTIVA |
4300 Shawnee Mission Parkway Suite 100 Fairway KS 66205 |
816-787-0718 |
09/18/2017 |
BD-2117 |
|
Stephen Ralph Roberts |
159715 |
| BROKER DEALERS |
Maxim Group LLC |
|
ACTIVA |
405 Lexington Avenue New York NY 10174 |
212-895-3500 |
09/26/2002 |
BD-1272 |
|
Gerard McCarthy |
120708 |
| BROKER DEALERS |
Mckenzie Securities LLC |
|
ACTIVA |
208 Ave Luis Muñoz Rivera 10TH Floor, Suite 1029 San Juan PR 00918 |
787-671-4763 |
06/30/2021 |
BD-2329 |
|
Cameron Mckenzie |
310913 |
| BROKER DEALERS |
MCMG Capital Advisors, Inc. |
|
ACTIVA |
1021 East Cary Street Suite 1150 Richmond VA 23219 |
804-780-0060 |
06/18/2019 |
BD-2207 |
|
Thomas E. Kelso |
103871 |
| BROKER DEALERS |
MCP Securities, LLC |
|
ACTIVA |
757 Third Avenue 20th Floor New York NY 10017 |
646-380-4473 |
05/17/2024 |
BD-2504 |
|
James McCarvill |
152669 |
| BROKER DEALERS |
Meeder Distribution Services, Inc. |
|
ACTIVA |
6125 Memorial Drive Dublin OH 43017-9767 |
614-766-7000 |
07/13/2018 |
BD-2162 |
|
Alaina Salonsky |
36773 |
| BROKER DEALERS |
Mercer Allied Company, L.P. |
|
ACTIVA |
321 Broadway Saratoga Springs NY 12866 |
518-886-4000 |
06/10/2014 |
BD-1928 |
|
Julie M. Slezak |
37404 |
| BROKER DEALERS |
Meridian Investments, Inc. |
|
ACTIVA |
1266 Furnace Brook Parkway Quincy MA 02169 |
617-328-6200 |
10/26/2007 |
BD-1569 |
|
Kim Payne |
13225 |
| BROKER DEALERS |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
|
ACTIVA |
One Bryant Park New York NY 10036 |
800-637-7455 |
09/01/1984 |
BD-003 |
|
Amber Sanfilippo, Hector Lafitte |
7691 |
| BROKER DEALERS |
Mesirow Financial, Inc. |
|
ACTIVA |
353 N. Clark Street Chicago IL 60654 |
312-595-6072 |
09/28/1994 |
BD-579 |
|
Jeffrey Levine |
2764 |
| BROKER DEALERS |
Metlife Investments Securities, LLC |
|
ACTIVA |
One Metlife Way Whippany NJ 07981-1449 |
973-355-4905 |
08/13/2018 |
BD-2166 |
|
Elisabeth Bedore |
285684 |
| BROKER DEALERS |
Metlife Investors Distribution Company |
|
ACTIVA |
1095 Avenue of the Americas New York City NY 10036 |
980-949-3658 |
08/20/2004 |
BD-1382 |
|
John P Kyne |
107622 |
| BROKER DEALERS |
Metric Financial, LLC |
|
ACTIVA |
1180 West Peachtree St. NW Suite 1910 Atlanta GA 30309 |
678-528-1151 |
03/12/2025 |
BD-2545 |
|
John Grella |
33324 |
| BROKER DEALERS |
MFS Fund Distribution, Inc. |
|
ACTIVA |
111 Huntington Avenue Boston MA 02199 |
617-954-5000 |
03/24/1993 |
BD-507 |
|
Jay Herold |
31052 |
| BROKER DEALERS |
MGI Funds Distributors, LLC |
|
ACTIVA |
899 Cassatt Road 400 Berwyn Park Berwyn PA 19312 |
866-251-6920 |
03/13/2014 |
BD-1911 |
|
Susan K. Moscaritolo |
35682 |
| BROKER DEALERS |
Mid Atlantic Clearing & Settlement Corporation |
|
ACTIVA |
1251Waterfront Place Suite 540 Pittsburgh PA 15222 |
800-693-7800 |
11/24/1999 |
BD-946 |
|
Leigh Ann Paich |
37466 |
| BROKER DEALERS |
Midas Securities Group, Inc. |
|
ACTIVA |
11 Hanover Square 12th Floor New York NY 10005 |
212-785-0900 |
02/26/1996 |
BD-632 |
|
John Ramirez |
14009 |
| BROKER DEALERS |
Middlegate Securities Inc. |
|
ACTIVA |
8 West 40th Street 4th Floor New York NY 100018-3805 |
212-382-9500 |
01/13/2016 |
BD-2017 |
|
Mario Logrande |
21544 |
| BROKER DEALERS |
Mirae Asset Securities (USA) Inc. |
|
ACTIVA |
810 Seventh Avenue 37th Floor New York NY 10019 |
212-407-1015 |
06/22/2018 |
BD-2157 |
|
Amanda M. Teckman |
30679 |
| BROKER DEALERS |
Mischler Financial Group, Inc. |
|
ACTIVA |
1111 Bayside Drive Suite 100 Corona Del Mar CA 92625 |
949-720-0640 |
02/08/2022 |
BD-2361 |
|
Doyle L. Holmes |
37818 |
| BROKER DEALERS |
Miura Capital, LLC |
|
ACTIVA |
1395 Brickell Ave Suite 1560 Miami FL 33131 |
305-529-4700 |
05/20/2021 |
BD-2318 |
|
Italo D'Alfonso |
146193 |
| BROKER DEALERS |
Mizuho Securities USA LLC |
|
ACTIVA |
320 Park Avenue 12th Floor New York NY 10022 |
212-209-9300 |
09/15/1992 |
BD-488 |
|
Brendan Daly |
19647 |
| BROKER DEALERS |
MM Ascend Life Investor Services, LLC |
|
ACTIVA |
191 Rosa Parks Cincinnati OH 45202 |
513-361-9525 |
01/29/2025 |
BD-2537 |
|
Peter J. Nerone |
36451 |
| BROKER DEALERS |
MMC Securities LLC |
|
ACTIVA |
1166 Avenue Of The Americas New York NY 10036 |
212-345-5000 |
02/10/2005 |
BD-1405 |
|
Mariane Liebowitz |
103846 |
| BROKER DEALERS |
MML Distributors, LLC |
|
ACTIVA |
100 Bright Meadow Blvd Enfield CT 06082 |
413-737-8400 |
06/09/1995 |
BD-601 |
|
Robert S Rosenthal |
38030 |
| BROKER DEALERS |
MML Investors Services, LLC |
|
ACTIVA |
1295 State Street Springfield MA 01111-0001 |
787-758-2244 |
02/28/1995 |
BD-598 |
|
Courtney Reid, Robert S. Rosenthal |
10409 |
| BROKER DEALERS |
MML Strategic Distributors, LLC |
|
ACTIVA |
1295 State Street Springfield MA 01111-0001 |
413-744-4528 |
08/19/2021 |
BD-2335 |
|
Edward K. Duch III |
168638 |
| BROKER DEALERS |
Modern Capital Securities Inc. |
|
ACTIVA |
7780 Brier Creek Parkway Suite 325 Raleigh NC 27617 |
919-302-9855 |
07/08/2021 |
BD-2321 |
|
Daniel Shanahan |
130876 |
| BROKER DEALERS |
Moelis & Company LLC |
|
ACTIVA |
399 Park Avenue 5th Floor New York NY 10022 |
212-883-3800 |
01/31/2008 |
BD-1580 |
|
Osamu Richard Watanabe |
145115 |
| BROKER DEALERS |
Momentum Independent Network Inc. |
|
ACTIVA |
717 N. Harwood Street Suite 3400 Dallas TX 75201 |
214-859-1800 |
09/01/2021 |
BD-2337 |
|
Michael A. Cogliano |
17587 |
| BROKER DEALERS |
Momentus Securities, LLC |
|
ACTIVA |
1350 Broadway Room/Suite 2320 New York NY 10018 |
646-989-1120 |
06/06/2023 |
BD-2455 |
|
Alicia Reyes Revuelta |
307780 |
| BROKER DEALERS |
Money Concepts Advisory Service |
|
ACTIVA |
11440 Noth Jog Road Palm Beach Gardens FL 33418-3764 |
561-472-2000 |
08/22/1990 |
BD-399 |
|
Terri Walsh |
12963 |
| BROKER DEALERS |
Monument Group, Inc. |
|
ACTIVA |
500 Boylston Street Suite 1650 Boston MA 02116 |
617-423-4700 |
07/17/2013 |
BD-1881 |
|
Teresa H. Kinsella |
36399 |
| BROKER DEALERS |
Moody Securities, LLC |
|
ACTIVA |
6363 Woodway Suite 110 Houston TX 77057 |
713-977-7500 |
03/05/2009 |
BD-1660 |
|
Bernerd E. Young |
148771 |
| BROKER DEALERS |
Moomoo Financial Inc. |
|
ACTIVA |
550 S. California Avenue Suite 200 Palo Alto CA 94306 |
650-521-7209 |
10/31/2018 |
BD-2175 |
|
Keith Chan |
283078 |
| BROKER DEALERS |
Moors & Cabot, Inc. |
|
ACTIVA |
111 Devonshire Street Boston MA 02109 |
617-426-0500 |
10/21/2005 |
BD-1457 |
|
Michael C Hildreth |
594 |
| BROKER DEALERS |
Morgan Stanley |
|
ACTIVA |
2000 Westchester Avenue Purchase NY 10577-2530 |
914-225-5510 |
05/19/2009 |
BD-1671 |
|
Shauna Myers |
149777 |
| BROKER DEALERS |
Morgan Stanley & Co. LLC |
|
ACTIVA |
1585 Broadway New York NY 10036-8293 |
212-761-4000 |
11/08/1985 |
BD-241 |
|
Shauna Myers, Jorge Irizarry |
8209 |
| BROKER DEALERS |
Morgan Stanley Distribution Inc. |
|
ACTIVA |
522 Fifth Avenue New York NY 10036 |
212-296-7860 |
10/22/1996 |
BD-673 |
|
Ilene Shore |
30344 |
| BROKER DEALERS |
Morgan Wilshire Securities, Inc. |
|
ACTIVA |
59 Hilton Avenue Suite 101 Garden City NY 11530 |
516-622-3100 |
03/27/2015 |
BD-1967 |
|
Michael Finnan |
44807 |
| BROKER DEALERS |
MSEC, LLC |
|
ACTIVA |
5700 W 112th Street Suite 500 Overland Park KS 66211 |
240-979-1702 |
07/25/2019 |
BD-2209 |
|
Stephen Porter |
154327 |
| BROKER DEALERS |
MTG, LLC |
|
ACTIVA |
61 West 23rd Street 5th Floor New York NY 10010 |
212-228-1328 |
06/02/2015 |
BD-1987 |
|
Eli Broverman |
47788 |
| BROKER DEALERS |
MTS Securities, LLC |
|
ACTIVA |
623 Fifth Avenue 14th Floor New York NY 10022 |
212-887-2100 |
03/28/2008 |
BD-1600 |
|
Curtis Lane |
104059 |
| BROKER DEALERS |
MUFG Securities Americas Inc. |
|
ACTIVA |
1221 Avenue of the Americas 6th Floor New York NY 10020-1001 |
212-405-7000 |
05/17/2022 |
BD-2388 |
|
Frederic Greenbaum |
19685 |
| BROKER DEALERS |
Multi-Bank Securities, Inc. |
|
ACTIVA |
1000 Town Center #2300 Southfield MI 48075 |
248-291-1100 |
02/10/2000 |
BD-964 |
|
David T MacCagnone |
22098 |
| BROKER DEALERS |
Mundial Financial Group LLC |
|
ACTIVA |
477 Madison Ave 6th Floor New York NY 10022 |
646-766-8690 |
07/15/2022 |
BD-2404 |
|
Charles Smulevitz |
149531 |
| BROKER DEALERS |
Muriel Siebert & Co., LLC |
|
ACTIVA |
300 Vesey Street 5th Floor New York NY 10282 |
212-644-2400 |
09/07/1983 |
BD-174 |
|
Barbara Villella |
5376 |
| BROKER DEALERS |
Mutual of Omaha Investor Services, Inc. |
|
ACTIVA |
3300 Mutual of Omaha Plaza Omaha NE 68175-1020 |
402-351-5950 |
09/01/1984 |
BD-041 |
|
Adam Proskovec, Thomas R. Oldham |
611 |
| BROKER DEALERS |
NASDAQ Execution Services, LLC |
|
ACTIVA |
One Liberty Plaza 10006 165 Broadway New York NY 10006 |
212-401-8982 |
09/29/1997 |
BD-760 |
|
A. MANNY ALICANDRO |
7270 |
| BROKER DEALERS |
National Bank Of Canada Financial Inc. |
|
ACTIVA |
65 East 55th Street 31st Floor New York NY 10022 |
212-546-7500 |
01/30/2003 |
BD-1292 |
|
Joan Hoffman |
22698 |
| BROKER DEALERS |
National Financial Services LLC |
|
ACTIVA |
200 Seaport Boulevard 82 DEVONSHIRE ST., G12A, BOSTON, MA 02109 - MAIL Boston MA 02210 |
617-563-7000 |
09/01/1984 |
BD-196 |
|
Daniel Bresnahan |
13041 |
| BROKER DEALERS |
Nationwide Fund Distributors LLC |
|
ACTIVA |
1000 Continental Drive Suite 400 King of Prussia PA 19406 |
610-230-2800 |
01/02/2002 |
BD-1211 |
|
Holly A Butson |
25910 |
| BROKER DEALERS |
Nationwide Investment Services Corporation |
|
ACTIVA |
One Nationwide Plaza 1-33-401 Columbus OH 43215 |
1-800-882-2822 |
02/17/1997 |
BD-693 |
|
James Rabenstine |
7110 |
| BROKER DEALERS |
Nationwide Planning Associates Inc. |
|
ACTIVA |
115 West Century Road Suite 360 Paramus NJ 07652 |
201-476-0029 |
04/29/2008 |
BD-1605 |
|
Michael J. Karalewich, Jorge M. Rodríguez Bonano, Antonio Suarez-Borelli |
31029 |
| BROKER DEALERS |
Nationwide Securities LLC. |
|
ACTIVA |
10 West Nationwide Blvd Mail Code 5-01-103 Columbus OH 43215 |
888-753-7364 |
09/01/1984 |
BD-011 |
|
James Rabenstine |
11173 |
| BROKER DEALERS |
Natixis Distribution, LLC |
|
ACTIVA |
888 Boylston Street Suite 800 Boston MA 02199-8197 |
617-449-2828 |
08/13/1996 |
BD-671 |
|
Anthony D. Loureiro |
34754 |
| BROKER DEALERS |
Navy Federal Investment services, LLC |
|
ACTIVA |
1007 Electric Ave Vienna VA 22180 |
877-221-8108 |
09/07/2006 |
BD-1512 |
|
Marissa S. Bacino, Mark F. Dempsey |
138459 |
| BROKER DEALERS |
Needham & Company, LLC |
|
ACTIVA |
445 Park Avenue New York NY 10022-2602 |
212-371-8300 |
04/30/2015 |
BD-1974 |
|
Salvatore A. Merlino |
16360 |
| BROKER DEALERS |
Netcapital Securities, Inc. |
|
ACTIVA |
1 Lincoln Street Boston MA 02111 |
508-271-7042 |
03/21/2025 |
BD-2547 |
|
Alexandria Fisher |
329071 |
| BROKER DEALERS |
Network 1 Financial Securities Inc. |
|
ACTIVA |
The Galleria, Suite 241 2 Bridge Avenue Red Bank NJ 07701 |
732-758-9001 |
08/17/2004 |
BD-1390 |
|
Richard W Hunt |
13577 |
| BROKER DEALERS |
Neuberger Berman BD LLC |
|
ACTIVA |
1290 Avenue of the Americas New York NY 10104 |
212-476-9000 |
09/01/1984 |
BD-096 |
|
Robert Ciraola, Brad Cetron |
2908 |
| BROKER DEALERS |
Newbridge Securities Corporation |
|
ACTIVA |
1451 Cypress Creek Road Suite 204 Ft Lauderdale FL 33309 |
954-334-3450 |
04/27/2005 |
BD-1428 |
|
Robert Pendleton Spitler |
104065 |
| BROKER DEALERS |
Newedge Securities LLC |
|
ACTIVA |
1251 Waterfront Place Suite 510 Pittsburgh PA 15222-6368 |
412-391-7077 |
05/08/2002 |
BD-1243 |
|
Mindy Zett |
10674 |
| BROKER DEALERS |
Nexpoint Securities, Inc. |
|
ACTIVA |
200 Crescent Court Suite 700 Dallas TX 75201 |
972-628-4100 |
01/02/2014 |
BD-1903 |
|
David E. Holt |
165013 |
| BROKER DEALERS |
Noble Capital Markets, Inc. |
|
ACTIVA |
225 NE Mizner Boulevard Suite 150 Boca Raton FL 33432 |
561-994-1191 |
03/31/2021 |
BD-2296 |
|
David Lean |
15768 |
| BROKER DEALERS |
Nobles & Richards, Inc. |
|
ACTIVA |
801 East Plano Parkway Suite 220 Plano TX 75074 |
214-842-6603 |
04/24/2017 |
BD-2090 |
|
James R. Richards |
146870 |
| BROKER DEALERS |
Nomura Securities International, Inc. |
|
ACTIVA |
Worldwide Plaza 309 West 49th Street New York NY 10019 |
212-667-9000 |
08/27/1993 |
BD-531 |
|
Faron Webb |
4297 |
| BROKER DEALERS |
North Capital Private Securities Corporation |
|
ACTIVA |
315 Montgomery Street Suite 900 San Francisco CA 94104 |
415-315-9916 |
02/14/2014 |
BD-1906 |
|
Stephanie Holt |
154559 |
| BROKER DEALERS |
North Point Mergers and Acquisitions, Inc. |
|
ACTIVA |
580 California Street Suite 2000 San Francisco CA 94104 |
415-358-3500 |
10/11/2019 |
BD-2222 |
|
David Jacquin |
133300 |
| BROKER DEALERS |
Northbound Securities LLC |
|
ACTIVA |
141 Parkway RD. Suite 2C Bronxville NY 10708 |
914-826-4732 |
06/17/2022 |
BD-2399 |
|
Gregory Dow |
314549 |
| BROKER DEALERS |
Northern Funds Distributors, LLC |
|
ACTIVA |
Three Canal Plaza 3rd Floor Portland ME 04101 |
866-251-6920 |
03/01/1999 |
BD-848 |
|
Nanette Chern |
45943 |
| BROKER DEALERS |
Northern Lights Distributors, LLC |
|
ACTIVA |
17605 Wright Street Omaha NE 68130 |
402-493-1731 |
10/06/2003 |
BD-1317 |
|
Brian Nielsen |
126159 |
| BROKER DEALERS |
Northern Trust Securities, Inc. |
|
ACTIVA |
50 South LaSalle Street Chicago IL 60603 |
312-557-2000 |
03/10/2015 |
BD-1961 |
|
Debra Griewahn |
7927 |
| BROKER DEALERS |
Northland Securities, Inc. |
|
ACTIVA |
150 South Fifth Street Suite 3300 Minneapolis MN 55402 |
612-851-5900 |
11/09/2022 |
BD-2429 |
|
Randy G Nitzsche |
40258 |
| BROKER DEALERS |
NPM Securities, LLC |
|
ACTIVA |
150 Spear Street Suite 350 San Francisco CA 94105 |
212-381-6440 |
03/13/2015 |
BD-1968 |
|
Cristopher Setaro |
168469 |
| BROKER DEALERS |
Nuveen Securities, LLC |
|
ACTIVA |
333 West Wacker Drive Chicago IL 60606-1286 |
312-917-7700 |
10/11/2007 |
BD-1566 |
|
Shanita Smith |
469 |
| BROKER DEALERS |
NW Capital Markets Inc. |
|
ACTIVA |
2 Hudson Place Hoboken NJ 07030 |
201-656-0115 |
02/14/2018 |
BD-2120 |
|
James A. Fagan |
17622 |
| BROKER DEALERS |
NYLife Distributors LLC |
|
ACTIVA |
169 Lackawanna Avenue Third Floor, Compliance Parsippany NJ 07054 |
973-394-4473 |
09/21/2007 |
BD-1563 |
|
Linda Howard |
35350 |
| BROKER DEALERS |
Oakwood Capital Securities, Inc. |
|
ACTIVA |
600 Highway 169 South Suite 1410 St. Louis Park MN 55426 |
952-935-4601 |
05/03/2023 |
BD-2451 |
|
Douglas S. King |
21000 |
| BROKER DEALERS |
Oberweis Securities, Inc. |
|
ACTIVA |
3333 Warrenville Road Suite 500 Lisle IL 60532 |
630-577-2300 |
02/25/2005 |
BD-1411 |
|
Patrick B Joyce |
42060 |
| BROKER DEALERS |
OCM Investments, LLC |
|
ACTIVA |
333 South Gand Avenue 28th Floor Los Angeles CA 90071 |
213-830-6300 |
03/15/2004 |
BD-1350 |
|
Kristin H Scott |
128803 |
| BROKER DEALERS |
Odeon Capital Group LLC |
|
ACTIVA |
750 Lexington Avenue 27th Floor New York NY 10022 |
212-257-6970 |
04/02/2014 |
BD-1912 |
|
Pamela Rockley |
148493 |
| BROKER DEALERS |
Old City Securities LLC |
|
ACTIVA |
589 Fifth Avenue PH New York NY 10017 |
212-671-1976 |
05/06/2021 |
BD-2302 |
|
Eytan Feldman |
171910 |
| BROKER DEALERS |
Olden Lane Securities, LLC |
|
ACTIVA |
200 Forrestal Road Suite 3B Princeton NJ 08540 |
609-436-9595 |
07/13/2023 |
BD-2462 |
|
Peter Marquardt |
173847 |
| BROKER DEALERS |
Opal Securities, Inc. |
|
ACTIVA |
980 6th Avenue 2nd Floor New York NY 10018 |
845-494-6554 |
06/02/2022 |
BD-2392 |
|
Debasish Banerjee |
8246 |
| BROKER DEALERS |
Open to the Public Investing, Inc. |
|
ACTIVA |
1 State Street Plaza 10th Floor/Suite New York NY 10004 |
646-454-3589 |
03/16/2017 |
BD-2089 |
|
Glen R. Stifelman |
127818 |
| BROKER DEALERS |
Oppenheimer & Co. Inc. |
|
ACTIVA |
85 Broad Street 22nd, Floor 24 New York NY 10004 |
212-668-8000 |
10/09/1984 |
BD-218 |
|
Bebe Ali, James Capezzuto |
249 |
| BROKER DEALERS |
Optiver Execution Services, LLC |
|
ACTIVA |
130 E Randolph Street Suite 1400 Chicago IL 60601 |
312-821-9500 |
03/14/2023 |
BD-2442 |
|
Dennis Kerlin |
316308 |
| BROKER DEALERS |
OptSecurities |
|
ACTIVA |
200 S. College St. 16th Floor Charlotte NC 28202 |
704-731-5990 |
08/05/2019 |
BD-2213 |
|
Richard Ehrhart |
47529 |
| BROKER DEALERS |
Orbis Investments (U.S.), LLC |
|
ACTIVA |
Three Canal Plaza 3rd Floor Portland ME 04101 |
207-553-7110 |
05/20/2015 |
BD-1986 |
|
Nanette Chern |
172663 |
| BROKER DEALERS |
Orchard Securities, LLC |
|
ACTIVA |
170 Interstate Plaza Suite 320 Lehi UT 84043 |
801-316-4301 |
05/16/2014 |
BD-1924 |
|
Kevin C. Bradburn |
133378 |
| BROKER DEALERS |
Oriental Financial Services LLC |
|
ACTIVA |
254 Muñoz Rivera Ave. 2nd Floor Oriental Group Center San Juan PR 00918 |
787-474-1993 |
01/04/1993 |
BD-487 |
|
Sonia Marbarak, Sean W. Miles, Sonia Marbarak |
29753 |
| BROKER DEALERS |
Ortex Securities, LLC |
|
ACTIVA |
11 Park Place New York NY 10007 |
212-686-1630 |
09/08/2023 |
BD-2471 |
|
Peter M. Hillerberg |
322213 |
| BROKER DEALERS |
Osaic Institutions, Inc. |
|
ACTIVA |
538 Preston Avenue Meriden CT 06450-4858 |
203-599-6000 |
04/01/2015 |
BD-1972 |
|
John M. Cooney |
35371 |
| BROKER DEALERS |
Osaic Services, Inc. |
|
ACTIVA |
20 E Thomas RD Suite 2000 Phoenix AZ 85012 |
800-552-3319 |
06/20/2005 |
BD-1424 |
|
Dori Hammond, Rob Guldner |
133763 |
| BROKER DEALERS |
Osaic Wealth, Inc. |
|
ACTIVA |
10 Exchange Place Suite 1410 New Jersey NJ 07302 |
800-821-5100 |
04/06/1990 |
BD-168 |
|
John Cooney, Rob Guldner |
23131 |
| BROKER DEALERS |
Oscar Gruss & Son Incorporated |
|
ACTIVA |
55 East 59th Street 15th Floor New York NY 10022 |
212-419-4000 |
01/29/1990 |
BD-340 |
|
Danielle Landau |
2091 |
| BROKER DEALERS |
P & M Corporate Finance, LLC |
|
ACTIVA |
Two Towne Square Suite 425 Southfield MI 48076 |
248-352-2500 |
07/09/2010 |
BD-1736 |
|
Philip Gilbert |
129624 |
| BROKER DEALERS |
P.J. Robb Variable, LLC |
|
ACTIVA |
6075 Poplar Ave Suite 400 Memphis TN 38119 |
901-722-5433 |
06/04/2002 |
BD-1250 |
|
Bruce A Harrison |
38339 |
| BROKER DEALERS |
Pacific Select Distributors, LLC. |
|
ACTIVA |
700 Newport Center Drive Newport Beach CA 92660-6397 |
949-219-3881 |
08/29/2014 |
BD-1941 |
|
Kendrick S. Dunn |
4452 |
| BROKER DEALERS |
Palmas Securities |
|
ACTIVA |
Urb. Palmas Plantation 83 Green St Humacao PR 00791 |
404-808-5522 |
08/19/2021 |
BD-2316 |
|
Edward Kim |
299935 |
| BROKER DEALERS |
Pantek Securities LLC |
|
ACTIVA |
Calle Rafael Cordero 154 Office #506 San Juan PR 00901 |
858-605-1607 |
08/17/2020 |
BD-2256 |
|
John Bell |
302091 |
| BROKER DEALERS |
Pantheon Securities, LLC |
|
ACTIVA |
1095 Avenue of the Americas 24th Floor New York NY 10036 |
212-205-2063 |
03/07/2017 |
BD-2086 |
|
Christopher Banks |
285480 |
| BROKER DEALERS |
Paralel Distributors, LLC |
|
ACTIVA |
1700 Broadway Suite 1230 Denver CO 80290 |
303-378-0364 |
09/09/2022 |
BD-2420 |
|
Bradley Swenson |
316115 |
| BROKER DEALERS |
Pariter Securities, LLC |
|
ACTIVA |
243 Carretera #2 Guaynabo PR 00966 |
787-781-2555 |
12/19/2008 |
BD-1654 |
|
Eduardo Sotomayor |
127836 |
| BROKER DEALERS |
Park Avenue Securities LLC |
|
ACTIVA |
10 Hudson Yards New York NY 10001 |
1-888-600-4567 |
04/22/2015 |
BD-1976 |
|
Kenneth Goodall, Thomas Drogan |
46173 |
| BROKER DEALERS |
Parkland Securities, LLC |
|
ACTIVA |
300 Parkland Plaza Ann Arbor MI 48103 |
734-663-1611 |
04/24/2002 |
BD-1239 |
|
John Mcclellan |
115368 |
| BROKER DEALERS |
Parnassus Funds Distributor, LLC |
|
ACTIVA |
1 Market Street Suite 1600 San Francisco CA 94105 |
415-778-0200 |
09/09/1998 |
BD-843 |
|
Downet H Blount |
15883 |
| BROKER DEALERS |
Paulson Investment Company LLC |
|
ACTIVA |
1331 NW Lovejoy Suite 720 Portland OR 97209-2987 |
503-243-6000 |
03/30/2006 |
BD-1483 |
|
Trent D. Davis |
5670 |
| BROKER DEALERS |
PAVE Securities, LLC |
|
ACTIVA |
171 Madison Ave. Suite 1500 New York NY 10016 |
646-690-2800 |
07/10/2025 |
BD-2561 |
|
Christopher Ainsworth |
324533 |
| BROKER DEALERS |
Payden & Rygel Distributors |
|
ACTIVA |
333 South Gand Ave 32nd Fl Los Angeles CA 90071-1536 |
213-625-1900 |
01/02/2009 |
BD-1650 |
|
Edward S Garlock |
29868 |
| BROKER DEALERS |
Peachcap Securities, Inc. |
|
ACTIVA |
550 Pharr Road Suite 700 Atlanta GA 30305 |
404-220-8958 |
04/03/2017 |
BD-2091 |
|
Eric Burnette |
25590 |
| BROKER DEALERS |
Peachtree PC Investors, LLC |
|
ACTIVA |
3500 Lenox Road Suite 625 Atlanta GA 30326 |
678-250-9368 |
08/02/2019 |
BD-2214 |
|
Andrew Marshall |
301004 |
| BROKER DEALERS |
Performance Trust Capital Partners, LLC |
|
ACTIVA |
500 W. Madison Suite 450 Chicago IL 60661 |
312-521-1000 |
11/01/1999 |
BD-936 |
|
David F. Wilding, Charles M. Carpenter |
36155 |
| BROKER DEALERS |
Perpetual Americas Funds Distributors, LLC |
|
ACTIVA |
3 Canal Plaza 3rd Floor Portland ME 04101 |
207-553-7110 |
06/16/2021 |
BD-2324 |
|
Nanette Chern |
143809 |
| BROKER DEALERS |
Pershing Advisor Solutions LLC |
|
ACTIVA |
One Pershing Plaza 4th Floor Jersey City NJ 07399 |
201-413-2000 |
05/13/2005 |
BD-1431 |
|
Richard Izzo |
36671 |
| BROKER DEALERS |
Pershing LLC |
|
ACTIVA |
One Pershing Plaza Jersey City NJ 07399 |
201-413-2000 |
10/10/1985 |
BD-243 |
|
Richard Izzo |
7560 |
| BROKER DEALERS |
PFS Investments Inc. |
|
ACTIVA |
1 Primerica Parkway Duluth GA 30099-0001 |
770-381-1000 |
09/01/1984 |
BD-162 |
|
Daniel A. Woodring |
10111 |
| BROKER DEALERS |
Phillip Capital, Inc. |
|
ACTIVA |
141 W. Jackson Suite 1531A Chicago IL 60604-2653 |
312-356-9000 |
08/25/2025 |
BD-2569 |
|
Timothy Cullen |
173869 |
| BROKER DEALERS |
PHX Financial, Inc. |
|
ACTIVA |
100 Wall Street Floor 10 New York NY 10005 |
212-776-4187 |
02/10/2012 |
BD-1830 |
|
Kevin Chen |
144403 |
| BROKER DEALERS |
Pictet Overseas Inc. |
|
ACTIVA |
1000 De La Gauchetiere West Suite 3100 Montreal QC H3B 4W5 |
514-288-8161 |
03/24/2011 |
BD-1781 |
|
David Parsons |
36500 |
| BROKER DEALERS |
Pimco Investments LLC |
|
ACTIVA |
1633 Broadway 45th Floor New York NY 10019 |
212-739-3000 |
01/20/2011 |
BD-1759 |
|
Richar F Froio |
154957 |
| BROKER DEALERS |
Pine Distributors, LLC |
|
ACTIVA |
501 Cherry Street Suite 610 Denver CO 80246 |
720-651-8092 |
03/26/2024 |
BD-2494 |
|
Alexander Woodcock |
323408 |
| BROKER DEALERS |
Pinebridge Securities LLC |
|
ACTIVA |
399 Park Avenue 4th Floor New York NY 10022 |
646-857-8132 |
02/07/2001 |
BD-1127 |
|
David McCabe |
5967 |
| BROKER DEALERS |
Piper Sandler & Co. |
|
ACTIVA |
800 Nicollet Mall Minneapolis MN 55402-7020 |
612-303-6000 |
06/04/1998 |
BD-809 |
|
Ann C McCague |
665 |
| BROKER DEALERS |
PJT Partners LP |
|
ACTIVA |
280 Park Avenue 15th Floor New York NY 10017 |
212-364-7117 |
12/10/2015 |
BD-2016 |
|
Annah Kim-Rosen |
171058 |
| BROKER DEALERS |
Planner Securities, LLC |
|
ACTIVA |
405 Lexington Avenue 7th Fl Suite 707 New York NY 10174 |
646-381-7000 |
10/07/2022 |
BD-2416 |
|
Calvin Persaud |
36866 |
| BROKER DEALERS |
PNC Capital Markets LLC |
|
ACTIVA |
225 Fifth Avenue Pittsburgh PA 15222 |
412-762-1754 |
04/27/2010 |
BD-1720 |
|
Andrew Tino |
15647 |
| BROKER DEALERS |
PNC Investments |
|
ACTIVA |
300 Fifth Avenue 26th Floor Pittsburgh PA 15222 |
800-762-6111 |
03/11/2022 |
BD-2369 |
|
Nicholas Morinigo, Nicholas Morinigo |
129052 |
| BROKER DEALERS |
Popular Securities, LLC. |
|
ACTIVA |
208 Avenue Ponce De Leon Popular Center Suite 1200 San Juan PR 00918-1035 |
787-758-7400 |
09/01/1984 |
BD-134 |
|
Jaime Toro Lavergne, Rosa Colon |
8096 |
| BROKER DEALERS |
Portfolio Resources Group, Inc. |
|
ACTIVA |
800 Brickell Avenue Suite 903 Miami FL 33131 |
305-372-0299 |
02/24/2014 |
BD-1907 |
|
Antonio Camejo |
31155 |
| BROKER DEALERS |
Praxess Securities, LLC |
|
ACTIVA |
3102 West End Avenue Suite 400 Nashville TN 37203 |
314-308-6689 |
06/04/2024 |
BD-2508 |
|
Jennifer K. Forsyth |
326036 |
| BROKER DEALERS |
Preferred Capital Securities, LLC |
|
ACTIVA |
3284 Northside Parkway, NW Suite 150 Atlanta GA 30327 |
770-818-4100 |
05/27/2015 |
BD-1989 |
|
James P. Curtis |
169719 |
| BROKER DEALERS |
Prep Securities, LLC |
|
ACTIVA |
10 Rockefeller Plaza Suite 920 New York NY 10020 |
212-379-3162 |
01/29/2018 |
BD-2126 |
|
Benjamin Gray |
188522 |
| BROKER DEALERS |
Pricewaterhousecoopers Corporate Finance LLC |
|
ACTIVA |
1 N Wacker Drive 10th Floor Chicago IL 60606 |
312-298-6989 |
05/28/1997 |
BD-716 |
|
Philipp Hofstetter |
41461 |
| BROKER DEALERS |
Primerica Brokerage Services, Inc. |
|
ACTIVA |
1 Primerica Parkway Duluth GA 30099 |
770-381-1000 |
05/11/2023 |
BD-2454 |
|
Daniel Woodring |
322250 |
| BROKER DEALERS |
Principal Funds Distributor, Inc. |
|
ACTIVA |
1100 Investment Boulevard Suite 200 El Dorado Hills CA 95762 |
800-222-5852 |
03/09/2007 |
BD-1541 |
|
Phillip Barbaria |
43261 |
| BROKER DEALERS |
Principal Securities, Inc. |
|
ACTIVA |
655 9th Street Des Moines IA 50309 |
888-774-6267 |
08/13/2007 |
BD-1556 |
|
Jennifer Litchfield |
1137 |
| BROKER DEALERS |
Profinancial, Inc. |
|
ACTIVA |
7841 Wayside Dr. Baton Rouge LA 70806 |
225-293-1000 |
07/09/2025 |
BD-2560 |
|
Gordon C. Ogden III |
15345 |
| BROKER DEALERS |
ProFunds Distributors, Inc. |
|
ACTIVA |
7501 Winsconsin Ave. Suite 1000 Bethesda MD 20814 |
240-497-6400 |
05/10/1988 |
BD-341 |
|
Lisa Johnson |
19541 |
| BROKER DEALERS |
Prometheum ATS |
|
ACTIVA |
120 Wall Street 25th Floor New York NY 10005 |
212-514-8369 |
09/29/2021 |
BD-2344 |
|
Deborah Joseph |
311636 |
| BROKER DEALERS |
Prometheum Ember Capital |
|
ACTIVA |
120 Wall Street 25th Floor New York NY 10005 |
212-333-3315 |
08/02/2023 |
BD-2466 |
|
Benjamin S. Kaplan |
312784 |
| BROKER DEALERS |
Prospera Financial Services, Inc. |
|
ACTIVA |
5429 LBJ Freeway Suite 400 Dallas TX 75240 |
972-581-3000 |
10/22/2014 |
BD-1951 |
|
Kate Wingate, Abel García |
10740 |
| BROKER DEALERS |
Prudential Annuities Distributors, Inc. |
|
ACTIVA |
One Corporate Drive Shelton CT 06484 |
800-628-6039 |
06/23/1997 |
BD-736 |
|
Bao Chau Ruland |
21570 |
| BROKER DEALERS |
Prudential Financial Planning Services |
|
ACTIVA |
751 Broad Street Newark NJ 07102-3777 |
800-201-6690 |
02/26/2014 |
BD-1897 |
|
Irene Santiago, Frank Todd Ingraham |
5685 |
| BROKER DEALERS |
Prudential Investment Management Services LLC |
|
ACTIVA |
Three Gateway Center 14th Floor Newark NJ 07102-4077 |
973-802-6000 |
11/21/1997 |
BD-783 |
|
Mark Hastings |
18353 |
| BROKER DEALERS |
PWA Securities, LLC |
|
ACTIVA |
515 East Las Olas Blvd 16th Floor Fort Lauderdale FL 33301-2281 |
954-712-8888 |
07/18/2023 |
BD-2463 |
|
Thomas J. Scanlan |
321974 |
| BROKER DEALERS |
Quasar Distributors, LLC |
|
ACTIVA |
615 East Michigan Street Milwaukee WI 53202 |
414-287-3994 |
06/28/2000 |
BD-980 |
|
James R Schoenike |
103848 |
| BROKER DEALERS |
R. F. Lafferty & Co., Inc. |
|
ACTIVA |
40 Wall Street 29th Floor New York NY 10005 |
212-293-9090 |
08/10/2022 |
BD-2411 |
|
Henry Hackel |
2498 |
| BROKER DEALERS |
R. Seelaus & Co., LLC |
|
ACTIVA |
26 Main Street Suite 300 Chatham NJ 07928 |
908-273-3011 |
06/05/2025 |
BD-2556 |
|
Karolina Pajdak |
14974 |
| BROKER DEALERS |
R.M. Stark & Co., Inc. |
|
ACTIVA |
701 SE 6th Avenue Suite 203 Delray Beach FL 33483 |
561-243-3815 |
03/20/2014 |
BD-1908 |
|
Jerry Desiderio |
7612 |
| BROKER DEALERS |
Rabo Securities USA, Inc. |
|
ACTIVA |
245 Park Avenue New York NY 10167-0062 |
212-916-7855 |
04/03/2003 |
BD-1309 |
|
D Christian Southwick |
122657 |
| BROKER DEALERS |
RAM Financial, LLC |
|
ACTIVA |
345 Sheridan Avenue Suite 403 Palo Alto CA 94306 |
888-521-8858 |
05/15/2025 |
BD-2553 |
|
Charles A. Christofilis |
330235 |
| BROKER DEALERS |
Raymond James & Associates Inc. |
|
ACTIVA |
880 Carillon Parkway St Petersburg FL 33716 |
727-567-1000 |
09/01/1984 |
BD-195 |
|
Minnie Whitmire, Rob Eckardt |
705 |
| BROKER DEALERS |
Raymond James (USA) Ltd. |
|
ACTIVA |
925 West Georgia Street Suite 2100 Vancouver, B.C. CN V6C 3L2 |
604-654-7258 |
06/09/2015 |
BD-1992 |
|
Linda K Vithammer |
25853 |
| BROKER DEALERS |
Raymond James Financial Services, Inc. |
|
ACTIVA |
880 Carillon Parkway St. Petersburg FL 33716 |
727-567-3020 |
01/16/1998 |
BD-787 |
|
Jean Jumet, Ramon R. Dana, Jr. |
6694 |
| BROKER DEALERS |
RBC Capital Markets, LLC |
|
ACTIVA |
3 World Financial Center 200 Vesey St New York NY 10281 |
212-858-7000 |
05/16/1997 |
BD-722 |
|
Roseann G Viscardi, Joseph D Fleming |
31194 |
| BROKER DEALERS |
RCM Securities |
|
ACTIVA |
318 W Adams St Floor 10 Chicago IL 60606 |
312-870-1530 |
02/21/2023 |
BD-2441 |
|
Edmund Sweeney |
15548 |
| BROKER DEALERS |
Realta Equities, Inc. |
|
ACTIVA |
1201 N. Orange Street Suite 729 Wilmington DE 19801 |
302-250-4360 |
06/18/2014 |
BD-1927 |
|
Barrett Schultz |
23769 |
| BROKER DEALERS |
Redbridge Securities LLC |
|
ACTIVA |
2591 Dallas Parkway Suite 300 Frisco TX 75034 |
972-731-4305 |
04/27/2021 |
BD-2310 |
|
Tyler Kushera |
287912 |
| BROKER DEALERS |
Redi Global Technologies LLC |
|
ACTIVA |
30 Hudson Street 38th Floor Jersey City NJ 07302-4699 |
212-419-9614 |
08/09/2013 |
BD-1888 |
|
Jennifer A. Connors |
41924 |
| BROKER DEALERS |
Regal Securities, Inc. |
|
ACTIVA |
950 Milwaukee Ave Suite 102 Glenview il 60025 |
800-786-9000 |
04/16/2003 |
BD-1314 |
|
Willaim Montgomery |
7297 |
| BROKER DEALERS |
Regiment Securities, LLC |
|
ACTIVA |
118 Parker Street Newton MA 02459 |
404-213-6863 |
09/26/2022 |
BD-2421 |
|
Sharon Jones |
311302 |
| BROKER DEALERS |
Renaissance Institutional Management LLC |
|
ACTIVA |
800 Third Avenue New York New York NY 10022 |
212-829-4460 |
05/01/2018 |
BD-2147 |
|
Benjamin L. Nager |
136113 |
| BROKER DEALERS |
Research Capital USA Inc. |
|
ACTIVA |
199 Bay Street, Suite 4500 Commerce Court West Toronto M5L 1G2 |
416-860-7600 |
04/22/2021 |
BD-2308 |
|
Rosella Barbieri |
39670 |
| BROKER DEALERS |
Resolute Investment Distributors, Inc. |
|
ACTIVA |
220 East Las Colinas Blvd. Ste. 1200 Irving TX 75039 |
817-391-6100 |
01/25/2018 |
BD-2125 |
|
Stuart Wall |
287788 |
| BROKER DEALERS |
Retireone Investment Services, LLC |
|
ACTIVA |
222 South 1st Street Suite 600 Louisville KY 40202 |
877-575-2742 |
03/31/2016 |
BD-2035 |
|
L. Raney Gray |
269923 |
| BROKER DEALERS |
Retokens Capital, LLC |
|
ACTIVA |
3103 N. Pines Road Spokane Valley WA 99216 |
206-208-8319 |
10/24/2025 |
BD-2576 |
|
Matthew Erhart |
333160 |
| BROKER DEALERS |
Revere Securities LLC |
|
ACTIVA |
650 Fifth Avenue 35fth Floor New York NY 10019 |
212-688-2350 |
05/20/2021 |
BD-2319 |
|
Charles Slavinsky |
14178 |
| BROKER DEALERS |
Revolut Securities Inc. |
|
ACTIVA |
33 Irving Place Suite 4013 New York NY 10003 |
917-397-6533 |
01/03/2022 |
BD-2355 |
|
Keith J. Martell |
304600 |
| BROKER DEALERS |
RFS Partners |
|
ACTIVA |
1050 17th Street Suite 1710 Denver CO 80265-2077 |
415-398-2727 |
02/01/2011 |
BD-1775 |
|
Stephen Craig Rogers |
18119 |
| BROKER DEALERS |
Rialto Markets LLC |
|
ACTIVA |
42 Broadway Suite 12-129 New York NY 10004 |
917-575-2601 |
11/18/2020 |
BD-2274 |
|
Shari Noonan |
283477 |
| BROKER DEALERS |
Rice Financial Products Company |
|
ACTIVA |
55 Broad Street 27th Floor New York NY 10004 |
212-908-9200 |
02/26/2010 |
BD-1719 |
|
James Donald Rice, Jr |
21606 |
| BROKER DEALERS |
Riversource Distributors, Inc. |
|
ACTIVA |
707 Second Avenue South Minneapolis MN 55402 |
612-671-7449 |
01/01/2008 |
BD-1574 |
|
Boba Selimovic |
139135 |
| BROKER DEALERS |
RNR Securities, LLC |
|
ACTIVA |
1802 Hempstead TPKE East Meadow NY 11554-1032 |
516-222-8875 |
02/22/2018 |
BD-2127 |
|
Ronald L. LaSerra |
43689 |
| BROKER DEALERS |
Robert W. Baird & Co, Inc. |
|
ACTIVA |
777 E Wisconsin Avenue Milwaukee WI 53202-5391 |
414-765-3500 |
10/29/1985 |
BD-244 |
|
Jeffry Freiburger, Angela Palmer |
8158 |
| BROKER DEALERS |
Robinhood Financial, LLC |
|
ACTIVA |
1700 Seaport Blvd Suite 200 Redwood City CA 94063 |
650-940-2700 |
01/28/2014 |
BD-1904 |
|
Scott Friedman |
165998 |
| BROKER DEALERS |
Robinhood Securities, LLC |
|
ACTIVA |
500 Colonial Center Parkway Suite 100 Lake Mary FL 32746 |
650-294-4858 |
05/21/2018 |
BD-2151 |
|
Calli Singleton |
287900 |
| BROKER DEALERS |
Robus Capital Partners LLC |
|
ACTIVA |
301 Recinto Sur Street Ste 202 San Juan PR 00901 |
203-321-0559 |
06/24/2016 |
BD-2034 |
|
Lisa Synderman |
282547 |
| BROKER DEALERS |
Rockefeller Financial LLC |
|
ACTIVA |
10 Rockefeller Plaza New York NY 10020 |
212-549-5396 |
01/11/2019 |
BD-2183 |
|
Annah Kim Rosen, Annah K Rosen |
291361 |
| BROKER DEALERS |
Rocket Dollar Capital, LLC |
|
ACTIVA |
10900 Stonelake Blvd. Building 2, Suite 100 Austin TX 78759 |
512-294-6594 |
06/15/2023 |
BD-2459 |
|
Henry Tadayoshi |
314075 |
| BROKER DEALERS |
Rodman & Renshaw, LLC |
|
ACTIVA |
430 Park Avenue New York NY 10022 |
212-356-0532 |
10/04/2016 |
BD-2066 |
|
Daniel DePalma |
281264 |
| BROKER DEALERS |
Roosevelt & Cross, Incorporated |
|
ACTIVA |
One Exchange Plaza 55 Broadway New York NY 10006 |
212-344-2500 |
11/27/2007 |
BD-1570 |
|
DOMINICK F. ANTONELLI |
6964 |
| BROKER DEALERS |
Roth Capital Partners, LLC |
|
ACTIVA |
888 San Clemente Suite 400 Newport Beach CA 92660 |
949-720-5700 |
07/11/2019 |
BD-2211 |
|
Kristin Lamarche |
15407 |
| BROKER DEALERS |
Rothschild & Co. US Inc. |
|
ACTIVA |
1251 Avenue of the Americas New York NY 10020 |
212-403-3610 |
02/24/2004 |
BD-1358 |
|
John M Carroll |
2910 |
| BROKER DEALERS |
Royce Fund Services, LLC |
|
ACTIVA |
745 5th Avenue New York NY 10151 |
212-508-4500 |
02/14/1997 |
BD-698 |
|
Kristen McGrath |
14470 |
| BROKER DEALERS |
RQD* Clearing, LLC |
|
ACTIVA |
425 S. Financial Place Suite 910B Chicago IL 60605 |
646-804-7900 |
07/23/2021 |
BD-2332 |
|
Michael Sanocki |
134284 |
| BROKER DEALERS |
Russell Investments Financial Services, LLC |
|
ACTIVA |
1301 Second Avenue 18th Floor Seattle WA 98101 |
206-505-7877 |
08/09/1988 |
BD-351 |
|
Douglas R Whittle |
21771 |
| BROKER DEALERS |
Ryan Tax Capital, LLC |
|
ACTIVA |
Rockefeller Center, 600 Fifth Avenue 9th Floor New York NY 10020 |
212-871-3901 |
03/11/2025 |
BD-2544 |
|
Patrick Andrew Chism |
321878 |
| BROKER DEALERS |
S2K Financial LLC |
|
ACTIVA |
777 Third Avenue 28th Floor New York NY 10017 |
212-603-9766 |
07/28/2016 |
BD-2055 |
|
Jonathan Terzi |
248786 |
| BROKER DEALERS |
SAF Financial Securities LLC |
|
ACTIVA |
902 Broadway Suite 1611 New York NY 10010 |
917-402-4770 |
02/01/2018 |
BD-2129 |
|
Rafay Farooqui |
284938 |
| BROKER DEALERS |
Safra Securities, LLC |
|
ACTIVA |
546 Fifth Avenue New York NY 10036 |
212-704-5500 |
10/17/2022 |
BD-2424 |
|
Gerard McCarthy |
47873 |
| BROKER DEALERS |
SageTrader, LLC |
|
ACTIVA |
282 Grand Avenue Suite #2 Englewood NJ 07631 |
855-809-5941 |
04/02/2025 |
BD-2548 |
|
Myke Forsythe |
137862 |
| BROKER DEALERS |
Salient Capital, L.P. |
|
ACTIVA |
4265 San Felipe 8th Floor HOUSTON TX 77027 |
713-993-4675 |
11/07/2008 |
BD-1641 |
|
Roy V. Washington |
147912 |
| BROKER DEALERS |
Samco Capital Markets, INC. |
|
ACTIVA |
6805 Capital of Texas Highway Suite 350 Austin TX 78731 |
512-794-9100 |
10/27/2005 |
BD-1460 |
|
Joseph Mannes |
136532 |
| BROKER DEALERS |
Sammons Financial Network, LLC |
|
ACTIVA |
4546 Corporate Drive Suite 100 West Des Moines IA 50266 |
855-624-0180 |
07/21/2015 |
BD-1990 |
|
Grady Holt |
158538 |
| BROKER DEALERS |
Samuel A. Ramirez & Company, Inc. |
|
ACTIVA |
61 Broadway 29th Floor New York NY 10006 |
212-248-0500 |
05/20/1997 |
BD-723 |
|
Samuel Ramirez |
6963 |
| BROKER DEALERS |
San Blas Securities, LLC |
|
ACTIVA |
3424 Peachtree Road NE Suite 2200 Atlanta GA 30326-1184 |
404-419-7634 |
06/18/2020 |
BD-2248 |
|
J. Thomas Saddler |
290605 |
| BROKER DEALERS |
Sanctuary Securities, Inc. |
|
ACTIVA |
250 W. 96th St. #300 Indianapolis IN 46260-1329 |
317-633-1799 |
08/19/2022 |
BD-2415 |
|
Miles Edwards |
205 |
| BROKER DEALERS |
Sanders Morris LLC |
|
ACTIVA |
600 Travis Suite 5900 Houston TX 77002-3003 |
713-250-4222 |
02/08/2000 |
BD-971 |
|
Steve Mangold |
20580 |
| BROKER DEALERS |
Sanford C. Bernstein & Co., LLC |
|
ACTIVA |
1345 Avenue of the Americas New York NY 10105 |
212-969-1000 |
11/29/2000 |
BD-1110 |
|
James D Lamke, Laurence H Bertan |
104474 |
| BROKER DEALERS |
Santander Securities LLC |
|
ACTIVA |
2 Morrissey Boulevard Mail Code: MA1-MB2-03-17 Dorchester MA 02125 |
866-736-6475 |
12/03/1996 |
BD-665 |
|
Lawrence Carter, Lawrence Carter |
41791 |
| BROKER DEALERS |
Santander US Capital Markets LLC |
|
ACTIVA |
245 Park Avenue 15th Floor New York NY 10167 |
646-776-7700 |
10/01/2014 |
BD-1948 |
|
Darla Bartkowiak |
150696 |
| BROKER DEALERS |
Saturn Capital Inc. |
|
ACTIVA |
75 Federal Street 13th Floor Boston MA 02110-1904 |
617-574-3330 |
06/08/2022 |
BD-2396 |
|
Jeffrey MCcormick |
15412 |
| BROKER DEALERS |
Saturna Brokerage Services, Inc. |
|
ACTIVA |
1300 N. State Street Bellingham WA 98225-4730 |
360-734-1266 |
04/10/2015 |
BD-1973 |
|
Jessica Miller |
18437 |
| BROKER DEALERS |
Savile Capital Markets LLC |
|
ACTIVA |
2 N. Main Street Suite 310 Sheridan WY 82801 |
307-751-7122 |
09/20/2023 |
BD-2475 |
|
David Wasitowski |
316748 |
| BROKER DEALERS |
SAXONY SECURITIES, INC. |
|
ACTIVA |
11152 S Towne Square St. Louis MO 63123 |
314-963-9336 |
01/27/2025 |
BD-2536 |
|
Mark Thompson |
115547 |
| BROKER DEALERS |
Saybrus Equity Services, LLC |
|
ACTIVA |
One American Row Hartford CT 06102-5056 |
860-403-3100 |
09/08/2010 |
BD-1748 |
|
Katherine Siino |
153319 |
| BROKER DEALERS |
Schroder Fund Advisors LLC |
|
ACTIVA |
7 Bryant Park New York NY 10018-3706 |
212-283-7544 |
05/28/1997 |
BD-709 |
|
William MacCarter Sims |
24129 |
| BROKER DEALERS |
Scotia Capital (USA) Inc. |
|
ACTIVA |
1 Liberty Plaza 165 Broadway New York NY 10006 |
212-225-6725 |
02/19/1992 |
BD-471 |
|
Richard Agata |
2739 |
| BROKER DEALERS |
Scottsdale Capital Advisors Corp. |
|
ACTIVA |
7170 E McDonald Rd Suite 6 Scottsdale AZ 85253 |
480-603-4900 |
06/12/2002 |
BD-1254 |
|
Henry Diekmann |
118786 |
| BROKER DEALERS |
Sealy Investment Securities LLC |
|
ACTIVA |
8401 N. Central Expressway Suite 150 Dallas TX 75225 |
714-812-1668 |
08/02/2022 |
BD-2408 |
|
Peter Jackson |
300691 |
| BROKER DEALERS |
Seaport Global Securities LLC |
|
ACTIVA |
360 Madison Ave 22nd Floor New York NY 10017 |
212-616-7710 |
09/23/2016 |
BD-2060 |
|
Markus Witthaut |
116270 |
| BROKER DEALERS |
SECFI Securities, LLC |
|
ACTIVA |
595 Pacific Ave 4th Floor San Francisco CA 94133 |
415-939-5421 |
02/02/2021 |
BD-2279 |
|
Nathaniel Vieje Piauwasdy |
302112 |
| BROKER DEALERS |
Securities Management & Research, Inc. |
|
ACTIVA |
701 Tama Street Bldg. B Marion IA 52302 |
855-767-5700 |
01/12/1988 |
BD-316 |
|
Vicki Reighard-Kean |
759 |
| BROKER DEALERS |
Securitize Markets, LLC |
|
ACTIVA |
535 Fifth Ave 16th Floor New York NY 10017 |
646-918-5012 |
03/08/2021 |
BD-2289 |
|
Patrice O'Mara |
283256 |
| BROKER DEALERS |
SEI Investments Distribution Co. |
|
ACTIVA |
One Freedom Valley Drive Oaks PA 19456 |
610-676-1000 |
11/02/1990 |
BD-435 |
|
Kevin P Barr |
10690 |
| BROKER DEALERS |
Sextant Securities, LLC |
|
ACTIVA |
600 Madison Avenue 17th Floor New York NY 10022 |
212-751-4422 |
10/28/2024 |
BD-2527 |
|
Gary Fox |
283937 |
| BROKER DEALERS |
SG Americas Securities, LLC |
|
ACTIVA |
245 Park Avenue New York NY 10167 |
212-278-6000 |
04/27/2004 |
BD-1364 |
|
James M. Hubbert |
128351 |
| BROKER DEALERS |
Shareholders Service Group, LLC |
|
ACTIVA |
9845 Erma Road Ste 312 San Diego CA 92131 |
858-530-1031 |
07/15/2020 |
BD-2252 |
|
Peter A. Mangan |
125226 |
| BROKER DEALERS |
ShareNett Securities LLC |
|
ACTIVA |
100 Wall Street 5th Floor NEW YORK NY 10005 |
646-595-1711 |
04/17/2020 |
BD-2239 |
|
Peter Dolezal |
151011 |
| BROKER DEALERS |
SI Securities LLC |
|
ACTIVA |
135 Madison Avenue 5th Floor New York NY 10016 |
617-863-2136 |
02/25/2022 |
BD-2368 |
|
David Hunt |
170937 |
| BROKER DEALERS |
Siebert Williams Shank & Co., L.L.C. |
|
ACTIVA |
100 Wall Street 18th Floor New York NY 10005 |
646-775-4850 |
11/21/2005 |
BD-1464 |
|
Pamela Rockley |
42568 |
| BROKER DEALERS |
Sigma Financial Corporation |
|
ACTIVA |
300 Parkland Plaza Ann Arbor MI 48103-9508 |
734-663-1611 |
02/01/2002 |
BD-1212 |
|
John McClellan |
14303 |
| BROKER DEALERS |
Signature Estate Securities, LLC |
|
ACTIVA |
2121 Avenue of Stars Suite 1600 Los Angeles CA 90067 |
310-712-2323 |
12/21/2022 |
BD-2435 |
|
Eric Rosen |
18923 |
| BROKER DEALERS |
Signum Growth Capital LLC |
|
ACTIVA |
40 Cambridge Place Brooklyn NY 11238 |
718-913-9093 |
03/19/2021 |
BD-2295 |
|
Angela Dalton |
300577 |
| BROKER DEALERS |
Siguler Guff Global Markets, LLC |
|
ACTIVA |
825 Third Avenue 10th Floor New York NY 10022-9514 |
212-634-5968 |
11/05/2013 |
BD-1898 |
|
Terri Liftin |
159534 |
| BROKER DEALERS |
Sixth Street BD, LLC |
|
ACTIVA |
888 Sevent Avenue 34th Floor New York NY 10106 |
212-601-4741 |
06/07/2016 |
BD-2043 |
|
Kenneth Burke |
281933 |
| BROKER DEALERS |
Skyway Capital Markets, LLC |
|
ACTIVA |
100 North Tampa Street Suite 3550 Tampa FL 33602 |
813-210-9530 |
10/04/2018 |
BD-2172 |
|
Russell L. Hunt |
124630 |
| BROKER DEALERS |
SLD America Equities, Inc. |
|
ACTIVA |
20 Washington Ave South Attention: Compliance Minneapolis MN 55401 |
612-342-7495 |
11/30/2011 |
BD-1825 |
|
Kelly Anderson |
36259 |
| BROKER DEALERS |
Smead Funds Distributors, LLC |
|
ACTIVA |
Three Canal Plaza Suite 100 Portland ME 04101 |
866-251-6920 |
07/29/2015 |
BD-1999 |
|
Gordon Taylor |
173734 |
| BROKER DEALERS |
Snowden Account Services LLC |
|
ACTIVA |
540 Madison Avenue 9th Floor New York NY 10022 |
646-218-9760 |
12/09/2014 |
BD-1955 |
|
Richard West |
149794 |
| BROKER DEALERS |
SoFi Securities LLC |
|
ACTIVA |
234 1st Street San Francisco CA 94105 |
415-385-0419 |
09/27/2016 |
BD-2063 |
|
Scott Williams |
151717 |
| BROKER DEALERS |
Sogotrade, Inc. |
|
ACTIVA |
233 Broadway Suite 711 New York NY 10279 |
646-885-6486 |
03/25/2011 |
BD-1789 |
|
Dennis W. Maloney |
17912 |
| BROKER DEALERS |
South Street Securities LLC |
|
ACTIVA |
825 Third Ave 35th Floor New York NY 10022 |
212-824-0738 |
01/03/2007 |
BD-1523 |
|
David Deblase |
125202 |
| BROKER DEALERS |
Southstate/DuncanWilliams Securities Corp. |
|
ACTIVA |
6750 Poplar Avenue Suite 300 Memphis (Shelby) TN 38138-7424 |
901-260-6800 |
03/12/2008 |
BD-1597 |
|
Jim Cherry |
6950 |
| BROKER DEALERS |
Sovereign Global Advisors LLC |
|
ACTIVA |
1 Village Plaza Suite 201 Kings Park NY 11754 |
866-790-9700 |
04/08/2021 |
BD-2304 |
|
John Dragotta |
167663 |
| BROKER DEALERS |
Spartan Capital Securities LLC |
|
ACTIVA |
45 Broadway 9th Floor New York NY 10006 |
212-293-0123 |
09/10/2008 |
BD-1631 |
|
Yvonne Owens |
146251 |
| BROKER DEALERS |
Speedtrader, Inc. |
|
ACTIVA |
2875 RT-35 STE 5C-2 Katonah NY 10536 |
800-874-3039 |
10/17/2002 |
BD-1279 |
|
Mark Jordon |
107403 |
| BROKER DEALERS |
Spire Securities, LLC |
|
ACTIVA |
1840 Michael Faraday Dr Suite 105 Reston VA 20190 |
703-657-6062 |
07/29/2010 |
BD-1738 |
|
Sue McKeown |
144131 |
| BROKER DEALERS |
Sprott Global Resource Investments LTD |
|
ACTIVA |
1910 Palomar Point Way Suite 200 Carlsbad CA 92008 |
760-943-3939 |
03/02/1998 |
BD-744 |
|
Ria Gost |
35878 |
| BROKER DEALERS |
SS & C Market Services, LLC |
|
ACTIVA |
920 2nd Ave South Suite 1500 Minneapolis MN 55402-4007 |
612-238-1514 |
10/01/2004 |
BD-1394 |
|
Kimberly K. Early Chapman |
23568 |
| BROKER DEALERS |
ST Invest LLC |
|
ACTIVA |
9901 IH 10 W Suite 8035 San Antonio TX 78230 |
917-409-3999 |
06/21/2019 |
BD-2208 |
|
Michael Feser |
297470 |
| BROKER DEALERS |
Starwood Capital, LLC |
|
ACTIVA |
591 West Putnam Avenue Greenwich CT 06830 |
203-422-7775 |
08/02/2018 |
BD-2164 |
|
Matthew Guttin |
146057 |
| BROKER DEALERS |
Stash Capital LLC |
|
ACTIVA |
19 West 22nd Street 12th Floor New York NY 10010 |
917-860-8674 |
|
BD-2124 |
|
Ryan Burke |
287728 |
| BROKER DEALERS |
State Street Global Advisors Funds Distributors, LLC |
|
ACTIVA |
State Street Financial Center One Lincoln Street Boston MA 02111 |
617-664-0290 |
06/04/1992 |
BD-480 |
|
M. Patrick Donovan |
30107 |
| BROKER DEALERS |
State Street Global Markets, LLC |
|
ACTIVA |
State Street Financial Center One Lincoln Street Boston MA 02111 |
617-664-3619 |
04/28/2017 |
BD-2097 |
|
Mark Trabucco |
285852 |
| BROKER DEALERS |
Stephens |
|
ACTIVA |
111 Center Street Little Rock AR 72201-3507 |
501-377-2000 |
11/23/1979 |
BD-139 |
|
Phillip A Shellabarger |
3496 |
| BROKER DEALERS |
Sterling Capital Distributors, LLC |
|
ACTIVA |
760 Moore Road KING OF PRUSSIA PA 19406 |
610-382-8083 |
07/31/2000 |
BD-1027 |
|
FELICIA A ANTONIO |
103934 |
| BROKER DEALERS |
Steward Partners Investment Solutions LLC |
|
ACTIVA |
15495 SW Sequoia Parkway Suite 150 Portland OR 97224 |
971-353-7800 |
06/07/2022 |
BD-2395 |
|
Steven Chang |
1254 |
| BROKER DEALERS |
Stifel Independent Advisors, LLC |
|
ACTIVA |
One Financial Plaza 501 North Broadway St Louis MO 63102 |
314-342-4051 |
04/14/2004 |
BD-1367 |
|
Cathy Poe, Rita Kazembe |
28218 |
| BROKER DEALERS |
Stifel, Nicolaus & Company, Incorporated |
|
ACTIVA |
501 North Broadway St. Louis MO 63102 |
314-342-2110 |
05/24/1996 |
BD-658 |
|
Maureen Fister, Rita Kazembe |
793 |
| BROKER DEALERS |
Stillpoint Capital, LLC |
|
ACTIVA |
13051 W. Linebaugh Avenue Suite 101 Tampa FL |
813-891-9100 |
08/08/2012 |
BD-1847 |
|
Amy C. Cross |
133146 |
| BROKER DEALERS |
Stirlingshire Investments |
|
ACTIVA |
15 W 38th St Suite 704 New York City NY 10018 |
877-600-7026 |
05/09/2023 |
BD-2453 |
|
Steven Woods |
310576 |
| BROKER DEALERS |
Stockblock Securities |
|
ACTIVA |
430 Park Avenue 3rd Floor New York NY 10022 |
212-430-1795 |
09/24/2021 |
BD-2342 |
|
Edward D. Silvera |
307304 |
| BROKER DEALERS |
Stockpile Investments, Inc. |
|
ACTIVA |
500 N. Brand Blvd. Suite 1760 Glendale CA 91203 |
818-334-1504 |
03/03/2016 |
BD-2032 |
|
Michael R. Bouley |
156170 |
| BROKER DEALERS |
Stonecrest Capital Markets, Inc. |
|
ACTIVA |
300 W. 6th Street Suite 1520 Austin TX 78701 |
512-275-6515 |
07/24/2017 |
BD-2111 |
|
Rebecca E. Feliciano Beltrán, John Scott Randolph |
39616 |
| BROKER DEALERS |
Stonehaven, LLC |
|
ACTIVA |
275 Madison Avenue Suite 2002 New York NY 10016 |
212-218-7631 |
06/07/2021 |
BD-2320 |
|
Steven Eric Jafarzadeh |
118913 |
| BROKER DEALERS |
Stonex Financial Inc. |
|
ACTIVA |
329 Park Avenue North Suite 350 Winter Park FL 32789 |
407-741-5372 |
04/11/2018 |
BD-2139 |
|
Gigi SZekely |
45993 |
| BROKER DEALERS |
Stonex Securities Inc. |
|
ACTIVA |
2 Perimeter Park South Suite 500 West Birmingham AL 35243 |
800-292-2411 |
01/02/2002 |
BD-1208 |
|
Brian L. Parker |
18456 |
| BROKER DEALERS |
Stratcap Securities, LLC |
|
ACTIVA |
3101 West Coast Highway Newport Beach CA 92663 |
657-383-9648 |
11/10/2010 |
BD-1764 |
|
James R Kearny |
151152 |
| BROKER DEALERS |
Sumridge Partners, LLC |
|
ACTIVA |
111 Town Square Place Jersey City NJ 07310 |
201-898-2525 |
09/28/2010 |
BD-1754 |
|
Katherine Shim |
152437 |
| BROKER DEALERS |
Supreme Alliance LLC |
|
ACTIVA |
197 Sunset Lodge Road Lancaster KY 40444 |
859-548-2119 |
09/30/2016 |
BD-2042 |
|
Carlos A Plaza |
45348 |
| BROKER DEALERS |
Sutter Securities Incorporated |
|
ACTIVA |
6 Venture Suite 395 Irvine CA 92618 |
415-352-6300 |
02/19/2021 |
BD-2285 |
|
Keith Moore |
30770 |
| BROKER DEALERS |
Swiss RE Capital Markets Corporation |
|
ACTIVA |
55 East 52nd Street New York NY 10055 |
212-317-5400 |
02/05/1999 |
BD-874 |
|
Kenneth Bibko |
39978 |
| BROKER DEALERS |
Syndicated Capital, Inc. |
|
ACTIVA |
1299 Ocean Avenue 2nd Floor Santa Monica CA 90401 |
310-255-4490 |
06/12/2002 |
BD-1253 |
|
Faith Lee |
29037 |
| BROKER DEALERS |
Synovus Securities, Inc. |
|
ACTIVA |
1137 First Avenue 2nd Floor Columbus GA 31901 |
706-649-2327 |
08/12/1998 |
BD-833 |
|
Beth Burns |
14023 |
| BROKER DEALERS |
T Capital Funding, LLC |
|
ACTIVA |
610 N Wymore Road Suite 120 Maitland FL 32751 |
321-280-5235 |
05/20/2020 |
BD-2246 |
|
Julie E Capuder |
128179 |
| BROKER DEALERS |
T. Rowe Price Investment Services Inc |
|
ACTIVA |
100 E Pratt St Baltimore MD 21202 |
410-345-2000 |
09/01/1984 |
BD-153 |
|
Catherine L Berkenkemper |
8348 |
| BROKER DEALERS |
T3 Trading Group, LLC |
|
ACTIVA |
One State Street Plaza 10th Floor New York NY 10004 |
646-346-1700 |
11/08/2019 |
BD-2226 |
|
Glen R. Stifelman |
154431 |
| BROKER DEALERS |
Talcott Resolution Distribution Company, Inc. |
|
ACTIVA |
1 Griffin Road North Windsor CT 06095 |
800-547-7675 |
11/18/2003 |
BD-1333 |
|
Christopher Scott Conner |
37819 |
| BROKER DEALERS |
Tastytrade, Inc. |
|
ACTIVA |
1000 West Fulton Market Street Suite 220 Chicago IL 60607 |
312-724-7075 |
01/03/2017 |
BD-2076 |
|
Case Sosnoff |
277027 |
| BROKER DEALERS |
TC2000 Brokerage, Inc. |
|
ACTIVA |
6315 Boathouse Rd. Suite 200 Wilmington NC 28403 |
678-679-8910 |
08/18/2016 |
BD-2058 |
|
Jeanine Blackman |
155523 |
| BROKER DEALERS |
TCBI Securities, Inc. |
|
ACTIVA |
2000 McKinney Avenue Suite 700 Dallas TX 75201 |
214-932-6671 |
07/15/2022 |
BD-2402 |
|
Jason Rivera |
313304 |
| BROKER DEALERS |
TCG Capital Markets L.L.C. |
|
ACTIVA |
520 Madison Avenue 38th Floor New York NY 10022 |
212-813-4900 |
10/11/2018 |
BD-2168 |
|
Monica Harris |
291767 |
| BROKER DEALERS |
TCW Funds Distributors LLC |
|
ACTIVA |
865 S Figueroa St Suite 1800 Los Angeles CA 90017 |
213-244-0000 |
04/11/1994 |
BD-557 |
|
Brian Waters |
16670 |
| BROKER DEALERS |
TD Prime Services LLC |
|
ACTIVA |
31 West 52nd Street New York NY 10019-6101 |
212-827-7000 |
12/14/2016 |
BD-2074 |
|
Christina Petrou |
1914 |
| BROKER DEALERS |
TD Securities (USA) LLC |
|
ACTIVA |
One Vanderbilt Avenue New York NY 10017 |
212-827-7000 |
01/21/1998 |
BD-777 |
|
Jeffrey Sundram |
18476 |
| BROKER DEALERS |
Templum Markets LLC |
|
ACTIVA |
437 West 16th Street 5th Floor New York NY 10011 |
646-973-3350 |
08/11/2015 |
BD-2003 |
|
Vince Molinari |
102840 |
| BROKER DEALERS |
Texture Capital, Inc. |
|
ACTIVA |
59 Strong Place Brooklyn NY 11231 |
646-979-8558 |
03/24/2021 |
BD-2298 |
|
Richard Johnson |
300853 |
| BROKER DEALERS |
The Benchmark Company, LLC |
|
ACTIVA |
150 E 58th Street 17th Floor New York NY 10155 |
212-312-6700 |
01/11/2021 |
BD-2277 |
|
Rich Messina |
22982 |
| BROKER DEALERS |
The Huntington Investment Company |
|
ACTIVA |
41 South High Street 7th Floor Clumbus OH 43287-6101 |
800-322-4600 |
10/20/2011 |
BD-1817 |
|
Mark A Gregory |
16986 |
| BROKER DEALERS |
The Jeffrey Matthews Financial Group, LLC |
|
ACTIVA |
30B Vreeland Road Ste 210 Florham Park NJ 07932 |
973-805-6222 |
11/22/2023 |
BD-2483 |
|
Jeffrey R. Halpert |
41282 |
| BROKER DEALERS |
The Leaders Group, Inc. |
|
ACTIVA |
26 West Dry Creek Circle Suite 575 Littleton CO 80120-4475 |
303-797-9080 |
06/04/1999 |
BD-899 |
|
David R. Wickersham |
37157 |
| BROKER DEALERS |
The O.N. Equity Sales Company |
|
ACTIVA |
One Financial Way Cincinnati OH 45242 |
513-794-6794 |
07/10/1997 |
BD-740 |
|
Andrew Vanhoy, Adolfo Krans |
2936 |
| BROKER DEALERS |
The Strategic Financial Alliance, Inc. |
|
ACTIVA |
2200 Century Parkway Suite 500 Atlanta GA 30345 |
678-954-4000 |
10/19/2018 |
BD-2174 |
|
Clive Slovin |
126514 |
| BROKER DEALERS |
Think Alpha Securities, LLC |
|
ACTIVA |
20 Nassau Street Suite 124 Princeton NJ 08542 |
609-921-2087 |
11/01/2019 |
BD-2224 |
|
Eugene Choe |
300679 |
| BROKER DEALERS |
Thinkequity LLC |
|
ACTIVA |
17 Battery Place South Suite 643 New York NY 10004 |
212-732-8500 |
08/07/2007 |
BD-1555 |
|
Phyllis Henderson |
20996 |
| BROKER DEALERS |
Third Seven Capital LLC |
|
ACTIVA |
444 Madison Avenue Suite 8500 New York NY 10022 |
347-822-9126 |
02/28/2017 |
BD-2084 |
|
Monica DiFiore |
160209 |
| BROKER DEALERS |
Thoma Bravo Capital Markets, LLC |
|
ACTIVA |
150 North Riverside Plaza Suite 2800 Chicago IL 60606-1599 |
312-254-3300 |
09/29/2021 |
BD-2313 |
|
Steven Schwab |
311317 |
| BROKER DEALERS |
Thornburg Securities LLC |
|
ACTIVA |
2300 North Ridgetop Road Santa Fe NM 87506 |
505-984-0200 |
03/31/1998 |
BD-810 |
|
Ronald Olexsak |
14857 |
| BROKER DEALERS |
Thrivent Distributors, LLC |
|
ACTIVA |
625 Fourth Avenue South Minneapolis MN 55415-1665 |
612-844-6803 |
11/05/2015 |
BD-1994 |
|
Jody A. Rose |
179512 |
| BROKER DEALERS |
Thurston, Springer, Miller, Herd & Titak, Inc. |
|
ACTIVA |
9000 Keystone Crossing Suite 740 Indianapolis IN 46240-2142 |
317-581-4003 |
05/24/2018 |
BD-2153 |
|
Lynette Herd |
8478 |
| BROKER DEALERS |
TIAA-CREF Individual & Institutional Services, LLC |
|
ACTIVA |
730 Third Avenue New York NY 10017-3206 |
704-988-5915 |
06/29/1992 |
BD-477 |
|
Christienne Berthelsen, Lori Sellers |
20472 |
| BROKER DEALERS |
Tigress Financial Partners, LLC |
|
ACTIVA |
410 Park Avenue 12th Floor New York NY 10022 |
212-430-8750 |
01/25/2019 |
BD-2184 |
|
Cynthia Dibartolo |
154717 |
| BROKER DEALERS |
Timbrel Capital, LLC |
|
ACTIVA |
2200 Century Parkway Suite 500 ATLANTA GA 30345 |
678-954-4018 |
04/24/2020 |
BD-2241 |
|
Julie Sullivan |
298131 |
| BROKER DEALERS |
Time Equities Securities LLC |
|
ACTIVA |
55 Fifth Avenue 15th Floor New York NY 10003 |
212-206-6011 |
03/21/2018 |
BD-2136 |
|
Shannon W. Rast |
114422 |
| BROKER DEALERS |
Timothy Partners, LTD. |
|
ACTIVA |
1055 Maitland Center Commons Maitland FL 32751 |
407-644-1986 |
06/04/2024 |
BD-2507 |
|
Terry Covert, Kimberly Johnson |
41835 |
| BROKER DEALERS |
Titan Global Technologies LLC |
|
ACTIVA |
4949 S Macadam Ave 2nd Floor #69 Portland OR 97239 |
973-490-4042 |
03/09/2022 |
BD-2371 |
|
Philip Bryan Hagen |
312379 |
| BROKER DEALERS |
Tobin & Company Securities LLC |
|
ACTIVA |
215 North Pine Street Suite 501 Charlotte NC 28202 |
704-334-2772 |
04/08/2021 |
BD-2303 |
|
Justine E Tobin |
137918 |
| BROKER DEALERS |
Tocqueville Securities L.P. |
|
ACTIVA |
40 West 57th Street 19th Floor New York NY 10019 |
212-698-0845 |
04/26/2013 |
BD-1868 |
|
Elizabeth F. Bosco |
26001 |
| BROKER DEALERS |
Tornado |
|
ACTIVA |
135 Madison Ave 5th Floor New York NY 10016 |
917-757-7044 |
09/09/2016 |
BD-2062 |
|
Bernard M. George |
269966 |
| BROKER DEALERS |
Touchstone Securities, Inc. |
|
ACTIVA |
303 Broadway Suite 1100 Cincinnati OH 45202 |
513-362-8000 |
08/18/2004 |
BD-1388 |
|
Thomas A Shoemake |
1526 |
| BROKER DEALERS |
Tourmaline Partners, LLC |
|
ACTIVA |
680 Washington Blvd. 10th Floor Stamford CT 06901 |
203-302-7300 |
11/09/2018 |
BD-2177 |
|
Jonathan H. Goldstein |
154492 |
| BROKER DEALERS |
Towerbrook Financial, L.P. |
|
ACTIVA |
Park Avenue Tower 65 East 55th Street NEW YORK NY 10022 |
212-699-2261 |
04/12/2012 |
BD-1835 |
|
Lyndee Hipps |
155535 |
| BROKER DEALERS |
Toyota Financial Services Securities USA Corp. |
|
ACTIVA |
19001 South Western Avenue NF10 Torrance CA 90501 |
800-292-1147 |
02/10/2006 |
BD-1473 |
|
Nicholas Ro |
135978 |
| BROKER DEALERS |
TPEG Securities LLC |
|
ACTIVA |
925 S. Kimball Ave. Ste.100 Southlake TX 76092 |
817-310-2900 |
09/27/2022 |
BD-2400 |
|
Daniel Meader |
146726 |
| BROKER DEALERS |
Trade-PMR Inc. |
|
ACTIVA |
2511 NW 41st Street Gainesville FL 32606 |
352-332-1938 |
04/01/2015 |
BD-1969 |
|
Robb Baldwin |
46350 |
| BROKER DEALERS |
Tradesk Securities, Inc. |
|
ACTIVA |
830 Morris Turnpike Suite 401 Short Hills NJ 07078 |
973-782-1688 |
04/26/2024 |
BD-2502 |
|
Zhaoyang Chu |
321643 |
| BROKER DEALERS |
Tradestation Securities, Inc. |
|
ACTIVA |
8050 SW 10th Street Suite 2000 Plantation FL 33324 |
954-652-7900 |
02/22/2022 |
BD-2365 |
|
Peter Korotkiy |
39473 |
| BROKER DEALERS |
Tradeup Securities, Inc. |
|
ACTIVA |
101 Eisenhower Parkway Roseland NJ 07068 |
973-228-2886 |
05/16/2007 |
BD-1547 |
|
Mark E Kadison |
18483 |
| BROKER DEALERS |
Tradeweb Direct LLC |
|
ACTIVA |
1177 Avenue of the Americas Floor 37 New York NY 10036 |
646-430-6228 |
01/31/2002 |
BD-1216 |
|
Jeffrey T. Letzler |
103787 |
| BROKER DEALERS |
Tradezero America, Inc. |
|
ACTIVA |
68 34th Street Suite 513B Brooklyn NY 11232 |
718-709-4925 |
10/05/2016 |
BD-2067 |
|
Michael Haupt |
282940 |
| BROKER DEALERS |
Tradier Brokerage, Inc. |
|
ACTIVA |
11016 Rushmore Dr. Suite 350 Charlotte NC |
980-272-3670 |
08/24/2021 |
BD-2336 |
|
Peter Laptewicz |
104982 |
| BROKER DEALERS |
TradingBlock |
|
ACTIVA |
311 S. Wacker Dr. Suite 650 Chicago IL 60606 |
312-253-0378 |
03/24/2015 |
BD-1966 |
|
Phillip Hoeh |
128605 |
| BROKER DEALERS |
Tradition Securities and Derivatives LLC |
|
ACTIVA |
32 Old Slip 28th Floor New York NY 10005 |
212-791-4500 |
10/29/2020 |
BD-2264 |
|
Michael H. Martuscello |
28269 |
| BROKER DEALERS |
Trailmark Inc. |
|
ACTIVA |
3379 Peachtree Road NE Suite 272 Atlanta GA 30326-1020 |
404-869-4600 |
08/13/2009 |
BD-1688 |
|
Bruce A Williamson |
104408 |
| BROKER DEALERS |
Transamerica Capital, LLC |
|
ACTIVA |
1801 California ST. Suite 5200 Denver CO 80202 |
720-482-1500 |
11/24/2015 |
BD-2008 |
|
Douglas Hellerman |
8217 |
| BROKER DEALERS |
Transamerica Financial Advisors, Inc. |
|
ACTIVA |
Two Liberty Place 50 South 16th Street, Suite 3700 Philadelphia PA 19102 |
770-510-5414 |
09/10/1999 |
BD-918 |
|
Brad Mullikin, Peter J. Lugo, Brad Mullikin, Christina Kramer |
16164 |
| BROKER DEALERS |
Transamerica Investors Securities, LLC |
|
ACTIVA |
440 Mamaroneck Avenue Harrison NY 10528 |
914-627-3000 |
01/16/2003 |
BD-1287 |
|
Mark Powers |
32205 |
| BROKER DEALERS |
Trete Capital Markets, LLC |
|
ACTIVA |
340 South Main Street Coalville UT 84017 |
469-481-7681 |
09/06/2024 |
BD-2523 |
|
Celeste Griffin-Churchill |
311773 |
| BROKER DEALERS |
TRIAD Securities Corp. |
|
ACTIVA |
111 Broadway 11th Floor New York NY 10006-9401 |
212-349-1006 |
01/18/2013 |
BD-1860 |
|
Sis DeMarco |
11363 |
| BROKER DEALERS |
Trident Partners Ltd. |
|
ACTIVA |
181 Crossways Park Drive Woodbury NY 11797 |
516-681-9100 |
10/21/2015 |
BD-2009 |
|
Dennis Lee |
41258 |
| BROKER DEALERS |
Tritaurian Capital, Incorporated |
|
ACTIVA |
430 Park Avenue 19th Floor New York NY 10022 |
212-249-1827 |
10/25/2022 |
BD-2428 |
|
William B. Heyn |
45500 |
| BROKER DEALERS |
Triton Pacific Securities, LLC |
|
ACTIVA |
10877 Wilshire Blvd. 12th Floor Los Angeles CA 90024 |
310-300-0839 |
03/11/2016 |
BD-2033 |
|
Michael Carroll |
139919 |
| BROKER DEALERS |
Tritower Real Estate LLC |
|
ACTIVA |
60 State Street Suite 2250 Boston MA 02109 |
781-222-5900 |
04/25/2022 |
BD-2381 |
|
Patrick Gorman |
281740 |
| BROKER DEALERS |
Truist Investment Services, Inc. |
|
ACTIVA |
303 Peachtree Center Ave Suite 140 Atlanta GA 30303 |
404-813-5913 |
03/11/1996 |
BD-631 |
|
Paul S Caron |
17499 |
| BROKER DEALERS |
Truist Securities, Inc. |
|
ACTIVA |
3333 Peachtree Road NE Atlanta Financial Center, South Tower 9th Floor Atlanta GA 30326 |
404-926-5828 |
06/09/1997 |
BD-729 |
|
Albert Pappas |
6271 |
| BROKER DEALERS |
TSG Capital Advisors |
|
ACTIVA |
3275 Veterans Memorial Highway Suite B-9 Ronkonkoma NY 11779 |
631-201-2483 |
08/07/2024 |
BD-2519 |
|
Don L. Torrillo |
147509 |
| BROKER DEALERS |
Tulipshare Securities, LLC |
|
ACTIVA |
29750 N 75th PL Scottsdale AZ 85266 |
636-675-3746 |
01/02/2023 |
BD-2437 |
|
Erin Baskett |
317568 |
| BROKER DEALERS |
TZero Digital Asset Securities, LLC |
|
ACTIVA |
30 Montgomery St Suite 330 Jersey City NJ 07302 |
845-522-0778 |
11/01/2024 |
BD-2528 |
|
Maureen OBrien |
316189 |
| BROKER DEALERS |
TZero Securities, LLC |
|
ACTIVA |
30 Montgomery Street Suite 330 Jersey City NJ 07302 |
917-359-9168 |
10/28/2021 |
BD-2346 |
|
Alex Vlastakis |
123421 |
| BROKER DEALERS |
U. S. Bancorp Investments, Inc. |
|
ACTIVA |
60 Livingston Avenue EP-MN-WN3C Saint Paul MN 55107 |
314-418-8447 |
08/26/1998 |
BD-846 |
|
Carol J. Jacobs Meyer, Jeffrey A. Walter |
17868 |
| BROKER DEALERS |
U.S. Boston Capital Corporation |
|
ACTIVA |
Lincoln North Lincoln MA 01773 |
781-259-1144 |
02/06/2003 |
BD-1296 |
|
Deborah A Kessinger |
5251 |
| BROKER DEALERS |
UBS Asset Management (US) Inc. |
|
ACTIVA |
1285 Avenue of the Americas 12th Floor New York NY 10019 |
212-821-3000 |
02/15/1989 |
BD-339 |
|
Joseph J Llessie |
583 |
| BROKER DEALERS |
UBS Financial Services Inc. |
|
ACTIVA |
1200 Harbor Boulevard Weehawken NJ 07086 |
201-352-3000 |
03/07/1967 |
BD-033 |
|
Frank Martorana, Lisa Francomano |
8174 |
| BROKER DEALERS |
UBS Securities LLC |
|
ACTIVA |
1285 Avenue of the Americas New York NY 10019 |
203-719-3000 |
06/04/1992 |
BD-465 |
|
Jody `Nejaime |
7654 |
| BROKER DEALERS |
UCAP AMERICAS |
|
ACTIVA |
1221 Brickell Avenue Suite 2040 Miami FL 33131 |
786-558-1207 |
05/13/2020 |
BD-2244 |
|
Juan Massens |
173643 |
| BROKER DEALERS |
Ultimus Fund Distributors, LLC |
|
ACTIVA |
225 Pictoria Drive Suite 450 Cincinnati OH 45246 |
513-587-3400 |
05/22/2002 |
BD-1247 |
|
Mark J Seger |
104177 |
| BROKER DEALERS |
Umergence LLC |
|
ACTIVA |
`1006 S. Main Street Plantsville CT 06479 |
954-361-4276 |
10/05/2020 |
BD-2260 |
|
Jeffrey Ciarcia |
284368 |
| BROKER DEALERS |
Unest Securities, LLC |
|
ACTIVA |
5161 Lankershim Blvd. #250 North Hollywood CA 91601 |
800-978-1858 |
06/09/2021 |
BD-2261 |
|
Maria Humphrey |
309955 |
| BROKER DEALERS |
United Brokerage Services, Inc. |
|
ACTIVA |
514 Market Street Parkersburg WV 26101 |
888-424-6158 |
09/29/2022 |
BD-2422 |
|
Michael Earl |
39062 |
| BROKER DEALERS |
United Capital Markets, Inc. |
|
ACTIVA |
240 Crandon Blvd Suite 167 Key Biscayne FL 33149 |
305-365-0527 |
02/11/2008 |
BD-1549 |
|
D John Devaney |
40980 |
| BROKER DEALERS |
Universal Financial Services Inc. |
|
ACTIVA |
Metro Office Park Calle 1 Lote 10 Guaynabo PR 00968 |
787-793-7202 |
07/12/2005 |
BD-1442 |
|
Jose C. Benitez, Jose Carlos Benitez |
131558 |
| BROKER DEALERS |
Univest Securities, LLC |
|
ACTIVA |
375 Park Ave. Suite 1502 New York NY 10152 |
212-343-8888 |
03/11/2021 |
BD-2292 |
|
Ying Cui |
36105 |
| BROKER DEALERS |
Upmarket Securities, LLC |
|
ACTIVA |
1525 McCarthy Boulevard #1000 Milpitas CA 95035 |
1-888-248-7658 |
07/24/2024 |
BD-2516 |
|
Robert Daniels |
295634 |
| BROKER DEALERS |
US Tiger Securities, Inc. |
|
ACTIVA |
1129 Northern Blvd. Suite 404 Manhasset NY 11030 |
917-842`-1056 |
08/14/2018 |
BD-2165 |
|
Vincent Landano |
120583 |
| BROKER DEALERS |
USAA Investment Services Company |
|
ACTIVA |
9800 Fredericksburg Road San Antonio TX 78288-0227 |
800-531-8722 |
09/01/1984 |
BD-101 |
|
Keith P. Faulkner, David H. Smith |
5475 |
| BROKER DEALERS |
USCA Securities LLC |
|
ACTIVA |
4444 Westheimer Suite G500 Houston TX 77027 |
713-366-0500 |
11/08/2024 |
BD-2530 |
|
Betsy Hodges |
103789 |
| BROKER DEALERS |
USI Securities Inc. |
|
ACTIVA |
95 Glastonbury Blvd Suite 102 Glastonbury CT 06033 |
860-652-3239 |
07/22/1998 |
BD-832 |
|
Joseph Gritzer |
43793 |
| BROKER DEALERS |
USQ Securities LLC |
|
ACTIVA |
403 E 90th Street #1RW New York NY 10128 |
347-334-9813 |
01/26/2022 |
BD-2358 |
|
Anthony Collins |
299008 |
| BROKER DEALERS |
Valley Financial Management, Inc. |
|
ACTIVA |
350 Madison Ave. 4th Floor, Compliance Department New York NY 10017 |
212-407-4362 |
11/20/2009 |
BD-1706 |
|
Joseph Colleran |
105387 |
| BROKER DEALERS |
Van Eck Securities Corporation |
|
ACTIVA |
335 Madison Avenue 19th Floor New York NY 10017 |
212-293-2000 |
08/08/1990 |
BD-423 |
|
Janet Squitieri |
2269 |
| BROKER DEALERS |
Vanguard Marketing Corporation |
|
ACTIVA |
100 Vanguard Blvd. Malvern PA 19355 |
610-503-4373 |
09/01/1984 |
BD-114 |
|
Kathryn A. Koller |
7452 |
| BROKER DEALERS |
VCS Venture Securities |
|
ACTIVA |
42 Broadway 3rd Floor New York NY 10004 |
212-404-7696 |
04/20/2015 |
BD-1979 |
|
John Stalansky |
127921 |
| BROKER DEALERS |
VectorGlobal WMG |
|
ACTIVA |
801 Brickell Avenue Suite 2500 Miami FL 33131 |
305-350-3350 |
02/14/2013 |
BD-1863 |
|
Ana Lucía Chavarriaga |
32396 |
| BROKER DEALERS |
Velerity Group, Inc. |
|
ACTIVA |
14 Scott Avenue Selden NY 11784 |
631-553-5075 |
09/01/2022 |
BD-2412 |
|
Paul Stache |
42869 |
| BROKER DEALERS |
Velocity Capital, LLC |
|
ACTIVA |
199 Water Street 8th Floor New York NY 10038 |
646-837-0056 |
05/14/2025 |
BD-2551 |
|
Jeffrey Smith |
171810 |
| BROKER DEALERS |
Velocity Clearing, LLC |
|
ACTIVA |
1301 Route 36 Suite 109 Hazlet NJ 07730 |
732-375-2459 |
|
BD-2231 |
|
Laura Crawford |
126588 |
| BROKER DEALERS |
Velox Clearing LLC |
|
ACTIVA |
2400 E Katella Ave Ste 725 Anaheim CA 92806 |
949-522-6118 |
05/01/2020 |
BD-2219 |
|
Monique Saugstad |
290215 |
| BROKER DEALERS |
Veritas Capital Securities L.L.C. |
|
ACTIVA |
9 West 57th St, Floor 32 ND New York NY 10019 |
212-415-6700 |
10/19/2023 |
BD-2479 |
|
Brendan Keith Dillon |
323755 |
| BROKER DEALERS |
Vested Securities, LLC |
|
ACTIVA |
2223 Gablefield LN Durham NC 27713 |
619-520-8522 |
06/03/2022 |
BD-2393 |
|
Mel Mattison |
311789 |
| BROKER DEALERS |
Victory Capital Services, Inc. |
|
ACTIVA |
4900 Tiedeman Road 4th Floor Brooklyn OH 44144 |
216-898-2505 |
01/02/2004 |
BD-1339 |
|
Susan Woodard |
37059 |
| BROKER DEALERS |
Viewtrade Securities, Inc. |
|
ACTIVA |
7280 W. Palmetto Park Rd. Suite 310 Boca Raton FL 33433 |
561-338-7824 |
05/31/2018 |
BD-2155 |
|
Mark Ford |
46987 |
| BROKER DEALERS |
Vigilant Distributors, LLC |
|
ACTIVA |
Gateway Corporate Center, Suite 216 223 Wilminton West Chester Pike Chadds Ford PA 19317 |
610-558-1750 |
09/16/2020 |
BD-2258 |
|
Patrick A. Chism |
285573 |
| BROKER DEALERS |
Vision Financial Markets LLC |
|
ACTIVA |
4 High Ridge Park Suite 100 Stamford CT 06905-1325 |
203-388-2700 |
01/31/2008 |
BD-1583 |
|
Fran Rabias |
142271 |
| BROKER DEALERS |
Vista Equity Partners Capital Markets, LLC |
|
ACTIVA |
50 Hudson Yards Floor 77 New York NY 10001 |
212-804-9100 |
08/01/2025 |
BD-2568 |
|
Veronica Richey |
332887 |
| BROKER DEALERS |
VNTR Securities, LLC |
|
ACTIVA |
152 Madison Avenue 7th Floor New York NY 10016 |
347-284-0110 |
04/13/2023 |
BD-2450 |
|
Eric Brachfeld |
283856 |
| BROKER DEALERS |
Voya Financial Advisors, Inc. |
|
ACTIVA |
699 Walnut Street Suite 1000 Des Moines IA 50309 |
1-800-356-2906 |
02/12/1997 |
BD-701 |
|
Paul Heywood, Daniel Burkott |
2882 |
| BROKER DEALERS |
Voya Financial Partners, LLC |
|
ACTIVA |
One Orange Way C2N Windsor CT 06095 |
860-580-2819 |
10/04/1993 |
BD-535 |
|
Michelle Rosenberg |
34815 |
| BROKER DEALERS |
Voya Investments Distributor, LLC |
|
ACTIVA |
One Orange Way Windsor CT 06095 |
860-275-2110 |
12/05/2001 |
BD-1205 |
|
Stephen J. Easton |
37886 |
| BROKER DEALERS |
VP Distributors LLC |
|
ACTIVA |
100 Pearl St 4th Floor Hartford CT 06103 |
860-263-4736 |
03/26/1997 |
BD-704 |
|
David C Martin |
3036 |
| BROKER DEALERS |
W&S Brokerage Services, Inc. |
|
ACTIVA |
400 Broadway Cincinnati OH 45202 |
513-629-1055 |
02/25/1998 |
BD-800 |
|
Ken Madsen |
8099 |
| BROKER DEALERS |
Wall Street Access |
|
ACTIVA |
17 Battery Place 11th Floor New York NY 10004 |
212-709-9400 |
05/18/1987 |
BD-305 |
|
Gregory D Viscovich |
10012 |
| BROKER DEALERS |
Wallachbeth Capital, LLC |
|
ACTIVA |
1001 Yamato RD. Suite 404 Boca Raton FL 33431 |
646-237-8585 |
03/26/2024 |
BD-2496 |
|
Michael Wallach |
147853 |
| BROKER DEALERS |
Watermill Institutional Trading LLC |
|
ACTIVA |
111 Town Square Place Suite 1520 Jersey City NJ 07310 |
917-621-3802 |
01/11/2021 |
BD-2275 |
|
David Dempsey |
150892 |
| BROKER DEALERS |
WBB Securities, LLC |
|
ACTIVA |
3456 Camino del Rio North Suite 212 San Diego CA 92108 |
858-592-9901 |
08/16/2011 |
BD-1810 |
|
Michelle Thomas |
118440 |
| BROKER DEALERS |
WealthForge Securities, LLC |
|
ACTIVA |
6800 Paragon Place Suite 200 Richmond VA 23230 |
804-308-0431 |
09/25/2015 |
BD-2002 |
|
Jim Raper |
152550 |
| BROKER DEALERS |
Wealthfront Brokerage LLC |
|
ACTIVA |
900 Middlefield Road Suite 2 Redwood City CA 94063 |
917-539-2721 |
07/03/2018 |
BD-2152 |
|
Julius Leiman-Carbia |
153407 |
| BROKER DEALERS |
Webull Financial LLC |
|
ACTIVA |
733 Third Avenue 15th Floor New York NY 10017 |
646-790-5830 |
02/15/2018 |
BD-2132 |
|
Anthony Denier |
289063 |
| BROKER DEALERS |
Wedbush Securities Inc. |
|
ACTIVA |
1000 Wilshire Blvd. Suite 900 Los Angeles CA 90017 |
213-688-6608 |
08/06/1998 |
BD-830 |
|
Vincent J. Moy, Vincent J. Moy |
877 |
| BROKER DEALERS |
Weild & Co. |
|
ACTIVA |
777 29th Street Suite 402 Boulder CO 80303 |
323-223-9621 |
05/07/2018 |
BD-2149 |
|
David Weild IV |
132398 |
| BROKER DEALERS |
Weitz Securities, Inc. |
|
ACTIVA |
One Pacific Place 1125 South 103 St Ste 200 Omaha NE 68124-1071 |
402-391-1980 |
04/20/2001 |
BD-1118 |
|
John Deisch |
17673 |
| BROKER DEALERS |
Wellfleet Investments, LLC |
|
ACTIVA |
85-87 Covert Avenue 2nd Floor Rear Left Flral Park NY 11001 |
516-487-7450 |
07/30/2025 |
BD-2566 |
|
Jeffrey Bega |
18488 |
| BROKER DEALERS |
Wellington Shields & Co., LLC |
|
ACTIVA |
140 Broadway Suite 4400 New York NY 10005 |
212-320-3000 |
10/27/2009 |
BD-1684 |
|
Stephen J Portas |
149021 |
| BROKER DEALERS |
Wells Fargo Advisors Financial Network, LLC |
|
ACTIVA |
One North Jefferson Avenue St Louis MO 63103 |
800-999-4328 |
08/09/1990 |
BD-433 |
|
Paul Sankovich |
11025 |
| BROKER DEALERS |
Wells Fargo Clearing Services, LLC |
|
ACTIVA |
One North Jefferson Avenue St. Louis MO 63103 |
314-955-9949 |
01/16/1990 |
BD-405 |
|
Chris Ragsdale, Robert T Mooney |
19616 |
| BROKER DEALERS |
Wells Fargo Securities, LLC |
|
ACTIVA |
550 South Tryon Street 5th Floor, D1086-060 Charlotte ND 28202 |
704-715-6133 |
06/03/2003 |
BD-1315 |
|
Renee Allen |
126292 |
| BROKER DEALERS |
Westcap Markets, LLC |
|
ACTIVA |
25 Curch Road Rye Beach NH 03871 |
646-645-4356 |
03/07/2023 |
BD-2445 |
|
|
318970 |
| BROKER DEALERS |
Westminster Financial Securities, Inc. |
|
ACTIVA |
865 South Dixie Drive Vandalia OH 45377 |
937-898-5010 |
02/26/2002 |
BD-1225 |
|
Lawrence Edward Shull |
20677 |
| BROKER DEALERS |
Westmoreland Capital Corporation |
|
ACTIVA |
2350 North Forest Road Getzville NY 14068 |
716-636-0401 Ext. 32 |
06/24/2014 |
BD-1931 |
|
Matthew Iak |
11469 |
| BROKER DEALERS |
Westpark Capital, Inc. |
|
ACTIVA |
1900 Avenue of the Stars Suite 310 Los Angeles CA 90067 |
310-843-9300 |
05/04/2007 |
BD-1544 |
|
Nicholas Tocco |
39914 |
| BROKER DEALERS |
William Blair |
|
ACTIVA |
222 West Adams St Chicago IL 60606-5312 |
312-236-1600 |
01/14/2011 |
BD-1772 |
|
Kenneth L Wagner, Walter R Randall Jr |
1252 |
| BROKER DEALERS |
Williams Trading, LLC |
|
ACTIVA |
450 Post Road East Suite 120 Wesport CT 06880 |
203-353-7600 |
04/04/2024 |
BD-2498 |
|
Joseph T. Goertz |
43678 |
| BROKER DEALERS |
Wilmington Capital Securities LLC |
|
ACTIVA |
600 Old Country Road Suite 200 Garden City NY 11530 |
516-750-6200 |
05/10/2022 |
BD-2386 |
|
Ronald Dorushkin |
133839 |
| BROKER DEALERS |
Wilson-Davis & Co., Inc. |
|
ACTIVA |
236 SSouth Main Street Salta Lake City UT 8401-2104 |
801-532-1313 |
04/04/2018 |
BD-2137 |
|
James Snow |
3777 |
| BROKER DEALERS |
Winlo Management Group, LLC |
|
ACTIVA |
4300 Biscayne Blvd Suite 203 Miami FL 33137 |
512-964-5979 |
02/22/2018 |
BD-2131 |
|
John Randolph |
288383 |
| BROKER DEALERS |
World Equity Group, Inc |
|
ACTIVA |
1650 N Arlington Heights Rd Suite 100 Arlington Heights IL 60004-3984 |
847-342-1700 |
01/27/2006 |
BD-1472 |
|
Jeff Weglarz |
29087 |
| BROKER DEALERS |
World Investments, Inc. |
|
ACTIVA |
437 Newman Springs Road Lincroft NJ 07738 |
732-758-9300 |
01/26/2000 |
BD-957 |
|
Jennette Fraler |
20626 |
| BROKER DEALERS |
YIELDSTREET MARKETS LLC |
|
ACTIVA |
300 Park Avenue 15th Floor NewYork NY 10022 |
844-943-5378 |
04/18/2017 |
BD-2094 |
|
Domenic Miele |
172295 |
| BROKER DEALERS |
Yorkville Securities, LLC |
|
ACTIVA |
1012 Springfield Ave. Mountainside NJ 07092 |
201-536-5110 |
06/13/2025 |
BD-2557 |
|
Troy Rillo |
330480 |
| BROKER DEALERS |
Zanbato Securities LLC |
|
ACTIVA |
711 N. Shoreline Blvd. Mountain View CA 94043 |
650-557-2333 |
03/27/2019 |
BD-2192 |
|
Maria Minguez |
279028 |
| BROKER DEALERS |
Zions Direct, Inc. |
|
ACTIVA |
One South Main Street 17th Floor Salt Lake City UT 84133 |
801-524-4731 |
07/03/1997 |
BD-741 |
|
Leigh Davis-Schmidt |
17776 |
| BROKER DEALERS |
Zoe Securities, LLC |
|
ACTIVA |
666 Third Avenue 6th Floor New York NY 10017 |
646-680-9244 |
07/03/2024 |
BD-2512 |
|
Rajesh Gaur |
326979 |
| CAMBIO DE CHEQUE |
ANA L. TIRADO APONTE |
EDWIN CASHIER |
ACTIVA |
CALLE BALDORIOTY 43 SANTA ISABEL PR 00757 |
787-636-3329 |
05/07/1998 |
CC-064 |
|
|
|
| CAMBIO DE CHEQUE |
ARMANDO VERA |
AIBONITO SERVICE AGENCY |
ACTIVA |
CALLE DEGETAU 5 AIBONITO PR 00705 |
939-274-6290 |
04/06/1999 |
CC-039 |
|
|
|
| CAMBIO DE CHEQUE |
CARLOS M. ESTRELLA |
|
ACTIVA |
#12 CALLE SAN RAFAEL ESQ. GARRIDO MORALES FAJARDO PR 00738 |
787-863-2270 |
02/01/2005 |
CC-221 |
|
|
|
| CAMBIO DE CHEQUE |
CASH EXPRESS PR, INC. |
|
ACTIVA |
S-16 CALLE LEALTAD LEVITTOWN TOA BAJA PR 00949 |
787-789-8159 |
08/05/2010 |
CC-253 |
|
JOSUE DIAZ |
|
| CAMBIO DE CHEQUE |
CHEQUERA DAGUAO, LLC |
|
ACTIVA |
VILLA DEL ROSARIO CALLE 2 BLOQUE A-4 NAGUABO PR 00718 |
787-216-2485 |
04/01/2025 |
CC-0301 |
|
WANDA M. CADIZ |
|
| CAMBIO DE CHEQUE |
CHEQUERA EL ROSARIO, INC. |
|
ACTIVA |
CALLE 25 DE JULIO #83-B YAUCO PR 00698 |
787-267-0738 |
01/02/2016 |
CC-114 |
|
ERIC W. MUÑOZ ROMAN |
|
| CAMBIO DE CHEQUE |
EASY PAWN SHOP, INC |
|
ACTIVA |
CARR.848 KM 1.8 BO. SAINT JUST TRUJILLO ALTO PR 00976 |
787-505-1396 |
|
CC-232 |
|
NOEMI LOPEZ LUGO |
|
| CAMBIO DE CHEQUE |
EDGARDO SANTIAGO REYES |
COLMADO Y FERRETERIA ANDITO |
ACTIVA |
#136 CALLE BARBOSA BO. COCO NUEVO SALINAS PR 00751 |
787-432-3685 |
04/01/2025 |
CC-300 |
|
|
|
| CAMBIO DE CHEQUE |
FRANCES OLIVERO PAOLI |
CAMBIO DE CHEQUE CHEITO |
ACTIVA |
CALLE PIMENTEL #21 RIO GRANDE PR 00745 |
787-888-6241 |
09/28/2005 |
CC-226 |
|
|
|
| CAMBIO DE CHEQUE |
IVAN E. SERRANO |
DE DIEGO STATION |
ACTIVA |
AVE. JOSE DE DIEGO 213 ARECIBO PR 00612 |
7878791617 |
02/04/1998 |
CC-025 |
|
|
|
| CAMBIO DE CHEQUE |
JOSE L. COLON ROSARIO |
THE MAILING SPOT |
ACTIVA |
CARR. 14 KM 46.4 BO. ASOMANTE AIBONITO PR 00705 |
787-646-0291 |
10/06/2011 |
CC-260 |
|
|
|
| CAMBIO DE CHEQUE |
JOSE LUIS CASTILLO MORALES |
COAMO CHECK |
ACTIVA |
CALLE JOSE I. QUINTON #48 COAMO PR 00769 |
787-825-1549 |
|
CC-054 |
|
|
|
| CAMBIO DE CHEQUE |
JUNARY GIL POLANCO |
GIL ENVIO DE VALORES |
ACTIVA |
AVE SANCHEZ VILELLA GJ-12 COUNTRY CLUB CAROLINA PR 00982 |
939-639-2616 |
12/31/2022 |
CC-285 |
|
|
|
| CAMBIO DE CHEQUE |
LOMAS VERDES CHECK CASHING, LLC |
|
ACTIVA |
IC-21 AVE. LOMAS VERDES ROYAL PALM BAYAMON PR 00956 |
787-780-8508 |
|
CC-099 |
|
RICHARD REYES VILLALBA |
|
| CAMBIO DE CHEQUE |
LUIS F. COLON HERNANDEZ |
CAMBIO DE CHEQUE NARANJITO |
ACTIVA |
CALLE GEORGETTI #81 NARANJITO PR 00719 |
7878693600 |
09/09/1998 |
CC-011 |
|
|
|
| CAMBIO DE CHEQUE |
OLLER, LLC |
OLLER ENVIOS I, II, III |
ACTIVA |
CALLE GUAYAMA 125 URB. FLORAL PARK HATO REY PR 00917 |
7877658647 |
01/02/2001 |
CC-154 |
|
|
|
| CAMBIO DE CHEQUE |
RANDY REYES PIMENTEL |
R & R COMPUTER REPAIR AND CASH |
ACTIVA |
JOSE DE DIEGO # 6 COMERIO PR 00782 |
787-875-3947 |
01/19/2001 |
CC-159 |
|
|
|
| CAMBIO DE CHEQUE |
VIRGILIO REYES MARTINEZ |
SU CASA CASHIER |
ACTIVA |
CC14 AVENIDA SANTA JUANITA SANTA JUANITA BAYAMON PR 00956 |
508-509-2442 |
08/08/2024 |
CC-286 |
|
|
|
| CAMBIO DE CHEQUE |
WAL-MART PUERTO RICO, INC. |
|
ACTIVA |
301 AVE RAFAEL CORDERO CAGUAS PR 00976 |
787-653-7777 |
|
CC-242 |
|
JEAN ROSADO |
|
| CASAS DE EMPEÑO |
ABNER MARTINEZ GONZALEZ |
C.E. Y JOYERIA LA MEJOR |
ACTIVA |
CALLE 13 A-18 ROYAL TOWN BAYAMON PR 00956 |
787-768-9300 |
02/01/2010 |
CE-285 |
|
|
|
| CASAS DE EMPEÑO |
ALBERTO C GONZALEZ IZQUIERDO |
CASA DE EMPEÑO CHARDINGO |
ACTIVA |
AVE. GALICIA P-2 CASTELLANA GARDENS CAROLINA PR 00983 |
7877572160 |
03/01/2005 |
CE-166 |
|
|
|
| CASAS DE EMPEÑO |
ALEXIE SANTIAGO RODRIGUEZ |
SANTIAGOLD JOYERIA Y EMPEÑO |
ACTIVA |
C/ MUÑOZ RIVERA #13 VEGA BAJA PR 00693 |
787-807-6093 |
07/18/2010 |
CE-210 |
|
|
|
| CASAS DE EMPEÑO |
ANDERSON FINANCIAL SERVICES OF PUERTO RICO, LLC |
BORINQUEN TITLE LOANS |
ACTIVA |
716 CALLE ARGEL SAN JUAN PR 00920 |
787-298-6134 |
06/28/2011 |
CE-325 |
|
CRISTINA MENDEZ-GARCIA, DENIS TROCOCHE |
|
| CASAS DE EMPEÑO |
AUTO EMPEÑO, INC. |
|
ACTIVA |
CARR. #4491, KM 2.3 SECTOR ALCANTARILLA - BO. PUENTE CAMUY PR 00659 |
787-814-8014 |
01/02/2020 |
CE-405 |
|
ANTHONY DUVERGE |
|
| CASAS DE EMPEÑO |
AUTO LOAN EXPRESS, LLC |
|
ACTIVA |
AVE CAMPO RICO GL-14 URB COUNTRY CLUB CAROLINA PR 00985 |
787-701-2020 |
07/20/2022 |
CE-411 |
|
EDGAR REYES TAÑON |
|
| CASAS DE EMPEÑO |
BADISAN CORP. |
CASA DE EMPEÑO Y TUS CHAVITOS |
ACTIVA |
164 CALLE FONT MARTELO HUMACAO PR 00791 |
787-285-0335 |
08/16/2005 |
CE-177 |
|
JOJANY SANTIAGO |
|
| CASAS DE EMPEÑO |
CALIDAD AUTO SALES CORP. |
|
ACTIVA |
CARR 2 KM 43.8 ALGARROBO VEGA BAJA PR 00693 |
787-858-4343 |
09/29/2016 |
CE-394 |
|
ALBERTO J. TORRADO |
|
| CASAS DE EMPEÑO |
CARIBBEAN PAWN SHOP, INC. |
|
ACTIVA |
CARR. 100, KM. 7.6 CABO ROJO PR 00623 |
787-531-9050 |
05/14/2009 |
CE-270 |
|
JOSE C. RODRIGUEZ SUAREZ |
|
| CASAS DE EMPEÑO |
CARIBBEAN TRADERS OF GOLD, INC. |
CARIBE GOLD |
ACTIVA |
AVE. BORINQUEN 2225-A BARRIO OBRERO SAN JUAN PR 00915 |
787-727-3180 |
04/12/2011 |
CE-323 |
|
JOSE A RAMIREZ DE ARELLAN |
|
| CASAS DE EMPEÑO |
CARLOS M. ESTRELLA |
CASA DE EMPEÑO FAJARDO |
ACTIVA |
ESQ. GARRIDO MORALES #12 CALLE SAN RAFAEL FAJARDO PR 00738 |
7878632270 |
01/03/2005 |
CE-162 |
|
|
|
| CASAS DE EMPEÑO |
CAROLINA GOLD, INC. |
|
ACTIVA |
AVE. SANCHEZ VILELLA G-P-17 CAROLINA PR 00986 |
787-769-1726 |
04/12/2011 |
CE-322 |
|
JOSE A RAMIREZ DE ARELLAN |
|
| CASAS DE EMPEÑO |
CASA DE EMPEÑO SANTA JUANITA, INC. |
|
ACTIVA |
BL-13 AVE. SANTA JUANITA SANTA JUANITA BAYAMON PR 00956-4953 |
787-288-8899 |
09/08/1996 |
CE-021 |
|
BLANCA I. SIERRA |
|
| CASAS DE EMPEÑO |
CASH EXPRESS PR, INC. |
|
ACTIVA |
LEVITTOWN CALLE LEALTAD S-16 TOA BAJA PR 00949 |
787-789-8159 |
01/10/2014 |
CE-371 |
|
|
|
| CASAS DE EMPEÑO |
CASHMAX, LLC |
|
ACTIVA |
1109 AVE. PIÑERO SAN JUAN PR 00920-5605 |
520-907-0308 |
02/04/2016 |
CE-388 |
|
CARLOS BERMUDEZ |
|
| CASAS DE EMPEÑO |
CONTINENTAL GOLD, INC. |
|
ACTIVA |
AVE. PIÑEIRO #1050 SAN JUAN PR 00921 |
787-783-5060 |
04/12/2011 |
CE-321 |
|
JOSE A. RAMIREZ DE ARELLA |
|
| CASAS DE EMPEÑO |
D.C. CORPORATION |
|
ACTIVA |
URB. FELIX CORDOVA #148-A CARR. 670 KM 1.1., BO. COTTO MANATI PR 00674 |
787-884-6184 |
06/09/2021 |
CE-409 |
|
DAVID A CALDERON |
|
| CASAS DE EMPEÑO |
DDS EMPEÑOS CORP |
DE DIEGO STATION |
ACTIVA |
213 AVENIDA DE DIEGO ARECIBO PR 00612 |
7878791617 |
08/20/2007 |
CE-214 |
|
|
|
| CASAS DE EMPEÑO |
DIAMOND JOYERIA, INC. |
|
ACTIVA |
#133 AVENIDA BARBOSA CATAÑO PR 00962 |
787-275-7339 |
|
CE-156 |
|
EDUARDO S. VILLALBA PUGA |
|
| CASAS DE EMPEÑO |
DON CASHITO TITLE LOAN AND MORE, LLC |
|
ACTIVA |
URB BARALT AVE PRINCIPAL G-2, LOCAL C FAJARDO PR 00738 |
787-717-9494 |
02/02/2018 |
CE-397 |
|
JONATHAN GONZALEZ |
|
| CASAS DE EMPEÑO |
EJE GOLD, INC |
|
ACTIVA |
231 AVE. DE DIEGO ARECIBO PR 00612 |
787-878-5821 |
07/22/2013 |
CE-058 |
|
EDNA I ARROYO |
|
| CASAS DE EMPEÑO |
EL COFRE EXCHANGE, INC |
|
ACTIVA |
AVE. SAN CARLOS #8 AGUADILLA PR 00603 |
7878910218 |
06/14/2001 |
CE-117 |
|
JOEL VARGAS RIVERA |
|
| CASAS DE EMPEÑO |
EL SUPER RESUELVE, INC |
|
ACTIVA |
AVE. BORINQUEN #2006 SAN JUAN PR 00915 |
787-728-1123 |
01/20/2011 |
CE-310 |
|
YASMIN CURET |
|
| CASAS DE EMPEÑO |
EMPRESAS LEBRON DAVILA, LLC |
|
ACTIVA |
#59 JESUS T. PIÑERO LAS PIEDRAS PR 00771 |
787-562-3348 |
02/23/2012 |
CE-240 |
|
OLIVER LEBRON DAVILA |
|
| CASAS DE EMPEÑO |
FFI HOLDINGS PUERTO RICO, INC. |
LA FAMILIA CASA DE EMPEÑO |
ACTIVA |
99 VICTORY SHOPPING CENTER STATE ROAD 167, KM 2.6 BAYAMON PR 00957 |
787-361-2148 |
08/03/2009 |
CE-274 |
|
ANDRES GONZALEZ, EDWIN LOPEZ |
|
| CASAS DE EMPEÑO |
FRANCIS H. AVILES |
WESTERN DOLLAR PAWN SHOP |
ACTIVA |
URB MAYAGUEZ TERRACE C/JOSE E. ARRARAS #1038 MAYAGUEZ PR 00682 |
7878686445 |
03/17/2005 |
CE-167 |
|
|
|
| CASAS DE EMPEÑO |
GUARIONEX COLOMBANI PEREZ |
C.E. Y JOYERIA EL PALACIO DE ORO |
ACTIVA |
CARR. 111, KM. 7.9 BO. VOLADORAS MOCA PR 00677 |
787-877-7576 |
08/28/2007 |
CE-216 |
|
|
|
| CASAS DE EMPEÑO |
INA M. COLL-VAZQUEZ |
CASA DE EMPEÑO LA PERLA |
ACTIVA |
88 CALLE COMERCIO PONCE PR 00730 |
787-843-4334 |
01/02/2022 |
CE-410 |
|
|
|
| CASAS DE EMPEÑO |
INTERAMERICAN GOLD, INC. |
|
ACTIVA |
C/ SAN FRANCISCO #362 SAN JUAN PR 00921 |
787-783-5060 |
04/12/2011 |
CE-318 |
|
JOSE A RAMIREZ DE ARELLAN |
|
| CASAS DE EMPEÑO |
IXIA V. COLOMBANI PEREZ |
JOYERIA Y C.E. EL PALACIO DE ORO I |
ACTIVA |
CALLE COLON #270 AGUADA PR 00602 |
787-252-1271 |
07/08/2014 |
CE-376 |
|
|
|
| CASAS DE EMPEÑO |
J. MENDEZ JOYEROS, INC. |
|
ACTIVA |
CALLE TENERIFE #52 URB. SULTANA MAYAGUEZ PR 00680 |
787-806-1111 |
10/07/2010 |
CE-306 |
|
JORGE MENDEZ |
|
| CASAS DE EMPEÑO |
JASIL ENTERPRISES, CORP. |
|
ACTIVA |
975 AVE. HOSTOS SUITE 2025 MAYAGUEZ PR 00680 |
787-831-1005 |
08/24/2015 |
CE-386 |
|
ELIZABETH N. GALBAN, ELIZABETH N. GALBAN |
|
| CASAS DE EMPEÑO |
JEWELRY XPRESS, LLC |
ORO CENTRO XPRESS |
ACTIVA |
REXVILLE CARR. 167 KM 18.1 BAYAMON PR 00956 |
787-587-4901 |
01/02/2015 |
CE-380 |
|
JEANIE CARRION CARRERO |
|
| CASAS DE EMPEÑO |
JOSSUE VARGAS RIVERA |
EL COFRE #2 |
ACTIVA |
#804 AVE. EMERITO ESTRADA RIVERA SAN SEBASTIAN PR 00685 |
7878960615 |
08/20/2003 |
CE-145 |
|
|
|
| CASAS DE EMPEÑO |
JOYERIA Y CASA DE EMPEÑO MONTE DE PIEDAD, INC. |
|
ACTIVA |
CALLE BETANCES #32 BAYAMON PR 00961 |
787-785-3533 |
|
CE-047 |
|
ELIZABETH TORRES BERRIOS |
|
| CASAS DE EMPEÑO |
JULIO RODRIGUEZ CORREA |
REPARACIONES LOIZA |
ACTIVA |
CALLE LOIZA 1603 LOCAL 3 SANTURCE PR 00979 |
787-728-5151 |
08/28/2025 |
CE-0502 |
|
|
|
| CASAS DE EMPEÑO |
KRAZY PAWN SHOP |
|
ACTIVA |
REPARTO ALHAMBRA CALLE ANDALUCIA BLD. D#73 BAYAMON PR 00956 |
787-787-4148 |
08/05/2010 |
CE-298 |
|
WILMER HORNEDO |
|
| CASAS DE EMPEÑO |
LA CHICA DE ORO, LLC |
ORO CENTRO DE LA CHICA DE ORO |
ACTIVA |
URB VILLA FONTANA 2AL AVE MONSERRATE CAROLINA PR 00985 |
787-587-4901 |
04/11/2023 |
CE-412 |
|
JEANIE CARRION CARRERO |
|
| CASAS DE EMPEÑO |
LA FORTUNA CASA DE EMPEÑO, INC. |
|
ACTIVA |
AVE. ARCADIO ESTRADA LINARES BO. GUATEMALA SAN SEBASTIAN PR 00685 |
787-896-7400 |
06/23/2008 |
CE-242 |
|
KEVIN CUSTODIO |
|
| CASAS DE EMPEÑO |
MARIA DEL ROSARIO CLAUDIO GONZALEZ |
JOYERIA PRECIOSA |
ACTIVA |
#S-216 ,CALLE LUIS MUÑOZ RIVERA PLAZA BUXO, SUITE 3 SAN LORENZO PR 00754 |
787-736-5428 |
04/02/2025 |
CE-0501 |
|
|
|
| CASAS DE EMPEÑO |
OC JEWELERS, INC. |
ORO CENTRO PLAZA MAYAGUEZ, INC |
ACTIVA |
CARR #2 KM 159.6 BO. GUANAJIBO CASTILLO MAYAGUEZ PR 00680 |
787-901-7319 |
07/15/1997 |
CE-085 |
|
HUMBERTO RUIZ GARAY |
|
| CASAS DE EMPEÑO |
ORO CASH EXPRESS, INC. |
|
ACTIVA |
AVE. ESMERALDA #53, LOCAL 1 URB MUÑOZ RIVERA GUAYNABO PR 00969 |
787-586-0757 |
04/02/2018 |
CE-399 |
|
REINALDO MULERO |
|
| CASAS DE EMPEÑO |
ORO CASH, INC. |
C.E. ORO CASH, INC. |
ACTIVA |
CONDADO MODERNO M-22, C/18, AVE. LUIS M. MARIN CAGUAS PR 00725 |
787-703-5522 |
07/19/2011 |
CE-330 |
|
RAYMOND MULERO |
|
| CASAS DE EMPEÑO |
ORO CENTRO EXPRESS 65TH, INC. |
|
ACTIVA |
A-19 AVE 65TH INFANTERIA REPARTO ALEMEIN SAN JUAN PR 00926 |
787-286-0688 |
01/02/2025 |
CE-500 |
|
CESAR CARRION CARRERO |
|
| CASAS DE EMPEÑO |
ORO CENTRO EXPRESS, INC. |
|
ACTIVA |
H-1 AVE. LUIS MUÑOZ MARIN URB. VILLA CARMEN CAGUAS PR |
787-286-0688 |
|
CE-144 |
|
CESAR CARRION |
|
| CASAS DE EMPEÑO |
ORO NORTE CORP. |
|
ACTIVA |
AVE.JUAN HERNANDEZ #3160 ISABELA PR 00662 |
7878724957 |
|
CE-130 |
|
ARMANDO VARGAS RODRIGUEZ |
|
| CASAS DE EMPEÑO |
PRESTO MAS, INC. |
PRESTO MAS TITLE LOAN |
ACTIVA |
1177 AVE JESUS T PIÑERO PUERTO NUEVO SAN JUAN PR 00921 |
787-775-9779 |
08/13/2019 |
CE-404 |
|
MIDEL G GOMEZ |
|
| CASAS DE EMPEÑO |
RANDY REYES PIMENTEL |
R & R COMPUTER REPAIR AND CASH |
ACTIVA |
#6 JOSE DE DIEGO COMERIO PR 00782 |
7878753947 |
04/08/2008 |
CE-233 |
|
|
|
| CASAS DE EMPEÑO |
REYNALDO O. MULERO |
GOLD VALUE |
ACTIVA |
URB. VILLA CAROLINA AVE ROBERTO CLEMENTE D-3, LOCAL 1 CAROLINA PR 00987 |
787-479-4307 |
12/14/2009 |
CE-279 |
|
|
|
| CASAS DE EMPEÑO |
RQ LA BETANCES, CORP |
ORO MAX |
ACTIVA |
HP-22 AVE. GREGORIO LEDESMA 7ma. SECCION, LEVITTOWN TOA BAJA PR 00949 |
787-795-4440 |
09/12/2007 |
CE-217 |
|
RICARDO QUILES |
|
| CASAS DE EMPEÑO |
WILFREDO RODRIGUEZ |
CASA EMPEÑO EL DIAMANTE |
ACTIVA |
CALLE ROBLE #203 RIO PIEDRAS PR 00926 |
787-766-0686 |
06/01/1993 |
CE-018 |
|
|
|
| CASAS DE EMPEÑO |
WILLIAM J. FERRER |
FERRER PAWN SHOP |
ACTIVA |
CARR. 111, KM 0.6 BARRIO PALMER AGUADILLA PR |
787-404-8511 |
07/19/2011 |
CE-328 |
|
|
|
| CASAS DE EMPEÑO |
YAHAIRA VARGAS CURBELO |
ORO NORTE |
ACTIVA |
362 AVE. JOSE CEDEÑO ARECIBO PR 00612 |
787-879-1849 |
06/20/2024 |
CE-413 |
|
|
|
| CASINOS |
AIRPORT SHOPPES & HOTEL CORP. |
CAGUAS REAL FOUR POINTS SHERATON |
ACTIVA |
BOULEVARD ALHAMBRA NUM. 500 CAGUAS PR |
7877910969 |
03/12/2007 |
CA-31 |
|
JOSE A. ALGARIN PABON , NIVEA MODESTO, HERIBERTO NIEVES |
|
| CASINOS |
BAYAMON HOTEL COMPANY, LLC |
BAYAMON HYATT PLACE |
ACTIVA |
1560 AVE. COMERIO HATO TEJAS BAYAMON PR 00961 |
787-779-5000 |
12/04/2013 |
CA-41 |
|
PATRICIA GEORGE-IGUINA, URSULA JIMENEZ |
|
| CASINOS |
CCHPR HOSPITALITY, LLC |
SHERATON PR CONVENTION CENTER |
ACTIVA |
89 DE DIEGO AVE., SUITE 201 SAN JUAN PR 00927 |
7877538455 |
11/16/2009 |
CA-37 |
|
JOHN STACEY , HECTOR COLOM, ISMAEL VEGA |
|
| CASINOS |
CONDADO HOTEL SERVICES GOUP, INC. AND CONDADO DUO LA CONCHA CASINO SPV LLC |
CASINO DEL MAR AT LA CONCHA |
ACTIVA |
1077 AVE. ASHFORD SAN JUAN PR 00914 |
787-977-3210 |
04/01/2016 |
CA-047 |
|
DONALD NASR, SIGFRIDO DE JESUS, CHRISTINE HAZIM SANCHEZ |
|
| CASINOS |
COSTA BAHIA AND CONVENTION CENTER LLC |
BLUE DOLPHIN CASINO |
ACTIVA |
CARR. 127 KM. 8.6 GUAYANILLA PR |
787-835-3335 |
10/20/2016 |
CA-48 |
|
ERIC RODRIGUEZ SEGARRA, HERIBERTO MUÑIZ |
|
| CASINOS |
DE HOLDINGS LLC |
BLUE DOLPHIN CASINO |
ACTIVA |
201 DORADO DE MAR BLVD DORADO PR |
787-717-4040 |
08/25/2022 |
CA-52 |
|
ERIC, RODRIGUEZ,, HERIBERTO MUÑIZ |
|
| CASINOS |
HI MAYAGUEZ, INC |
MAYAGUEZ HOLIDAY INN |
ACTIVA |
CARRETERA 2 RUTA 2701 MAYAGUEZ PR 00680 |
7872654200 |
05/11/1995 |
CA-20 |
|
MARIO NEGRON , ISABEL GALARZA, JUDITH RUIZ |
|
| CASINOS |
HOTEL PLAZA LAS DELICIAS, INC. |
PONCE PLAZA |
ACTIVA |
Esq. Calles Unión, Reina y Méndez Vigo PONCE PR |
787-813-5050 |
03/01/2013 |
CA-40 |
|
CARMEN LUNA ECHEVARRIA, ISABEL GALARZA ROSARIO, LUIS GARCIA, FRANCISCO ROSADO, RAYMOND PEREZ-RODRIGUEZ |
|
| CASINOS |
INTERLINK MANAGEMENT SERVICES, LLC |
Embassy Suites San Juan Hotel & Casino |
ACTIVA |
8000 Tartak Street, Isla Verde CAROLINA PR 00979 |
787-791-0505 |
02/24/2022 |
CA-50 |
|
FRANCISCO ACEVEDO |
|
| CASINOS |
INTERNATIONAL HOSPITALITY GROUP, INC. |
CASINO DEL SOL AT MARRIOTT COURTYARD |
ACTIVA |
7012 BOCA DE CANGREJOS AVE. CAROLINA PR 00979 |
7877910404 |
01/07/2003 |
CA-21 |
|
WILLIAM CARL KORTUM , ANA MELENDEZ, SILKIA CUEBAS |
|
| CASINOS |
JRC CONSOLIDATED, INC. |
BONVOYAGE CASINO |
ACTIVA |
521 PASEO ZUMBADOR URB. EL LAUREL PONCE PR 00780 |
787-844-7333 |
10/04/2023 |
CA-54 |
|
JOEL RODRIGUEZ RIVERA |
|
| CASINOS |
LUQUILLO HOTEL COMPANY LLC |
EL TROPICAL CASINO LUQUILLO |
ACTIVA |
PR-3 KM 36.0 MATA DE PLATANO WARD LUQUILLO PR 00773 |
|
10/04/2023 |
CA-53 |
|
PATRICIA GEORGE-IGUINA, MIGUEL A. VEGA ALICEA |
|
| CASINOS |
MANATI HOTEL COMPANY, LLC |
HYATT PLACE MANATI & ATLANTICO CASINO |
ACTIVA |
122 CARR. PR- 2 COTTO NORTE MANATI PR 00674 |
787-854-1000 |
03/05/2014 |
CA-42 |
|
NANCY TORRES |
|
| CASINOS |
MARRIOTT PR MANAGEMENT CORP |
SAN JUAN MARRIOTT RESORT & STELLARIS CASINO |
ACTIVA |
AVE. ASHFORD 1309 SAN JUAN PR 00907 |
7872896060 |
01/10/1995 |
CA-19 |
|
CARLOS LUIS OTERO MAESTRE , KARLAS VARGAS, HECTOR MALDONADO, MICHELLE TORRES, MARIANO MIGUEL FORMARIZ |
|
| CASINOS |
MAYAGUEZ HOTEL & CASINO,INC. |
MAYAGUEZ RESORT & CASINO |
ACTIVA |
CARRETERA ESTATAL 104, KM. 0.2 MAYAGUEZ PR 00681 |
7878327575 |
10/25/1996 |
CA-05 |
|
MIGUEL LOPEZ , ROCHELLY RAMIREZ |
|
| CASINOS |
MPTN PR MANAGER, LLC |
FOXWOODS EL SAN JUAN CAFAIRMONT EL SAN JUAN HOTEL |
ACTIVA |
6063 Avenida Isla Verde CAROLINA PR |
|
11/16/2021 |
CA-49 |
|
KATHLYN PEREZ |
|
| CASINOS |
PONCE DE LEON HOSPITALITY CORP. |
HOLIDAY INN PONCE & TROPICAL CASINO |
ACTIVA |
CARR. ESTATAL #2 EL TUQUE PONCE PR 00731 |
7872598308 |
01/01/2006 |
CA-29 |
|
IBRAHIM ARCE , WILFREDO LOPEZ, OMAR MERCADO |
|
| CASINOS |
RAMEY RESORT, INC. |
AGUADILLA COURTYARD BY MARRIOTT |
ACTIVA |
WEST PARADE/BELT RAMEY BASE AGUADILLA PR 00603 |
7876588000 |
07/03/2008 |
CA-33 |
|
HECTOR COLON, MYRNA LIX CANCEL |
|
| CASINOS |
RIO MAR HOSPITALITY MANAGEMENT LLC |
|
ACTIVA |
CARR. 698 KM 1.4 6000 RIO MAR BLVD. RIO GRANDE PR 00745 |
|
05/24/2022 |
CA-51 |
|
JUAN RIVERA, HECTOR APONTE |
|
| CASINOS |
SERRALLES HOTEL, INC. |
COSTA CARIBE CASINO |
ACTIVA |
AVE.STGO.DE LOS CABALLEROS VILLA DEL CARMEN PONCE PR 00731 |
7872597676 |
11/06/1992 |
CA-16 |
|
SAMUEL ALICEA , ISABEL BARRIOS, JOSE LOPEZ |
|
| COMPAÑIAS FIDEICOMISO |
UBS TRUST COMPANY OF P.R. |
|
ACTIVA |
AMERICAN INTNL. PLAZA Ofic. 1601 SAN JUAN PR 00918 |
787-250-3600 |
05/22/1997 |
T-15 |
|
SARA TORRES, CARLOS UBINAS |
|
| ENTIDAD BANCARIA INTERNACIONAL |
BANCARIBE INTERNATIONAL BANK, INC. |
|
ACTIVA |
EDIF. BOLIVA 33 PISO 7 ST 8-A 33 CALLE BOLIVIA SAN JUAN PR 00917 |
787-523-1000 |
02/22/2010 |
EBI-62 |
|
ENGELBERT RODRIGUEZ, Carlos Fernandez |
|
| ENTIDAD BANCARIA INTERNACIONAL |
BANCO POPULAR DE PUERTO RICO |
International Banking Center |
ACTIVA |
1500 PONCE DE LEON AVE, STOP 22, 7TH FL SAN JUAN PR 00909 |
787-723-7210 |
12/22/1992 |
EBI-010 |
|
MAGDA REXACH, Johnny Fernandez, NICOLE M. LOUBRIEL VILA |
|
| ENTIDAD BANCARIA INTERNACIONAL |
BANCO SAN JUAN INTERNACIONAL, INC. |
|
ACTIVA |
GALERIA SAN PATRICIO ST 207 B-5 CALLE TABONUCO GUAYNABO PR 00968 |
787-767-2605 |
07/22/2011 |
EBI-64 |
|
Pedro Fabian Crespo Bravo |
|
| ENTIDAD BANCARIA INTERNACIONAL |
BANCOLOMBIA PUERTO RICO INTERNACIONAL INC. |
|
ACTIVA |
270 AVE.MUNOZ RIVERA SUITE 502 HATO REY PR 00918 |
7877565511 |
04/03/1998 |
EBI-027 |
|
SAMUEL CALDERO, Johnny Rijos |
|
| ENTIDAD BANCARIA INTERNACIONAL |
BANCREDITO INTERNATIONAL BANK & TRUST CORPORATION |
|
PENDIENTE DE LIQUIDACION |
270 Ave. Muñoz Rivera Suite 504 SAN JUAN PR 00918 |
787-274-1678 |
02/03/2009 |
EBI-58 |
|
Gregorio D'Andrea Diotaiuti, Ana Mercedes Faria Jove |
|
| ENTIDAD BANCARIA INTERNACIONAL |
BNC INTERNATIONAL BANKING CORPORATION |
|
ACTIVA |
221 AVE. PONCE DE LEON SUITE 701 SAN JUAN PR 00917-1811 |
7877654440 |
10/19/1994 |
EBI-012 |
|
VICTORIA NOGUEROLES, MINELI RIVERA, GREGORIO D'ANDREA |
|
| ENTIDAD BANCARIA INTERNACIONAL |
CITIBANK, N.A (PUERTO RICO BRANCH) INTERNATIONAL BANKING ENTITY |
|
ACTIVA |
235 FEDERICO COSTA ST, SUITE 315 SAN JUAN PR 00918 |
787-766-2047 |
08/22/1986 |
EBI-001 |
|
JOANNA ARIAS, TAMARA VANESSA MONTALVO ACEVEDO, JONATHAN MORALES |
|
| ENTIDAD BANCARIA INTERNACIONAL |
ENCANTO INTERNATIONAL LLC |
|
PENDIENTE DE LIQUIDACION |
370 HARBOUR DR, PALMAS DEL MAR HUMACAO PR 00791 |
|
05/13/2014 |
EBI-69 |
|
STEVE STEWART, Humberto Malave |
|
| ENTIDAD BANCARIA INTERNACIONAL |
FACEBANK INTERNATIONAL CORPORATION |
|
ACTIVA |
17 CALLE 2 SUITE 600 METRO OFFICE PARK GUAYNABO PR 00968 |
787-749-0051 |
10/02/2006 |
EBI-51 |
|
Jairo Amaro |
|
| ENTIDAD BANCARIA INTERNACIONAL |
FIRST BANK OVERSEAS CORP. |
|
ACTIVA |
AVE. ARTERIAL HOSTOS CALLE 2 SAN JUAN PR 00908-0146 |
787-729-8054 |
12/12/2003 |
EBI-044 |
|
NAYDA RIVERA, Victor Barreras, Maria Luisa Ayala, NORBERTO GONZALEZ |
|
| ENTIDAD BANCARIA INTERNACIONAL |
FIRSTBANK INTERNATIONAL BRANCH |
|
ACTIVA |
EDIF. FIRSTBANK SANTURCE PR 00908-0146 |
7877298113 |
12/29/1995 |
EBI-014 |
|
NAYDA RIVERA, Maria Luisa Ayala, Victor Barreras, NORBERTO GONZALEZ |
|
| ENTIDAD BANCARIA INTERNACIONAL |
INSIGNEO SECURITIES, LLC |
|
ACTIVA |
PARQUE LAS AMERICAS I 235 CALLE FEDERICO COSTA SAN JUAN PR 00918 |
787-756-4998 |
03/01/1999 |
EBI-031 |
|
Moises Valladares, MIGUEL RIVERA, OLGA BIGAS |
|
| ENTIDAD BANCARIA INTERNACIONAL |
LOOP INTERNATIONAL BANK CORP. |
|
ACTIVA PENDIENTE DE RENOVAR |
PLAZA SUCHVILLE, SUITE 206 97 CARR. #2 GUAYNABO PR 00966 |
787-449-5533 |
06/04/1999 |
EBI-032 |
|
GREG JACOBSON, IVANISSE MORALES TIRADO |
|
| ENTIDAD BANCARIA INTERNACIONAL |
NODUS INTERNATIONAL BANK, INC. |
|
PENDIENTE DE LIQUIDACION |
252 Ponce de León Ave. Citi Towers Bldg, Suite 1501 SAN JUAN PR 00918 |
787-281-1919 |
11/17/2009 |
EBI-60 |
|
JORGE MIRO, Jesus M. Velez Domench, Tomas Niembro |
|
| ENTIDAD BANCARIA INTERNACIONAL |
OMEGA OVERSEAS INVESTMENTS,INC. |
|
ACTIVA |
PROFESSIONAL OFFICE PARK II, SUITE 101 1001 CALLE SAN ROBERTO SAN JUAN PR 00926 |
787-250-0033 |
12/15/2004 |
EBI-049 |
|
MILTON JIMENEZ, JOSE E. FERNANDEZ BJERG |
|
| ENTIDAD BANCARIA INTERNACIONAL |
ORIENTAL INTERNATIONAL BANK INC |
|
ACTIVA |
ORIENTAL CENTER, 14 TH FL 254 MUÑOZ RIVERA AVE SAN JUAN PR 00918 |
787-771-6800 |
12/22/2003 |
EBI-045 |
|
HUMBERTO GONZALEZ, MAYRA N MALPICA RIVERA |
|
| ENTIDAD BANCARIA INTERNACIONAL |
ORIENTAL OVERSEAS |
|
ACTIVA |
ORIENTAL CENTER PISO 14 254 AVE MUNOZ RIVERA SAN JUAN PR 00918 |
787-777-2388 |
09/13/2000 |
EBI-039 |
|
HUMBERTO GONZALEZ, Yarisi Calo, MAYRA MALPICA |
|
| ENTIDAD BANCARIA INTERNACIONAL |
POPULAR INTERNATIONAL BANK, INC. |
|
ACTIVA |
POPULAR CENTER PISO 5 209 AVE. PONCE DE LEON HATO REY PR 00918 |
7877676299 |
10/30/1992 |
EBI-009 |
|
LORI LASTRA, IRIS IRIZARRY |
|
| ENTIDAD BANCARIA INTERNACIONAL |
TBB INTERNATIONAL BANK CORP. |
|
PENDIENTE DE LIQUIDACION |
221 AVE. PONCE DE LEON SUITE 1101 SAN JUAN PR 00917 |
787-523-1560 |
03/30/2009 |
EBI-59 |
|
NITZA PAGAN, Francisco J. Vizcarrondo, Gabriel Viera, Olga Vaquer |
|
| ENTIDAD BANCARIA INTERNACIONAL |
UNITED INTERNATIONAL BANK CORP |
|
ACTIVA |
100 CARR. 165 Suite 606 GUAYNABO PR 00968 |
|
06/12/2007 |
EBI-53 |
|
Mineli Rivera, Mariela Torres, MARCELO ALFARO, MICHELLE M MAS |
290229 |
| ENTIDAD FINANCIERA INTERNACIONAL |
ADVANTAGE INTERNATIONAL BANK CORP. |
|
ACTIVA |
AMERICAN INTERNATIONAL PLAZA 250 MUNOZ RIVERA AVE., STE. 710 SAN JUAN PR 00918 |
787-708-6446 |
01/01/2016 |
IFE-023 |
|
EDUARDO COLON, RAUL CAMALICHE |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
ALLIANCE CAPITAL INTERNATIONAL BANK, INC. |
|
ACTIVA |
252 PONCE DE LEON AVE. SUITE 400 SAN JUAN PR 00918 |
787-626-0156 |
03/20/2017 |
IFE-039 |
|
Eva A. Hurtado |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
AMERICAN INTERNATIONAL BANK LLC |
|
PENDIENTE DE LIQUIDACION |
1225 Ponce de Leon Ave. VIG Tower Suite MZ-5 and 6 SAN JUAN PR 00907 |
787-523-8898 |
06/04/2018 |
IFE-050 |
|
Eric Chen |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
ARETI BANK INTERNATIONAL, INC. |
|
ACTIVA PENDIENTE DE RENOVAR |
METRO OFFICE PARK 3 CALLE 1, SUITE #506 GUAYNABO PR 00968 |
410-330-4084 |
05/19/2017 |
IFE-042 |
|
DIMAS PALMAR |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
ARIVAL BANK INTERNATIONAL, CORP. |
|
ACTIVA |
1250 PONCE DE LEON AVE SUITE 1005 SAN JUAN PR 00907 |
787-342-0043 |
02/22/2021 |
IFE-065 |
|
YEIDIE ORTIZ, CPA, CCBP |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
BANEX INTERNATIONAL BANK, INC. |
|
ACTIVA PENDIENTE DE RENOVAR |
654 MUÑOZ RIVERA SUITE 1815 SAN JUAN PR 00918 |
305-613-1078 |
02/09/2017 |
IFE-37 |
|
Andres Ramos, Antonio C. Madrid |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
BLUE OCEAN INTERNATIONAL BANK LLC |
|
PENDIENTE DE LIQUIDACION |
POPULAR CENTER SUITE 1020 208 AVE PONCE DE LEON SAN JUAN PR 00918 |
787-523-6378 |
10/17/2016 |
IFE-032 |
|
Dainette Rivera Melendez |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
CAI CAPITAL INTERNATIONAL, LLC |
|
ACTIVA |
273 Ave Ponce de Leon Plaza 273, Suite 912 SAN JUAN PR 00917 |
(787) 282-3673 |
02/05/2016 |
IFE-026 |
|
ARTURO GONZALEZ |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
CARIBE INTERNATIONAL BANK, CORP. |
|
ACTIVA |
Citi Tower Bldg., Suite 501 252 Ponce de León Ave. SAN JUAN PR 00918 |
787-632-7734 |
02/08/2016 |
IFE-027 |
|
FRANK R. REYES, LUIS E. CRUZ-ARTEAGA, MARIA NELLY ROSARIO |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
CB INTERNATIONAL BANK, LLC |
|
ACTIVA PENDIENTE DE RENOVAR |
270 MUÑOZ RIVERA ST 330 SAN JUAN PR 00918 |
787-395-7537 |
05/08/2018 |
IFE-049 |
|
Wu (Scott Wu) Shuaiyu, Marcos Torres |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
CELTA BANK INTERNATIONAL, LLC |
|
ACTIVA |
270 MUÑOZ RIVERA AVENUE SUITE 510 SAN JUAN PR |
678-667-6450 |
02/07/2025 |
IFE-075 |
|
JONATHAN COOPER, VERONICA M NOLLA-SCHELL, ESQ |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
DIGITAL INTERNATIONAL BANK, INC. |
|
ACTIVA PENDIENTE DE RENOVAR |
250 Ponce de Leon Ave. Suite 502 Citi Towers SAN JUAN PR 00918 |
787-379-4580 |
05/15/2017 |
IFE-040 |
|
NEFTALI MUNET |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
EASYBANK INTERNATIONAL, INC. |
|
ACTIVA |
221 PONCE DE LEON AVE. SUITE 804 SAN JUAN PR 00917 |
939-337-8000 |
07/21/2015 |
IFE-019 |
|
CARLOS ROMERO MARQUEZ, SAMUEL E. RODRIGUEZ, EDUARDO VILLANUEVA |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
ELITE INTERNATIONAL BANK, INC. |
|
ACTIVA |
221 PONCE DE LEON AVE SUITE 1403 HATO REY PR 00917 |
787-523-9398 |
08/29/2013 |
IFE-05 |
|
LUIS VIZCARRONDO, Agustin Garcia, GABRIELA GARCIA |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
Euro Pacific Intl. Bank, Inc. |
|
PENDIENTE DE LIQUIDACION |
53 Palmeras St, Piso 10 Puerta de Tierra San Juan PR 00901 |
1-888-527-4041 |
02/09/2017 |
IFE-033 |
|
Mark Anderson |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
FAIRWINDS INTERNATIONAL BANK, LLC |
|
ACTIVA |
259 RECINTO SUR ST, SUITE 3A SAN JUAN PR 00901 |
787-723-4803 |
11/30/2016 |
IFE-035 |
|
Christian Hernandez, Sebastian Couturier |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
FIRST FINANCE INTERNATIONAL BANK, INC. |
|
PENDIENTE DE LIQUIDACION |
252 PONCE DE LEON AVE. SUITE 1702 SAN JUAN PR 00918 |
787-559-4123 |
05/16/2017 |
IFE-041 |
|
Michel Poignant, Edwin Diaz, Mariangie Franco |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
FORTECH BANK INTERNATIONAL, INC. |
|
ACTIVA PENDIENTE DE RENOVAR |
Carretera 111 Int PR 4458 Barrio Borinquen Aguadilla PR 00603 |
787-380-0708 |
01/28/2015 |
IFE-016 |
|
Juan M. Lopez, Antonio Bauza, Amneris Calderon |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
FV BANK INTERNATIONAL, INC. |
|
ACTIVA |
270 MUÑOZ RIVERA AVE. SUITE 1120 SAN JUAN PR 00918 |
551-230-2638 |
02/27/2020 |
IFE-063 |
|
MILES PASCHINI, FRANK J. SERRA |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
GAMMA INTERNATIONAL BANK, INC. |
|
ACTIVA |
OCHOA BLDG. SUITE 305 500 TANCA STREET SAN JUAN PR 00901 |
|
03/18/2021 |
IFE-066 |
|
PELAYO TRONCOSO, DAVID GALARZA-SOSA, ESQ |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
INNOVATION TRUST BANK INTERNATIONAL HOLDINGS, INC. |
|
ACTIVA |
PILOTO 151, 1413 AVE. PONCE DE LEON 4TH FLOOR, SUITE 16 SAN JUAN PR 00907 |
939-357-2215 |
12/08/2021 |
IFE-069 |
|
Nathan Pierce, Jessica Colon, Jessybel A. Matos, OMAR FELIU |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
INNOVATION TRUST BANK INTERNATIONAL, INC. |
|
ACTIVA |
PILOTO 151, 1413 AVE. PONCE DE LEON 4TH FLOOR, SUITE 18 SAN JUAN PR 00907 |
939-357-2215 |
12/08/2021 |
IFE-068 |
|
Nathan Pierce, Mufaro A. Dube, Jose E. Catala, OMAR FELIU |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
INTERNATIONAL UNION BANK LLC |
|
PENDIENTE DE LIQUIDACION |
MCS PLAZA, SUITE 1410 255 PONCE DE LEON AVE. SAN JUAN PR 00917 |
787-300-3435 |
07/13/2017 |
IFE-047 |
|
Luis Guillermo Degwithz B, Ismary Freitez |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
ITA INTERNATIONAL FINANCIAL SERVICES, CORP. |
|
ACTIVA |
B7 TABONUCO STREET SUITE 1101 GUAYNABO PR 00968 |
305-603-1400 |
12/10/2018 |
IFE-055 |
|
IRIS LOPEZ, DANIEL SANTOS |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
J.J. BEST BANK & CO. INTERNATIONAL, LLC |
|
ACTIVA PENDIENTE DE RENOVAR |
8 CALLE SOL SUITE 2 SAN JUAN PR 00901 |
508-991-8000 |
12/10/2018 |
IFE-056 |
|
|
|
| ENTIDAD FINANCIERA INTERNACIONAL |
JIC BANK INTERNATIONAL, INC. |
|
ACTIVA PENDIENTE DE TRAMITE ADMINISTRATIVO |
PILOTO 151, 1413 AVE. PONCE DE LEON SUITE 400 PMB 1002 SAN JUAN PR 00907 |
(787) 945-0605 |
10/03/2016 |
IFE-031 |
|
LUIS RAMOS-RODRIGUEZ, Jose Daniel Carrillo, Atabey Perez Castro, Joseph Tempelberg, Carla Torres Lugo |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
JURISSA INTERNATIONAL BANK, INC. |
|
ACTIVA PENDIENTE DE RENOVAR |
1311 PONCE DE LEON SUITE 502 SAN JUAN PR 00907 |
|
11/14/2024 |
IFE-074 |
|
MARCOS RODRIGUEZ-EMA, ESQ |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
KAPITAL BANK INTERNATIONAL, INC. |
|
ACTIVA PENDIENTE DE RENOVAR |
CITI VIEW PLAZA I, 48 ROAD 165, SUITE 300 GUAYNABO PR 00968-8031 |
787-300-3463 |
12/13/2018 |
IFE-057 |
|
EDUARDO PIZARRO, Jamiel Santiago, JOHNNY ALEXIS FERNANDES |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
MEDICI BANK INTERNATIONAL, LLC |
|
ACTIVA PENDIENTE DE TRAMITE ADMINISTRATIVO |
1250 PONCE DE LEON AVE SUITE 301 SAN JUAN PR 00907 |
787-563-9290 |
09/26/2016 |
IFE-030 |
|
JAVIER ORRIA, Arturo Tous, Edward James Boyle |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
MERCANTILE BANK INTERNATIONAL CORP |
|
ACTIVA PENDIENTE DE RENOVAR |
604 HOARE STREET SUITE 302 SAN JUAN PR 00907 |
917-645-2134 |
03/08/2019 |
IFE-060 |
|
Robert Collins, Nick Varelakis, Rene Carson, Yarot Lafontaine, Esq., Jose Sosa |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
MMG BANK INTERNATIONAL, INC. |
|
ACTIVA |
250 AVE. MUÑOZ RIVERA SUITE 315 SAN JUAN PR 00918 |
787-274-9392 |
03/23/2022 |
IFE-070 |
|
JOSE MERHEB, CARLA MATOS CABRERA, ESQ |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
NEW WORLD BANK INTERNATIONAL CORPORATION |
|
ACTIVA PENDIENTE DE RENOVAR |
450 AVE DE LA CONSTITUCION SUITE 200 SAN JUAN PR 00901 |
787-400-6789 |
08/15/2018 |
IFE-053 |
|
Jose L. Camacho, ROSANA SIBERIO |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
NEXT BANK INTERNATIONAL, INC. |
|
PENDIENTE DE LIQUIDACION |
252 PONCE DE LEON AVE. 11TH FLOOR, SUITE 1100 SAN JUAN PR 00918 |
787-918-8101 |
06/20/2018 |
IFE-051 |
|
CARLA MENDEZ, JESUS M. RODRIGUEZ COTTO |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
OLIBANK INTERNATIONAL, INC. |
|
ACTIVA |
CITI TOWERS SUITE 902 252 PONCE DE LEON AVE. SAN JUAN PR 00918 |
800-615-1654 |
11/01/2021 |
IFE-067 |
|
ROMEO JUHASZ, Ariadna Santo Domingo, Jaime Rafael Ortiz |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
PR ASSET PORTFOLIO 2013-1 INTERNATIONAL, LLC |
|
PENDIENTE DE LIQUIDACION |
15 MUÑOZ RIVERA AVE. SUITE 118 SAN JUAN PR 00901 |
561-273-6951 |
03/21/2013 |
IFE-01 |
|
JUAN CARLOS BATTLE, John Johnson |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
PROPEL INTERNATIONAL BANK, INC. |
|
ACTIVA |
450 AVENIDA DE LA CONSTITUCION SUITE 200 SAN JUAN PR 00901 |
|
11/21/2025 |
IFE-076 |
|
JOSE A. SOSA LLORENS |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
SEGURA BANK INTERNATIONAL CORP |
|
ACTIVA |
270 MUÑOZ RIVERA AVENUE SUITE 1130 SAN JUAN PR 00918 |
787-723-8520 |
08/25/2023 |
IFE-073 |
|
JAVIER L INCLAN APONTE, ESQ |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
STANDARD INTERNATIONAL BANK, LLC |
|
PENDIENTE DE LIQUIDACION |
250 MUÑOZ RIVERA AVE. AIP SUITE 330 SAN JUAN PR 00918 |
787-433-4585 |
09/18/2015 |
IFE-022 |
|
Maria Diaz, Norberto Pagan |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
STERN INTERNATIONAL BANK LLC |
|
ACTIVA |
METRO OFFICE PARK 3 3 CALLE 1 GUAYNABO PR 00968 |
787-234-2319 |
06/07/2017 |
IFE-044 |
|
Alexander Silver, ALBERTO COLON LOPEZ, TERESITA CASELLAS |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
STRATEGIC BANK INTERNATIONAL CORP. |
|
PENDIENTE DE LIQUIDACION |
1225 Ponce de León Ave. VIG Tower, Suite 705 SAN JUAN PR 00907 |
(787) 628-2775 |
03/01/2017 |
IFE-038 |
|
CARMEN G. SZENDREY |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
SUN WEST FINANCIAL SERVICES INTERNATIONAL, INC. |
|
ACTIVA PENDIENTE DE RENOVAR |
101 AVE. SAN PATRICIO EDIF MARAMAR SUITE PH GUAYNABO PR 00968 |
939-992-2311 |
04/02/2014 |
IFE-10 |
|
IDALIA CRESPO-MONT |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
SUN WEST MORTGAGE COMPANY INTERNATIONAL, LLC |
|
ACTIVA PENDIENTE DE RENOVAR |
101 AVE. SAN PATRICIO EDIF MARAMAR SUITE PH GUAYNABO PR 00968 |
939-992-2311 |
04/02/2014 |
IFE-11 |
|
IDALIA CRESPO-MONT |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
THE MONEY HOUSE INTERNATIONAL |
|
ACTIVA |
52 PASEO COVADONGA SAN JUAN PR 00901 |
787-993-0771 |
05/18/2015 |
IFE-018 |
|
DAVID LEVIS-MARQUEZ |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
TOLOMEO BANK INTERNATIONAL CORP. |
|
ACTIVA |
270 MUNOZ RIVERA AVE SUITE 504 SAN JUAN PR 00918 |
787-999-8600 |
05/19/2017 |
IFE-043 |
|
MARIANNA RANALLI, Laura L. Abraham, SAMUEL CALDERO, ROGER DUERIG |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
TRIVEBANK INTERNATIONAL CORP. |
|
ACTIVA PENDIENTE DE RENOVAR |
1473 WILSON ST., SUITE 404 CONDADO SAN JUAN PR 00907 |
787-942-0639 |
03/13/2020 |
IFE-064 |
|
FRANCISCO JAVIER RIVERA |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
VAUBAN INTERNATIONAL BANK, CORPORATION |
|
ACTIVA |
Lot K-2 Marginal St., Suite 101 Oasis Gardens Development GUAYNABO PR 00969 |
787-230-1808 |
04/27/2018 |
IFE-048 |
|
WILLIAM VIDAL, JOSE C. SANCHEZ-CASTRO |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
WTC INTERNATIONAL BANK CORPORATION |
|
ACTIVA |
270 Muñoz Rivera Ave., Suite 320 San Juan PR 00918 |
787-622-0060 |
07/19/2018 |
IFE-052 |
|
IVAN HOOPER, Sandra Collazo |
|
| ENTIDAD FINANCIERA INTERNACIONAL |
ZENUS BANK INTERNATIONAL, INC. |
|
ACTIVA PENDIENTE DE RENOVAR |
252 PONCE DE LEON, PISO 19 CITI TOWERS SAN JUAN PR 00918 |
787-910-6141 |
08/09/2019 |
IFE-061 |
|
|
|
| EXEMPT REPORTING ADVISORS |
4S Fund Management LLC |
|
ACTIVA |
580 Marginal Buchanan Suite 3A Guaynabo PR 00966 |
787-626-9015 |
01/09/2023 |
ERA 079 |
|
Sender Shub |
324505 |
| EXEMPT REPORTING ADVISORS |
7702 Investment Management LLC |
|
ACTIVA |
3 The Glen Chapel Hill NC 27514 |
917-836-0339 |
02/23/2022 |
ERA 046 |
|
Joel D Hornstein |
319155 |
| EXEMPT REPORTING ADVISORS |
9606 Capital |
|
ACTIVA |
53 Calle Las Palmeras St Suite 601 San Juan PR 00901 |
787-334-1492 |
01/03/2023 |
ERA 078 |
|
Ned Mahic |
324129 |
| EXEMPT REPORTING ADVISORS |
A.T. Gekko PR LLC |
|
ACTIVA |
170 Dorado Beach East Dorado PR 00646 |
412-999-9264 |
02/14/2024 |
ERA 095 |
|
Tommy Wang |
318114 |
| EXEMPT REPORTING ADVISORS |
Acto Investment Group |
|
ACTIVA |
200 Blvd de la Fuente Apt 21 San Juan PR 00926 |
787-370-8226 |
07/03/2024 |
ERA 107 |
|
Iván Garau |
332306 |
| EXEMPT REPORTING ADVISORS |
Adrenaline Management LLC |
|
ACTIVA |
|
|
04/01/2024 |
ERA 097 |
|
|
|
| EXEMPT REPORTING ADVISORS |
Advent-Morro Equity Partners, Inc. |
|
ACTIVA |
206 Tetuan Street Banco Popular Building, Suite 903 San Juan PR 00902 |
787-725-5285 |
09/13/2016 |
ERA 008 |
|
Ernesto J. Torres |
162930 |
| EXEMPT REPORTING ADVISORS |
AGN 60 |
|
ACTIVA |
361 Calle Angel Buonomo San Juan PR 00918 |
787-406-2717 |
03/11/2025 |
ERA 117 |
|
Carlos A. Nido |
335355 |
| EXEMPT REPORTING ADVISORS |
Alianza Management, LLC |
|
ACTIVA |
1225 Ponce De León Suite PH-1650 San Juan PR 00907 |
305-537-6180 |
04/23/2025 |
ERA 131 |
|
Angus Davis |
|
| EXEMPT REPORTING ADVISORS |
Alpha 10 Capital, LLC |
|
ACTIVA |
3708 SW Coronado Street Portland OR 97219 |
503-389-8000 |
01/10/2018 |
ERA 016 |
|
Bart Wical |
289133 |
| EXEMPT REPORTING ADVISORS |
Alphachain Capital, LLC |
|
ACTIVA |
1407 Ave Ashford Apt 402 San Juan PR 00907 |
617-459-2155 |
01/12/2021 |
ERA 033 |
|
Anny Chou |
312285 |
| EXEMPT REPORTING ADVISORS |
Ambria Capital, LLC |
|
ACTIVA |
1311 Ave. Ponce De León Ste. 304 San Juan PR 00907 |
787-966-7821 |
02/25/2020 |
ERA 029 |
|
Michael Sobeck |
306975 |
| EXEMPT REPORTING ADVISORS |
ARC Capital Management LLC |
|
ACTIVA |
600 Franklin Ave Garden City NY 11530 |
855-489-3863 |
06/18/2025 |
ERA 126 |
|
Jacky Xie |
337561 |
| EXEMPT REPORTING ADVISORS |
Arevilo Capital Management, LLC |
|
ACTIVA |
221 Calle Tulipán Urb. San Francisco San Juan PR 00927 |
787-945-9114 |
03/10/2017 |
ERA 013 |
|
Francisco M. Olivera Dubón |
|
| EXEMPT REPORTING ADVISORS |
Asset Growth Managers LLC |
|
ACTIVA |
1402 Plantation Village Dorado PR 00646 |
787-406-2717 |
11/21/2016 |
ERA 009 |
|
Alberto Baco |
286053 |
| EXEMPT REPORTING ADVISORS |
Ato Ventures, LLC |
|
ACTIVA |
1607 Avenida Juan Ponce De Leon Cobian's Plaza GM-06 San Juan PR 00909 |
872-762-5483 |
05/24/2019 |
ERA 022 |
|
Jennifer Hopp |
304210 |
| EXEMPT REPORTING ADVISORS |
Base Spin LLC |
|
ACTIVA |
1 Calle Barcelona Guaynabo PR 00966 |
714-757-0649 |
05/14/2024 |
ERA 102 |
|
Ryan Condron |
331468 |
| EXEMPT REPORTING ADVISORS |
Bayboston Managers LLC |
|
ACTIVA |
1280 Centre Street Suite 2 Newton MA 02459-4600 |
617-607-4600 |
09/15/2023 |
ERA 088 |
|
Michael Fischer |
177520 |
| EXEMPT REPORTING ADVISORS |
Bayboston Managers Puerto Rico LLC |
|
ACTIVA |
GAM Tower 2 Tabonuco Street, Suite 303 Guaynabo PR 00968 |
787-622-6645 |
09/15/2023 |
ERA 089 |
|
Liesl Sitton |
327551 |
| EXEMPT REPORTING ADVISORS |
Better Puerto Rico Management LLC |
|
ACTIVA |
250 Muñoz Rivera Avenue American International Plaza, 14th Floor San Juan PR 00918 |
787-620-0198 |
06/29/2022 |
ERA 065 |
|
Fahad Ghaffar |
322247 |
| EXEMPT REPORTING ADVISORS |
Bitbull Capital Management LLC |
|
ACTIVA |
151 Calle San Francisco Suite 200, PMB 5358 San Juan PR 00901 |
775-476-8710 |
10/25/2022 |
ERA 077 |
|
Joseph,J Dipasquale, |
319730 |
| EXEMPT REPORTING ADVISORS |
BitBull Capital Management LLC |
|
ACTIVA |
2261 Market Street #537 San Francisco CA 94114 |
415-248-2855 |
10/25/2022 |
ERA 076 |
|
Joseph Dipasquale |
290172 |
| EXEMPT REPORTING ADVISORS |
Block15 Capital LLC |
|
ACTIVA |
15 Dorado Beach East Dorado PR 00646 |
859-240-2622 |
05/09/2025 |
ERA 119 |
|
Charles Quinn |
333909 |
| EXEMPT REPORTING ADVISORS |
Bluebonnet Holdings |
|
ACTIVA |
5656 Bee Caves Rd. Austin TX 78746 |
512-415-7369 |
05/27/2022 |
ERA 059 |
|
Asher Ang |
318998 |
| EXEMPT REPORTING ADVISORS |
Burbank Harbor Capital Management, LLC |
|
ACTIVA |
Calle Tabonuco B5 Suite 216-260 Guaynabo PR 00968-3029 |
787-653-3277 |
01/28/2015 |
ERA 004 |
|
Robert Zhang |
174908 |
| EXEMPT REPORTING ADVISORS |
Caribbean Investment & Acquisition LLC |
|
ACTIVA |
1519 Ponce De León Avenue Suite 311 San Juan PR 00908 |
787-919-7305 |
01/13/2017 |
ERA 010 |
|
Francisco De Armas |
286409 |
| EXEMPT REPORTING ADVISORS |
Cascade Digital Opportunities Fund GP, LLC |
|
ACTIVA |
151 Calle De San Francisco San Juan PR 00901-1660 |
858-254-2435 |
03/29/2022 |
ERA 049 |
|
Ashley Stecher |
|
| EXEMPT REPORTING ADVISORS |
CC Puerto Rico, LLC |
|
ACTIVA |
1225 Ave Juan Ponce de Leon Penthouse 1658 San Juan PR 00907 |
7879562214 |
06/25/2025 |
ERA 124 |
|
Katrina West |
336735 |
| EXEMPT REPORTING ADVISORS |
CCPR Equity Fund Management LLC |
|
ACTIVA |
1512 Ave. Fernandez Juncos Pda 22 1/2 San Juan PR 00910-9116 |
787-727-7137 |
07/22/2025 |
ERA 129 |
|
Robert Carrady |
|
| EXEMPT REPORTING ADVISORS |
Ceiba Management, LLC |
|
ACTIVA |
1607 Ave Ponce De Leon Suite GM6 No. 168 San Juan PR 00909 |
302-212-4471 |
04/18/2022 |
ERA 055 |
|
Louis Dalrymple |
319590 |
| EXEMPT REPORTING ADVISORS |
Chad Capital Management LLC |
|
ACTIVA |
2093 Philadelphia Pike #2230 Claymont DE 19703 |
667-900-8860 |
07/01/2022 |
ERA 066 |
|
Zach Rosenberg |
322462 |
| EXEMPT REPORTING ADVISORS |
Convex Venture Management |
|
ACTIVA |
8 Dorado Beach East Dorado PR 00646 |
787-240-4420 |
03/29/2024 |
ERA 101 |
|
Keith Michael Jensen |
331096 |
| EXEMPT REPORTING ADVISORS |
Crash Boat Capital, LLC |
|
ACTIVA |
Carr 110 KM 0.4 Int Aguadilla PR 00603 |
787-685-3337 |
03/06/2025 |
ERA 123 |
|
Herandi Caro |
|
| EXEMPT REPORTING ADVISORS |
Eight Acres Capital Management, LLC |
|
ACTIVA |
1511 Ponce De Leon Ave Ciudadela Unit 1144 San Juan PR 00909 |
918-308-9042 |
07/23/2021 |
ERA 041 |
|
Anson Hwang |
300508 |
| EXEMPT REPORTING ADVISORS |
Eight Capital Management LLC |
|
ACTIVA |
Ave. Gautier Benítez Esquina El Verde Caguas PR 00725 |
787-636-2233 |
11/07/2023 |
ERA 092 |
|
Natalia Mazorra |
328831 |
| EXEMPT REPORTING ADVISORS |
Elder Tree Capital LLC |
|
ACTIVA |
Urb. Palacios de Escorial Suite 130 Carolina PR 00987 |
787-528-8024 |
02/18/2022 |
ERA 045 |
|
Hector Jirau |
318826 |
| EXEMPT REPORTING ADVISORS |
Environmental Investment LLC |
|
ACTIVA |
Carr 189, KM 9 Barrio Mamey Gurabo PR 00778 |
787-273-7639 |
03/15/2022 |
ERA 051 |
|
Santos Conde |
318624 |
| EXEMPT REPORTING ADVISORS |
Fideras LLC |
|
ACTIVA |
295 Palmas Inn Way Suite 104-351 Humacao PR 00791 |
650-382-2942 |
07/21/2021 |
ERA 040 |
|
Tyson Hendrickson |
284633 |
| EXEMPT REPORTING ADVISORS |
Fiduciaria Eguia CRL |
|
ACTIVA |
500 Calle Tanca Suite 201 San Juan PR 00901 |
787-448-6669 |
|
ERA 130 |
|
Mikel J. Eguia Moreda |
|
| EXEMPT REPORTING ADVISORS |
First Check Ventures Capital, LLC |
|
ACTIVA |
2305 Calle Laurel Apt 511 San Juan PR 00913 |
650-387-7960 |
02/14/2024 |
ERA 096 |
|
Ali Jamal |
326201 |
| EXEMPT REPORTING ADVISORS |
Foredeck Capital Management LLC |
|
ACTIVA |
Buchanan Office Center Suite 203 Guaynabo PR 00968 |
787-620-5000 |
02/07/2020 |
ERA 027 |
|
Luis G. Miranda |
307573 |
| EXEMPT REPORTING ADVISORS |
Frontwave Capital Management, LLC |
|
ACTIVA |
10800 Financial Centre Parkway Suite 550 Little Rock AR 72211 |
787-302-0877 |
08/31/2020 |
ERA 031 |
|
David A. Sims |
310230 |
| EXEMPT REPORTING ADVISORS |
GC Group Capital LLC |
|
ACTIVA |
1492 Avenida Ponce De Leon Suite 503 San Juan PR 00907 |
787-723-8300 |
04/08/2024 |
ERA 105 |
|
Olivier Gillier |
327968 |
| EXEMPT REPORTING ADVISORS |
Genesis Vault Capital Management LLC |
|
ACTIVA |
1250 Ave Ponce De Leon Ste 301 PMB 0705 San Juan PR 00907 |
310-279-9993 |
08/15/2022 |
ERA 069 |
|
Vijai Anma |
312201 |
| EXEMPT REPORTING ADVISORS |
Great Island Management LLC |
|
ACTIVA |
954 Ave Ponce De Leon 5th Floor - Miramar Plaza San Juan PR 00907 |
787-934-0805 |
03/15/2022 |
ERA 052 |
|
Alejandro Figueroa |
317859 |
| EXEMPT REPORTING ADVISORS |
Grupo Guayacán, Inc. |
|
ACTIVA |
650 Ave. Muñoz Rivera Suite 502 San Juan PR 00918 |
787-641-6028 |
03/09/2015 |
ERA 003 |
|
Laura Cantero |
163655 |
| EXEMPT REPORTING ADVISORS |
GSD Capital LLC |
|
ACTIVA |
1550 Ponce De Leon Avenue 5th Floor San Juan PR 00909 |
787-399-0076 |
05/10/2024 |
ERA 104 |
|
Richard Carrion |
331595 |
| EXEMPT REPORTING ADVISORS |
GWOP |
|
ACTIVA |
742 Perry CT Iowa City IA 52245 |
319-640-2826 |
07/07/2022 |
ERA 067 |
|
Marvin Ojoh |
322080 |
| EXEMPT REPORTING ADVISORS |
Hirschmann Capital LLC |
|
ACTIVA |
53 Calle Palmeras Suite 600 San Juan PR 00901-2421 |
213-222-8827 |
06/21/2018 |
ERA 018 |
|
Brian Hirschmann |
297567 |
| EXEMPT REPORTING ADVISORS |
Hudson Trading Group |
|
ACTIVA |
2937 26th St. N Arlington VA 22207 |
703-522-7060 |
02/22/2021 |
ERA 035 |
|
Eric P Withers |
307840 |
| EXEMPT REPORTING ADVISORS |
INFUSION MANAGEMENT LLC |
|
ACTIVA |
#207 Calle del Parque STE. 9 San Juan PR 00912 |
787-604-0819 |
05/05/2025 |
ERA 122 |
|
Victor Gonzalez |
335456 |
| EXEMPT REPORTING ADVISORS |
Jiffer Quantitative Investments LLC |
|
ACTIVA |
1362 Calle Magdalena #1203 San Juan PR 00907 |
312-725-2824 |
08/16/2016 |
ERA 006 |
|
John Rochon |
284526 |
| EXEMPT REPORTING ADVISORS |
Kingbird Investment Management |
|
ACTIVA |
41 University Drive Suite 400 Newtown PA 18940 |
267-757-8700 |
05/30/2025 |
ERA 125 |
|
Lei Ferrand |
308069 |
| EXEMPT REPORTING ADVISORS |
Kydari Ventures LLC |
|
ACTIVA |
151 Calle de San Francisco Ste 200 San Juan PR 00901 |
774-262-3255 |
06/03/2022 |
ERA 060 |
|
David Zastrow |
321157 |
| EXEMPT REPORTING ADVISORS |
Larx Capital, LLC |
|
ACTIVA |
53 Calle Palmeras Suite 601 San Juan PR 00901 |
786-505-8788 |
10/22/2024 |
ERA 111 |
|
Brandon Spruill |
333744 |
| EXEMPT REPORTING ADVISORS |
LEMVEGA CAPITAL LLC |
|
ACTIVA |
600 Avenida Fernandez Juncos Apt. 709 San Juan PR 00907 |
|
06/09/2023 |
ERA 083 |
|
Caroline Farah Lembck |
|
| EXEMPT REPORTING ADVISORS |
Loba Capital Management LLC |
|
ACTIVA |
American International Plaza 250 Munoz Rivera Ave., 6th Floor San Juan PR 00918 |
787-565-6715 |
08/20/2025 |
ERA 132 |
|
Lestor Hernandez Miranda |
335176 |
| EXEMPT REPORTING ADVISORS |
Long Focus Capital Management, LLC |
|
ACTIVA |
2 Calle Nairn 1201 San Juan PR 00907 |
787-333-0240 |
08/29/2014 |
ERA 002 |
|
Stephen A. Depiero |
171968 |
| EXEMPT REPORTING ADVISORS |
Longhorn Freedom Fund Mgr, LLC |
|
ACTIVA |
10205 Birdlip Circle Austin TX 78733 |
512-433-6325 |
05/27/2022 |
ERA 058 |
|
Asher Ang |
319005 |
| EXEMPT REPORTING ADVISORS |
Lynx1 Capital Advisors LLC |
|
ACTIVA |
2 Ridge Top Drive Humacao PR 00791 |
703-963-7214 |
02/04/2022 |
ERA 048 |
|
Weston Nichols |
317017 |
| EXEMPT REPORTING ADVISORS |
Manchester Management PR, LLC |
|
ACTIVA |
Caribe Plaza Building, 6th Floor 53 Palmeras Street San Juan PR 00901 |
617-399-1741 |
01/20/2017 |
ERA 011 |
|
James E. Besser |
286047 |
| EXEMPT REPORTING ADVISORS |
Marketsignal.AI |
|
ACTIVA |
7000 Bahia Beach Blvd. Unit 1201 Rio Grande PR 00745 |
805-729-1088 |
11/16/2020 |
ERA 032 |
|
Phillip Grace |
311667 |
| EXEMPT REPORTING ADVISORS |
Marking, LLC |
|
ACTIVA |
208 Ponce De León Ave Popular Center, 19th Floor San Juan PR 00924 |
787-614-0742 |
08/26/2019 |
ERA 024 |
|
Jorge L. Rodriguez |
304737 |
| EXEMPT REPORTING ADVISORS |
MASCAP MANAGEMENT LLC |
|
ACTIVA |
5 Calle Luis Gonzalez STE 401 San Juan PR 00918-1632 |
787-753-9552 |
04/24/2023 |
ERA 084 |
|
Jose Torres Monllor |
|
| EXEMPT REPORTING ADVISORS |
Medholdings Investment Advisors LLC |
|
ACTIVA |
Metro Office Park, C 1 Edificio 6 Suite 103 Guaynabo PR 00966 |
787-706-5255 |
06/30/2025 |
ERA 127 |
|
Gabriel L. Cruz Rosso |
337740 |
| EXEMPT REPORTING ADVISORS |
MGU Advisory, LLC |
|
ACTIVA |
954 Ponce De Leon Avenue Miramar Plaza, Suite 501 San Juan PR 00907 |
787-224-8884 |
08/14/2020 |
ERA 030 |
|
Carlos Muñiz |
306250 |
| EXEMPT REPORTING ADVISORS |
Mobility Partners LLC |
|
ACTIVA |
Urb. Montehiedra 12 Calle Bienteveo San Juan PR 00926 |
787-638-8111 |
05/09/2024 |
ERA 099 |
|
José Rodríguez Varela |
|
| EXEMPT REPORTING ADVISORS |
Moonsail Capital, LLC |
|
ACTIVA |
1511 Ave Ponce De León Suite K San Juan PR 00909 |
917-287-1751 |
11/27/2017 |
ERA 015 |
|
Rafael Ortíz |
291230 |
| EXEMPT REPORTING ADVISORS |
Morro Venture Partners LLC |
|
ACTIVA |
206 Calle Tetuan Suite 903 San Juan PR 00902 |
787-725-5285 |
01/22/2019 |
ERA 020 |
|
Vanessa Bonilla |
298911 |
| EXEMPT REPORTING ADVISORS |
Morro Ventures Caribbean |
|
ACTIVA |
206 Calle Tetuan Suite 903 San Juan PR 00902 |
787-725-5285 |
08/15/2025 |
ERA 134 |
|
Amarilys Rosa |
338367 |
| EXEMPT REPORTING ADVISORS |
Olive Hospitality Group LLC |
|
ACTIVA |
55 Aguadilla ST. San Juan PR 00907 |
787-705-9994 |
01/17/2025 |
ERA 115 |
|
Fernando Davila |
334597 |
| EXEMPT REPORTING ADVISORS |
Palm Drive Ventures, LLC |
|
ACTIVA |
53 Calle Palmeras Suite 601 San Juan PR 00901 |
310-944-4607 |
08/12/2021 |
ERA 042 |
|
Eric Feldman |
289989 |
| EXEMPT REPORTING ADVISORS |
Patagonia Research LLC |
|
ACTIVA |
1413 Ponce De Leon Avenue 4th Floor San Juan PR 00907 |
847-502-8856 |
08/27/2025 |
ERA 133 |
|
Xiaoyue Dai |
335981 |
| EXEMPT REPORTING ADVISORS |
PCO Capital LLC |
|
ACTIVA |
82 King's Court St. Third Floor San Juan PR 00911 |
787-798-6434 |
09/08/2023 |
ERA 087 |
|
Patricia Capote Ortiz |
328072 |
| EXEMPT REPORTING ADVISORS |
Pegasus Capital Group LLC |
|
ACTIVA |
53 Palmers Street Suite 601 San Juan PR 00901 |
415-407-1142 |
08/21/2019 |
ERA 023 |
|
Hank J. Holland |
305415 |
| EXEMPT REPORTING ADVISORS |
Phalanx Advisors LLC |
|
ACTIVA |
954 Ave Ponce De Leon 5th Floor - Miramar Plaza San Juan PR 00907 |
787-622-2323 |
03/29/2022 |
ERA 053 |
|
Antonio Hernandez |
317855 |
| EXEMPT REPORTING ADVISORS |
Phorcys Investment Advisors, LLC |
|
ACTIVA |
GAM Tower 2 Tabonuco Street, Suite 200 Guaynabo PR 00968 |
787-979-2163 |
09/08/2024 |
ERA 026 |
|
Stephanie Jackels |
306551 |
| EXEMPT REPORTING ADVISORS |
Pinnacle Equity Partners GP LLC |
|
ACTIVA |
|
|
04/03/2024 |
ERA 098 |
|
|
|
| EXEMPT REPORTING ADVISORS |
Pinnacle Equity Partners GP LLC |
|
ACTIVA |
PMB 302 B5 STE. 216 Cale Tabonuco Guaynabo PR 00968 |
787-587-0610 |
03/28/2025 |
ERA 118 |
|
Jose I. Juelle |
330485 |
| EXEMPT REPORTING ADVISORS |
Ponce de Leon Capital Management LLC |
|
ACTIVA |
255 Ave. Ponce De León Suite A-257 San Juan PR 00917 |
787-647-9345 |
02/05/2025 |
ERA 114 |
|
Sergio Cordero |
|
| EXEMPT REPORTING ADVISORS |
PowerBitcoin Management LLC |
|
ACTIVA |
15 Calle Rodríguez Serra Grand atrium, Apt 7 San Juan PR 00907 |
786-459-4523 |
09/30/2024 |
ERA 109 |
|
Travis VanderZanden |
|
| EXEMPT REPORTING ADVISORS |
PR Five Wealth Management LLC |
|
ACTIVA |
517 Road 5 Ste 5 Cataño PR 00962 |
787-626-9052 |
05/26/2023 |
ERA 071 |
|
Andres Garcia |
|
| EXEMPT REPORTING ADVISORS |
Preferred Capital Fund Management, LLC |
|
ACTIVA |
307 F.D. Roosevelt Avenue San Juan PR 00918 |
787-499-0002 |
05/23/2023 |
ERA 082 |
|
Carlos Saltz Bakalar |
|
| EXEMPT REPORTING ADVISORS |
ProtoCap Management LLC |
|
ACTIVA |
151 Calle De San Francisco Suite 200, PMB 0137 San Juan PR 00901-1660 |
939-318-5247 |
06/23/2022 |
ERA 064 |
|
Arya Abedin |
322416 |
| EXEMPT REPORTING ADVISORS |
Puerto Rico Opportunity Zone Fund LLC |
|
ACTIVA |
5 Calle Luis González Suite 401 San Juan PR 00918-1632 |
303-263-5331 |
|
ERA 054 |
|
Jose A. Torres |
|
| EXEMPT REPORTING ADVISORS |
Puerto Rico Revitalization Fund Management, LLC |
|
ACTIVA |
1253 Ave. Fernández Juncos Para 18 RH Todd San Juan PR 00907 |
787-745-8777 |
09/07/2023 |
ERA 085 |
|
Iván Zavala Steidel |
|
| EXEMPT REPORTING ADVISORS |
Quantum FC Management LLC |
|
ACTIVA |
Quintas de Santa María #21 Mayaguez PR 00680 |
787-647-3888 |
11/08/2023 |
ERA 093 |
|
José J. Feliciano |
327088 |
| EXEMPT REPORTING ADVISORS |
RE Investment Advisors, LLC |
|
ACTIVA |
1715 Ave. Ponce De Leon Suite 7 San Juan PR 00909 |
787-547-4950 |
06/02/2021 |
ERA 037 |
|
Juan Carlos Suarez |
315087 |
| EXEMPT REPORTING ADVISORS |
RR Fund Management LLC |
|
ACTIVA |
Rio Cañas Carr. 1 KM HM 264 Caguas PR 00725 |
787-788-6100 |
02/03/2025 |
ERA 116 |
|
Rail I. Rodriguez Font |
334344 |
| EXEMPT REPORTING ADVISORS |
Sabanera Private Equity Manager LLC |
|
ACTIVA |
120 Carr. 693 Dorado PR 00646 |
787-796-5656 |
07/03/2024 |
ERA 103 |
|
Federico Stubbe |
332175 |
| EXEMPT REPORTING ADVISORS |
Sanctor Capital Management LLC |
|
ACTIVA |
151 Calle De San Francisco Suite 200 PMB 1915 San Juan PR 00901-1607 |
347-392-0044 |
05/03/2021 |
ERA 036 |
|
Hanhwa Kao |
|
| EXEMPT REPORTING ADVISORS |
Sanglucci Partners Management LLC |
|
ACTIVA |
1511 Ave Ponce De Leon 984 San Juan PR 00909 |
646-820-1364 |
08/30/2019 |
ERA 025 |
|
Dip Patel |
305425 |
| EXEMPT REPORTING ADVISORS |
Semillero Advisors, LLC |
|
ACTIVA |
316 Ave De Diego Suite 201 San Juan PR 00909 |
646-413-3484 |
09/16/2016 |
ERA 007 |
|
Alex Borschow |
284615 |
| EXEMPT REPORTING ADVISORS |
Seven Six Capital Management, LLC |
|
ACTIVA |
147 E. 48th Street 2nd Floor New York NY 10017 |
212-230-9844 |
02/21/2019 |
ERA 021 |
|
Matthew I Weissman |
299257 |
| EXEMPT REPORTING ADVISORS |
Shipyard Capital Management LLC |
|
ACTIVA |
1 Independence Ct. 1215 Hoboken NJ 07030 |
646-509-9519 |
06/17/2016 |
ERA 005 |
|
Carson Mitchell |
|
| EXEMPT REPORTING ADVISORS |
Skyrock Advisor Group, LLC |
|
ACTIVA |
1666 Ponce De Leon Num 008 San Juan PR 00908 |
787-515-6000 |
10/03/2022 |
ERA 072 |
|
Bryan Miller |
323575 |
| EXEMPT REPORTING ADVISORS |
Solar Equity Partners LLC |
|
ACTIVA |
Calle Orquidea 3 Urb, Santa María San Juan PR 00927 |
571-291-1636 |
09/08/2023 |
ERA 086 |
|
Alberto L. Perez |
326457 |
| EXEMPT REPORTING ADVISORS |
Stack Management LLC |
|
ACTIVA |
10091 Ave. San Marcos Urb. El Comandante Carolina PR 00982 |
787-664-4203 |
10/04/2023 |
ERA 091 |
|
Mauricio Noguera |
328457 |
| EXEMPT REPORTING ADVISORS |
Stone Spring Global, LLC |
|
ACTIVA |
25 Ave Munoz Rivera Apt 414 San Juan PR 00901 |
917-399-5897 |
07/16/2021 |
ERA 039 |
|
David Rockwell |
315497 |
| EXEMPT REPORTING ADVISORS |
Strabo Global Management LLC |
|
ACTIVA |
218 Camino de los Ausubos Dorado PR 00646 |
917-753-8284 |
07/21/2022 |
ERA 068 |
|
Stefano Rizzi |
322825 |
| EXEMPT REPORTING ADVISORS |
Straighpath Management Inc |
|
ACTIVA |
25 Broadway 9th Floor New York NY 10004 |
646-767-7404 |
02/13/2020 |
ERA 028 |
|
Eric Lachow |
289300 |
| EXEMPT REPORTING ADVISORS |
Stratagem Capital Management LLC |
|
ACTIVA |
351 Tetuán St. Suite 2A-0007 San Juan PR 00901 |
787-379-2054 |
10/08/2024 |
ERA 110 |
|
Simón E. Carlo |
|
| EXEMPT REPORTING ADVISORS |
Strategic Capital Advisors, LLC |
|
ACTIVA |
875 Carr. 693 Suite 201 Dorado PR 00646 |
787-626-6500 |
04/12/2022 |
ERA 050 |
|
Luis Jimenez |
318837 |
| EXEMPT REPORTING ADVISORS |
SumSan Management Corporation |
|
ACTIVA |
Carretera 64 Building 3060, 1st Floor Mayaguez PR 00680 |
787-831-6030 |
04/26/2022 |
ERA 057 |
|
Fernando L. Sumaza Laborde |
317364 |
| EXEMPT REPORTING ADVISORS |
T&T Capital Management, LLC |
|
ACTIVA |
121 Calle O'Neill San Juan PR 00918 |
787-620-2688 |
12/10/2024 |
ERA 113 |
|
Edrick Touma |
334022 |
| EXEMPT REPORTING ADVISORS |
TARGET FUND MANAGEMENT SERVICES LLC |
|
ACTIVA |
Carretera #1 Calle Turquesa, BO. Monacillos San Juan PR 00918 |
787-783-9901 |
05/08/2025 |
ERA 121 |
|
Enrique Blanco |
335121 |
| EXEMPT REPORTING ADVISORS |
Three Point Capital GP, LTD. |
|
ACTIVA |
105 Avenida Jose De Diego Suite 803-South San Juan PR 00911 |
301-706-8650 |
12/13/2021 |
ERA 043 |
|
Nabeel Qadri |
318042 |
| EXEMPT REPORTING ADVISORS |
TQS Advisors LLC |
|
ACTIVA |
2220 Park Blvd San Juan PR 00913 |
415-617-9510 |
06/15/2021 |
ERA 038 |
|
Todd Swanson |
314786 |
| EXEMPT REPORTING ADVISORS |
Trip Ventures LLC |
|
ACTIVA |
B7 Tabonuco Street Suite 806 Guaynabo PR 00968 |
415-966-9614 |
|
ERA 108 |
|
Carlos García |
|
| EXEMPT REPORTING ADVISORS |
Truffle Ventures Advisors |
|
ACTIVA |
221 N Broad St Middletown DE 19709 |
571-758-5776 |
10/12/2022 |
ERA 075 |
|
Weston Mccloy |
323721 |
| EXEMPT REPORTING ADVISORS |
Unikisla Capital LLC |
|
ACTIVA |
610 Calle Hipodromo San Juan PR 00909 |
787-517-7788 |
09/20/2023 |
ERA 090 |
|
Ricardo Janiel García |
328535 |
| EXEMPT REPORTING ADVISORS |
Valiant Telos |
|
ACTIVA |
60 Broad Street, FL 24 Suite 1513 New York NY 10004 |
571-528-3937 |
11/04/2024 |
ERA 112 |
|
Maya Suresh Kannan |
332848 |
| EXEMPT REPORTING ADVISORS |
VERANORTH CAPITAL |
|
ACTIVA |
700 Louisiana Street Suite 3950 Houston TX 77002-2702 |
713-955-8767 |
05/15/2025 |
ERA 120 |
|
Troy Reed |
290567 |
| EXEMPT REPORTING ADVISORS |
Vex Capital |
|
ACTIVA |
157 Luna Street San Juan PR 00901 |
650-924-2785 |
05/28/2025 |
ERA 128 |
|
John Crossman |
337207 |
| EXEMPT REPORTING ADVISORS |
Vivaris Capital LLC |
|
ACTIVA |
Caribe Plaza Office Building 6th Floor Palmeras St. #53 San Juan PR 00901 |
619-727-8497 |
01/18/2022 |
ERA 044 |
|
J. Christopher Mizer |
318317 |
| EXEMPT REPORTING ADVISORS |
VRM Penzini Capital L.L.C. |
|
ACTIVA |
322 De Diego Avenue Suite 301 San Juan PR 00920 |
787-305-1015 |
06/07/2023 |
ERA 081 |
|
Alberto O. Nieves-Cubero |
336315 |
| EXEMPT REPORTING ADVISORS |
Wealth Alliance, LLC |
|
ACTIVA |
268 Ponce De Leon Ave. Suite 806 San Juan PR 00918 |
787-330-5422 |
10/20/2022 |
ERA 074 |
|
Jorge Rodriguez Bonano |
318395 |
| EXEMPT REPORTING ADVISORS |
WeFunder |
|
ACTIVA |
141B Hampshire St San Francisco CA 94103 |
401-477-3647 |
03/10/2017 |
ERA 014 |
|
Michael Norman |
167803 |
| EXEMPT REPORTING ADVISORS |
Weisenborn LLC |
|
ACTIVA |
145 Ave De Hostos #G-917 San Juan PR 00918 |
808-977-0888 |
06/14/2022 |
ERA 063 |
|
Mark Paul Weisenborn |
322341 |
| EXEMPT REPORTING ADVISORS |
White Wolf Holdings LLC |
|
ACTIVA |
1818 Calle Loiza San Juan PR 00911 |
440-242-9572 |
02/22/2022 |
ERA 047 |
|
|
319093 |
| EXEMPT REPORTING ADVISORS |
Win2trade |
|
ACTIVA |
17019 Flinchum Way S Noblesville IN 46062 |
765-714-3120 |
01/04/2024 |
ERA 094 |
|
Thomas Riegel |
326143 |
| EXEMPT REPORTING ADVISORS |
Yokahu Management LLC |
|
ACTIVA |
2167 Loiza Street San Juan PR 00913 |
617-840-5633 |
03/22/2024 |
ERA 100 |
|
Javier Fossas |
330452 |
| EXEMPT REPORTING ADVISORS |
Yolo Management LLC |
|
ACTIVA |
1498 Roosevelt Ave Suite 201 Guaynabo PR 00968 |
787-300-6129 |
06/09/2022 |
ERA 061 |
|
Jorge Fournier |
321815 |
| FINANCIAMIENTO |
AMERICAS LEADING FINANCE, LLC |
|
ACTIVA |
EDIFICIO RODVAL, SUITE 201 CALLE SAN MARTIN GUAYNABO PR 00966 |
787-626-0000 |
04/10/2015 |
CF-257 |
|
LUIS ROIG |
|
| FINANCIAMIENTO |
CAPEX FINANCIAL COMPANY, INC. |
|
ACTIVA |
1828 REINA DE LAS FLORES OFICINA 201 SAN JUAN PR 00927 |
787-723-4050 |
05/26/2011 |
CF-230 |
|
FERNANDO MACHUCA |
|
| FINANCIAMIENTO |
EMPRESAS BERRIOS, INC. |
MUEBLERIAS BERRIOS |
ACTIVA |
CARR. 172 KM 49.7, INT 787 BO. BAYAMON CIDRA PR 00739 |
787-653-9393 |
09/30/2014 |
CF-253 |
|
JANICE BERRIOS |
|
| FINANCIAMIENTO |
GENESIS FINANCIAL SERVICES, LLC |
|
ACTIVA |
CARR PR-1 KM 53.0 BO. BEATRIZ CAYEY PR 00736 |
787-535-5566 |
09/19/2018 |
CF-275 |
|
MIGUEL SIERRA LUCIANO |
|
| FINANCIAMIENTO |
ISLAND FINANCE, LLC |
ISLAND FINANCE |
ACTIVA |
70 PONCE DE LEON AVE. PISO 4 Y 5 SAN JUAN PR 00918 |
787-759-7044 |
06/30/2017 |
CF-270 |
|
SARIMAR RIVERA |
|
| FINANCIAMIENTO |
J. JARAMILLO FINANCE, INC. |
|
ACTIVA |
CORP. OFFICE PARK, 36 RD 20 MARG MARTINEZ NADAL GUAYNABO PR 00919 |
787-728-5555 |
02/12/2014 |
CF-247 |
|
JUAN J. JARAMILLO MEDINA |
|
| FINANCIAMIENTO |
MAPFRE FINANCE OF PUERTO RICO CORP |
|
ACTIVA |
URB TRES MONJITAS INDUSTRIAL 297 AVE. CARLOS CHARDON SAN JUAN PR 00918 |
787-250-6500 |
12/12/1983 |
CF-045 |
|
JOAQUIN ORTIZ |
|
| FINANCIAMIENTO |
POWER FINANCIAL SERVICES, LLC |
|
ACTIVA |
153 CALLE VICTORIA SAN JUAN PR 00907 |
787-690-0337 |
05/09/2025 |
CF-0407 |
|
ENRIQUE D GONZALEZ DOMINGUEZ |
|
| FINANCIAMIENTO |
PROFESSIONAL BUSINESS LENDER, LLC |
|
ACTIVA |
ENGINE 4 BLDG, CARR PR-5, INT CARR PR-2 BAYAMON PR 00959 |
787-914-5231 |
01/28/2021 |
CF-289 |
|
JOSE A ECHEVARRIA |
|
| FINANCIAMIENTO |
PROGRESSIVE FINANCE & INV. CORP. |
|
ACTIVA |
521 ANTOLIN NIN EXT. ROOSEVELT HATO REY PR 00919 |
787-759-7333 |
01/14/1985 |
CF-051 |
|
ERVIN RODRIGUEZ, LYDIA ALVAREZ |
|
| FINANCIAMIENTO |
RPR SERVICES, LLC |
|
ACTIVA |
273 AVE PONCE DE LEON ESTUDIO 6 SAN JUAN PUEBLO PR 00917-1932 |
787-737-8412 |
07/18/2024 |
CF-307 |
|
VANESSA MUÑOZ-MARTINEZ-ESQ, Christopher Lee |
|
| FINANCIAMIENTO |
SCI PUERTO RICO II |
LOS CIPRESES |
ACTIVA |
CALLE SAN JOSE #607 PDA. 25 1/2 SAN JUAN PR 00909 |
713-522-5141 |
01/04/1994 |
CF-061 |
|
IVELISSE COLLAZO |
|
| FINANCIAMIENTO |
TOP FINANCING CORP. |
|
ACTIVA |
CALLE ALDA 1593 URB. CARIBE RIO PIEDRAS PR 00926 |
787-764-8432 |
04/24/1997 |
CF-062 |
|
JORGE E. RIVERA, ORLANDO G VAZQUEZ |
|
| FINANCIAMIENTO |
TOYOTA CREDIT PR CORP. |
|
ACTIVA |
PARQUE LAS AMERICAS 1 SUITE 501 #235 FEDERICO COSTA STREET SAN JUAN PR 00918 |
787-474-5800 |
03/18/2003 |
CF-164 |
|
JOSE ALEJANDRO TROCONIS, HELENA M. RIVERA GONZALEZ |
|
| FINANCIAMIENTO |
UNITED CAPITAL & LEASING OF PR INC. |
|
ACTIVA |
CESAR GONZALEZ #444 URB ROOSEVELT SAN JUAN PR 00918 |
787-749-9502 |
09/10/2003 |
CF-173 |
|
LUIS A. CARRERAS |
|
| FINANCIAMIENTO |
UNITED INSURANCE FINANCE CO., INC. |
|
ACTIVA |
CALLE BALEARES 355 PUERTO NUEVO SAN JUAN PR, 00920 |
787-728-1035 |
08/22/1979 |
CF-065 |
|
ELENA LEON |
|
| FINANCIAMIENTO |
UNIVERSAL FINANCE, INC. |
|
ACTIVA |
METRO OFFICE PARK CALLE 1, LOTE 10 GUAYNABO PR 00968 |
787-706-7350 |
01/02/1999 |
CF-087 |
|
MARITERE JIMENEZ, ERIC LOPEZ |
|
| FINANCIAMIENTO |
WELLS FARGO FINANCE & INVESTMENT PUERTO RICO CORP |
|
ACTIVA |
LOTE 6 ALTOS, CALLE R, BO. SABANA ABAJO EL COMANDANTE INDUSTRIAL PARK CAROLINA PR 00982 |
787-774-0800 |
01/21/2021 |
CF-288 |
|
JOSE A RODRIGUEZ |
|
| FONDO DE CAPITAL PRIVADO LEY 185-2014 |
Acrecent Income Fund LLC |
|
ACTIVA |
|
|
04/20/2016 |
|
|
|
|
| FONDO DE CAPITAL PRIVADO LEY 185-2014 |
CIAC Consortium LLC |
|
ACTIVA |
|
|
06/24/2016 |
|
|
|
|
| FONDO DE CAPITAL PRIVADO LEY 185-2014 |
CMG VENTURE FUND LLC |
|
ACTIVA |
206 Calle de Tetuan Suite 903 Banco Popular Bldg San Juan PR 00901 |
(787) 725-5285 |
11/16/2018 |
|
|
Amarilys Rosa |
|
| FONDO DE CAPITAL PRIVADO LEY 185-2014 |
Encanto Opportunity Fund I, LLC |
|
ACTIVA |
|
|
12/22/2015 |
|
|
|
|
| FONDO DE CAPITAL PRIVADO LEY 185-2014 |
Fondo Eguía CRL |
|
ACTIVA |
Ochoa Building, Suite 201 500 Tanca Street San Juan PR 00901 |
787-977-3772 |
08/28/2018 |
|
|
|
|
| FONDO DE CAPITAL PRIVADO LEY 185-2014 |
GC Group Capital LLC |
|
ACTIVA |
1492 Avenida Ponce De Leon Suite 503 San Juan PR 00907 |
787-723-8300 |
12/16/2016 |
|
|
Olivier Gillier |
327968 |
| FONDO DE CAPITAL PRIVADO LEY 185-2014 |
Green Isle Capital, LLC |
|
ACTIVA |
Calle Angel Buomono #361 Industrial Tres Monjitas San Juan PR 00919 |
787-999-1616 |
12/30/2015 |
|
|
Carlos Nido |
|
| FONDO DE CAPITAL PRIVADO LEY 185-2014 |
Grupo Señorial, LLC |
|
ACTIVA |
|
|
10/23/2018 |
|
|
|
|
| FONDO DE CAPITAL PRIVADO LEY 185-2014 |
Guayacán Private Equity Fund LP III |
|
ACTIVA |
206 Calle de Tetuan Suite 903 Banco Popular Bldg San Juan PR 00901 |
(787) 725-5285 |
10/28/2016 |
|
|
Amarilys Rosa |
|
| FONDO DE CAPITAL PRIVADO LEY 185-2014 |
IDEA PRESTO Fund I, LLC |
|
ACTIVA |
|
|
09/21/2018 |
|
|
|
|
| FONDO DE CAPITAL PRIVADO LEY 185-2014 |
Interlink Opportunity Fund I, LLC |
|
ACTIVA |
|
|
12/17/2018 |
|
|
|
|
| FONDO DE CAPITAL PRIVADO LEY 185-2014 |
Isla Verde Lending, LLC (antes CLG Debt Fund I, LLC) |
|
ACTIVA |
|
|
04/04/2019 |
|
|
|
|
| FONDO DE CAPITAL PRIVADO LEY 185-2014 |
Lift Puerto Rico Business Impact Fund |
|
ACTIVA |
Metro Office Park, Valencia Building 17, Street 2, Suite 640 Guaynabo PR 00968 |
787-706-9292 |
09/26/2018 |
|
|
Jorge Onrubia |
|
| FONDO DE CAPITAL PRIVADO LEY 185-2014 |
MGU Investments, LLC |
|
ACTIVA |
954 Ave. Ponce de Leon, Suite 501 San Juan PR 00906 |
787-448-8625 |
10/08/2020 |
|
|
Brunelle Pérez, |
|
| FONDO DE CAPITAL PRIVADO LEY 185-2014 |
Morro Ventures I, LP |
|
ACTIVA |
206 Calle Tetuan, Suite 903 Banco Popular Bldg San Juan PR 00902 |
(787) 725-5285 |
11/20/2018 |
|
|
Allison Kern |
|
| FONDO DE CAPITAL PRIVADO LEY 185-2014 |
Naven Investment Group, LLC |
|
ACTIVA |
|
|
11/09/2016 |
|
|
|
|
| FONDO DE CAPITAL PRIVADO LEY 185-2014 |
OSP Consortium II LLC |
|
ACTIVA |
1519 Ponce de Leon, Suite 1403 San Juan PR 00909 |
612-770-7050 |
10/25/2021 |
|
|
Francisco de Armas |
|
| FONDO DE CAPITAL PRIVADO LEY 185-2014 |
OSP Consortium, LLC |
|
ACTIVA |
5050 France Ave Edina MN 55410 |
612-770-7050 |
07/27/2017 |
|
|
Francisco de Armas |
|
| FONDO DE CAPITAL PRIVADO LEY 185-2014 |
Parliament High Yield Fund, LLC |
|
ACTIVA |
|
|
01/21/2015 |
|
|
|
|
| FONDO DE CAPITAL PRIVADO LEY 185-2014 |
Phorcys Real Estate Fund I, LP |
|
ACTIVA |
GAM Tower 2 Tabonuco Street, Suite 200 Guaynabo PR 00968 |
787-979-2163 |
07/13/2023 |
|
|
Rafael A. Pagán |
|
| FONDO DE CAPITAL PRIVADO LEY 185-2014 |
Popular Mezzanine Fund, LLC |
|
ACTIVA |
Popular Center, 12th Floor 209 Muñoz Rivera Avenue San Juan PR 00918 |
787-766-6609 |
10/27/2021 |
|
|
Jorge E. Irigoyen |
|
| FONDO DE CAPITAL PRIVADO LEY 185-2014 |
REOF Capital Guefen Fund I, LLC |
|
ACTIVA |
|
|
08/05/2016 |
|
|
|
|
| FONDO DE CAPITAL PRIVADO LEY 185-2014 |
Sofia Fund, LLC |
|
ACTIVA |
|
|
04/09/2020 |
|
|
|
|
| INSTITUCION HIPOTECARIA |
PREFERRED MORTGAGE LLC |
|
ACTIVA |
307 AVE. FD ROOSEVELT SAN JUAN PR 00918-2305 |
7876415500 |
03/01/1988 |
IH-020 |
|
CARLOS SALTZ |
|
| INTERMEDIARIO FINANCIERO |
CESTA CAPITAL PR LLC |
|
ACTIVA |
221 PLAZA BUILDING PONCE DE LEON AVE, SUITE 1003 SAN JUAN PR 00918 |
787-200-2780 |
11/06/2025 |
IF-0604 |
|
|
|
| INVESTMENT ADVISOR |
1832 Asset Management U.S. Inc. |
|
ACTIVA |
16th Floor 40 Temperance Street Toronto, Ontario CA M5H OB4 |
416-363-9097 |
12/19/2022 |
IA-1555N |
|
Dana Banks |
120836 |
| INVESTMENT ADVISOR |
4/26 Retirement Income Planning & Wealth Management, LLC |
|
ACTIVA |
1510 Roosevelt Ave 9th Floor Guaynabo PR 00968 |
787-919-7788 |
06/16/2021 |
IA-1433 |
|
Ramon Rivera-Ramos |
312258 |
| INVESTMENT ADVISOR |
551P |
|
ACTIVA |
One Liberty Square Suite 200 Boston MA 02109 |
617-960-9559 |
03/31/2021 |
IA-1409N |
|
Dianne Descoteaux |
286620 |
| INVESTMENT ADVISOR |
71 West Capital Partners |
|
ACTIVA |
1 Post Office Square Boston MA 02110 |
617-513-4127 |
11/14/2025 |
IA-1759N |
|
Abigail Harris |
338756 |
| INVESTMENT ADVISOR |
A.G.P. / Alliance Global Partners |
|
ACTIVA |
88 Post Road West 2nd Floor Westport CT 06880 |
203-662-9700 |
05/08/2014 |
IA-1016N |
|
John Venezia, Elena Fusillo |
8361 |
| INVESTMENT ADVISOR |
AB Private Credit Investors LLC |
|
ACTIVA |
1345 Avenue of the Americas New York NY 10105 |
212-969-1000 |
10/29/2014 |
IA-1026N |
|
Mark R. Manley |
173027 |
| INVESTMENT ADVISOR |
Aberdeen Asset Management Inc. |
|
ACTIVA |
1735 Market Street 32nd Floor Philadelphia PA 19103 |
215-405-5700 |
12/05/2001 |
IA-0452N |
|
Aileen Strachan |
111069 |
| INVESTMENT ADVISOR |
Accelerated Wealth Advisors LLC |
|
ACTIVA |
13570 Meadowgrass Dr. Ste. 100 Colorado Springs CO 80921 |
719-466-5631 |
09/10/2018 |
IA-1250N |
|
Melissa Starr |
170022 |
| INVESTMENT ADVISOR |
Accountants Proprietary Financial Servicenet, Inc. |
|
ACTIVA |
45 Executive Drive Suite 301 Plainview NY 11803 |
516-887-4433 |
12/05/2023 |
IA-1620N |
|
Daniel R. Bystrom |
126685 |
| INVESTMENT ADVISOR |
Accurate Wealth Management, LLC |
|
ACTIVA |
2211 Ashley Oaks Circle Wesley Chapel FL 33544 |
813-994-0984 |
03/26/2024 |
IA-1648N |
|
Patrick Harris |
298137 |
| INVESTMENT ADVISOR |
Acorns |
|
ACTIVA |
4600 Campus Drive Suite 109 Newport Beach CA 92660 |
949-478-5064 |
11/12/2013 |
IA-0989N |
|
Sean Dignan |
165926 |
| INVESTMENT ADVISOR |
Addition Wealth |
|
ACTIVA |
43 W 23rd St New York NY 10010 |
347-674-8954 |
03/22/2023 |
IA-1571N |
|
Ana C. Mahony |
318018 |
| INVESTMENT ADVISOR |
Adhesion Wealth Advisor Solutions |
|
ACTIVA |
5925 Carnegie Blvd Suite 500 Charlotte NC 28209 |
888-295-8351 |
03/28/2024 |
IA-1640N |
|
Daniel Mulvey |
143593 |
| INVESTMENT ADVISOR |
Adrian Day Asset Management |
|
ACTIVA |
Lots 81-82 Street C Ste. 204 Dorado PR 00646 |
410-224-2037 |
08/19/2019 |
IA-1308N |
|
Michael Quain |
105985 |
| INVESTMENT ADVISOR |
Advised Assets Group, LLC |
|
ACTIVA |
8515 East Orchard Rd 10T2 Greenwood Village CO 80111 |
303-737-3817 |
03/29/2005 |
IA-0617N |
|
Beverly A Byrne |
112058 |
| INVESTMENT ADVISOR |
Advisifi LLC |
|
ACTIVA |
100 Church Street Suite 863 New York NY 10007 |
888-983-2897 |
01/16/2025 |
IA-1701N |
|
Richard Brewster |
332477 |
| INVESTMENT ADVISOR |
Advisors Capital Management, LLC |
|
ACTIVA |
777 Terrace Ave Hasbrouck Heights NJ |
201-426-0081 |
01/17/2014 |
IA-0999N |
|
Kevin Kern |
112266 |
| INVESTMENT ADVISOR |
Advyzon Investment Management, LLC |
|
ACTIVA |
4300 Commerce Court Suite 260 Lisle IL 60532 |
844-340-1898 |
03/15/2022 |
IA-1497N |
|
Lee Andreatta |
318816 |
| INVESTMENT ADVISOR |
Aegis Capital Corp |
|
ACTIVA |
810 7th Ave. 18th & 22nd Floor New York NY 10019 |
212-813-1010 |
04/01/2013 |
IA-0965N |
|
David S. Hentschel, Kevin McKenna |
15007 |
| INVESTMENT ADVISOR |
AEP Management Company, LLC |
|
ACTIVA |
Miramar Plaza, 954 Ave. Ponce de León Suite 201A San Juan PR 00908 |
787-721-3953 |
10/21/2025 |
IA-1745 |
|
Ginorly Maldonado |
333539 |
| INVESTMENT ADVISOR |
AEW Capital Management LP |
|
ACTIVA |
Two Seaport Lane Boston MA 02210-2021 |
617-261-9000 |
06/05/2002 |
IA-0495N |
|
James J Finnegan |
108633 |
| INVESTMENT ADVISOR |
Albert Investments, LLC |
|
ACTIVA |
3528 Hayden Avenue 3rd Floor-South Culver City CA 90232 |
844-891-9309 |
12/03/2018 |
IA-1260N |
|
Kenneth Steven Blake |
298006 |
| INVESTMENT ADVISOR |
Alden Capital |
|
ACTIVA |
37 West Ave Suite 301 Wayne PA 19087 |
215-572-8700 |
08/30/2023 |
IA-1607N |
|
Ken Smith |
293551 |
| INVESTMENT ADVISOR |
Alden Investment Group |
|
ACTIVA |
37 West Ave Suite 301 Wayne PA 19087-3226 |
215-572-8700 |
09/28/2023 |
IA-1610N |
|
Kenneth R. Smith |
317077 |
| INVESTMENT ADVISOR |
Alliancebernstein L.P. |
|
ACTIVA |
1345 Ave of the Americas New York NY 10105 |
212-969-1000 |
10/27/1999 |
IA-0324N |
|
Mark R Manley |
108477 |
| INVESTMENT ADVISOR |
Alpen Partners International AG |
|
ACTIVA |
Seestrasse 69 Baech 8806 |
00-4158-1057550 |
03/31/2021 |
IA-1412N |
|
Nathalie A. Caldelari |
291759 |
| INVESTMENT ADVISOR |
Alpha Architect |
|
ACTIVA |
213 Foxcroft Road Broomall PA 19008 |
1-215-882-9983 |
07/15/2021 |
IA-1438N |
|
Patrick Cleary |
153905 |
| INVESTMENT ADVISOR |
Alpha Wealth Funds, LLC |
|
ACTIVA |
1887 Gold Dust Lane Suite 203 A Park City UT 84060 |
435-269-4100 |
04/25/2025 |
IA-1715N |
|
Aimee Spencer |
150231 |
| INVESTMENT ADVISOR |
Alphastar Capital Management, LLC |
|
ACTIVA |
19600 West Catawba Avenue Suite B200 Cornelius NC 28031 |
855-340-2514 |
02/11/2025 |
IA-1706N |
|
Daniel Lantz |
157423 |
| INVESTMENT ADVISOR |
Alps Advisors, Inc. |
|
ACTIVA |
1290 Broadway Suite 1000 Denver CO 80203 |
303-623-2577 |
03/30/2021 |
IA-1403N |
|
Matthew J. Sutula |
134340 |
| INVESTMENT ADVISOR |
Alta Capital Management LLC |
|
ACTIVA |
6440 South Wasatch Blvd Suite 260 Salt Lake City UT 84121 |
801-274-6010 |
05/25/2007 |
IA-0749N |
|
Haley Hammond |
106786 |
| INVESTMENT ADVISOR |
Altruist LLC |
|
ACTIVA |
1621 Abbot Kinney Blvd Floor 2 Venice CA 90291 |
313-509-7310 |
02/04/2020 |
IA-1346N |
|
Mazi Bahadori |
299398 |
| INVESTMENT ADVISOR |
American Century Personal Financial Solutions, Inc. |
|
ACTIVA |
4400 Main Street Kansas City MO 64111-7709 |
816-531-5575 |
10/30/2017 |
IA-1186N |
|
Amy Shelton |
290043 |
| INVESTMENT ADVISOR |
American Independent Securities Group, LLC |
|
ACTIVA |
664 Rivershore Lane Suite 150 Eagle ID 83616 |
208-489-3131 |
03/25/2025 |
IA-1714N |
|
Sheila Kerbein |
135288 |
| INVESTMENT ADVISOR |
Ameriprise Financial Services, LLC |
|
ACTIVA |
707 2nd Avenue South Minneapolis MN 55402 |
612-671-3131 |
12/17/2008 |
IA-0812N |
|
Lauren Holmes, Kurt W Lofgren |
6363 |
| INVESTMENT ADVISOR |
AMG Funds LLC |
|
ACTIVA |
800 Conneticut Avenue Norwalk CT 06854 |
203-299-3500 |
05/25/2005 |
IA-0625N |
|
Patrick Spellman |
153456 |
| INVESTMENT ADVISOR |
Andersen |
|
ACTIVA |
1861 International Dr Suite 501 McLean VA 22102 |
571-382-0020 |
04/09/2003 |
IA-0548N |
|
Morgan Chong |
124205 |
| INVESTMENT ADVISOR |
Andrew Garrett Inc. |
|
ACTIVA |
52 Vanderbilt Ave Suite 403 New York NY 10017 |
212-682-8833 |
01/28/2025 |
IA-1710N |
|
Robert Schaffer, Mark Maurer, Mark Maurer |
29931 |
| INVESTMENT ADVISOR |
AON Hewitt Financial Advisors, LLC |
|
ACTIVA |
7201 Hewitt Associates Drive Charlotte NC 28262 |
704-646-0000 |
10/13/2011 |
IA-0906N |
|
Matthew Chotkowski |
158744 |
| INVESTMENT ADVISOR |
AON Investments USA Inc. |
|
ACTIVA |
200 East Randolph St Suite 700 Chicago IL 60601 |
312-381-1200 |
03/30/2022 |
IA-1507N |
|
Matthew Wallace |
105596 |
| INVESTMENT ADVISOR |
Aperio Group, LLC |
|
ACTIVA |
Three Harbor Drive Suite 204 Sausalito CA 94965 |
415-339-4300 |
03/21/2025 |
IA-1713N |
|
Charles Choon Sik Park |
111616 |
| INVESTMENT ADVISOR |
Apollon Wealth Management, LLC |
|
ACTIVA |
835 Coleman Blvd Suite 102 Mount Pleasant SC 29464 |
843-579-0018 |
11/04/2022 |
IA-1552N |
|
Michael Anson Herman |
291902 |
| INVESTMENT ADVISOR |
Appleton Partners Inc. |
|
ACTIVA |
One Post Office Square 6th Floor Boston MA 02109 |
617-338-0700 |
03/08/2011 |
IA-0885N |
|
Michelle D Hubley |
110049 |
| INVESTMENT ADVISOR |
Applied Finance Capital Management, LLC |
|
ACTIVA |
53 Calle Palmeras Suite 601 San Juan PR 00901 |
787-626-0404 |
06/05/2015 |
IA-1075N |
|
David D. Jones |
226755 |
| INVESTMENT ADVISOR |
ARC Advisory LLC |
|
ACTIVA |
325 9th Street Floor 3 San Francisco CA 94103 |
510-213-8085 |
06/12/2025 |
IA-1739N |
|
Adam Newkirk |
330258 |
| INVESTMENT ADVISOR |
Arco Global Management, LLC |
|
ACTIVA |
48 Road 165, Suite 4025 City View Plaza 2 Guaynabo PR 00968-8086 |
787-993-9650 |
06/25/2019 |
IA-1301N |
|
Francesco Piovanetti |
287921 |
| INVESTMENT ADVISOR |
Arctis Global LLC |
|
ACTIVA |
207 Calle Del Parque 7th Floor San Juan PR 00912-3242 |
+4402039951875 |
06/08/2021 |
IA-1432N |
|
Timothy Davenport |
308220 |
| INVESTMENT ADVISOR |
Arcus Capital Partners, LLC |
|
ACTIVA |
3060 Peachtree Road N.W. Suite 1880 Atlanta GA 30305 |
404-949-2111 |
11/19/2020 |
IA-1369N |
|
Adrienne Mandt |
147346 |
| INVESTMENT ADVISOR |
Arete Wealth Advisors, LLC |
|
ACTIVA |
1115 W Fulton Market 3rd Floor Chicago IL 60607 |
312-940-3684 |
01/04/2021 |
IA-1377N |
|
Unbo (Bob) Chung |
145488 |
| INVESTMENT ADVISOR |
Ariel Investments LLC |
|
ACTIVA |
200 East Randolph St Suite 2900 Chicago IL 60601 |
312-726-0140 |
08/29/2001 |
IA-0441N |
|
Wendy D Fox |
108211 |
| INVESTMENT ADVISOR |
Aristotle Capital Management, LLC |
|
ACTIVA |
11100 Santa Monica Blvd Suite 1700 Los Angeles CA 90025-0449 |
310-478-4005 |
03/04/2024 |
IA-1631N |
|
Michelle Gosom |
109876 |
| INVESTMENT ADVISOR |
Ark Invest |
|
ACTIVA |
3 E. 28th Street Floor 7 New York NY 10016 |
212-426-7040 |
03/27/2019 |
IA-1286N |
|
Kellen Carter |
169525 |
| INVESTMENT ADVISOR |
Arkadios Wealth Advisors |
|
ACTIVA |
309 East Paces Ferry Road Suite 1000 Atlanta GA 30305 |
404-445-0035 |
10/03/2018 |
IA-1255N |
|
Chester C. Payne, Javier F Reyes Colón |
288863 |
| INVESTMENT ADVISOR |
Arvest Wealth Management |
|
ACTIVA |
921 West Monroe Avenue LOWELL AR 72745 |
877-278-3781 |
03/14/2013 |
IA-0950N |
|
Thomas B. Harps |
42057 |
| INVESTMENT ADVISOR |
Ashton Thomas Securities, LLC |
|
ACTIVA |
200 Canal View Blvd. Suite 204 Rochester NY 14623 |
585-424-1234 |
03/29/2018 |
IA-1230N |
|
Joseph Lanzisera |
16629 |
| INVESTMENT ADVISOR |
Aspire Strategist Portfolios LLC |
|
ACTIVA |
99 Wall Street Suite 1448 New York NY 10005 |
212-292-3177 |
10/17/2024 |
IA-1685N |
|
Michael Lamoly |
327902 |
| INVESTMENT ADVISOR |
Assetmark, Inc. |
|
ACTIVA |
1855 Grant St 10th Floor Concord CA 94520-2445 |
800-664-5345 |
08/01/2008 |
IA-0802N |
|
Claire Blue |
109018 |
| INVESTMENT ADVISOR |
Atalanta Sosnoff Capital, LLC |
|
ACTIVA |
101 Park Ave New York NY 10178 |
212-867-5000 |
12/14/2007 |
IA-0767N |
|
Kevin S Kelly |
104880 |
| INVESTMENT ADVISOR |
Atalanta Sosnoff Management, LLC |
|
ACTIVA |
101 Park Ave New york NY 10178 |
212-867-5000 |
01/06/2004 |
IA-0572N |
|
Kevin S Kelly |
11085 |
| INVESTMENT ADVISOR |
Atlanta Capital |
|
ACTIVA |
1075 Peachtrree St NE Suite 2100 Atlanta GA 30309-3912 |
404-876-9411 |
06/26/2002 |
IA-0501N |
|
R Kelly Williams, Jr |
116719 |
| INVESTMENT ADVISOR |
AtlanticMidwest Investment Research LLC |
|
ACTIVA |
68 Antonio Lopez Suite 203 Humacao PR 00791 |
913-871-6670 |
02/14/2020 |
IA-1322 |
|
Douglas Reed |
305618 |
| INVESTMENT ADVISOR |
Atlantis Investment Coaching, LLC |
|
ACTIVA |
District View The Work Place 450 Ave de la Constitución Ste 200 San Juan PR 00901-2317 |
787-919-7314 |
11/30/2007 |
IA-0764 |
|
Omar Pereira |
145416 |
| INVESTMENT ADVISOR |
Atlas Asset Management LLC |
|
ACTIVA |
Buchanan Office Center Suite 201 Rd. 165 No. 40 Guaynabo PR 00968-8022 |
787-781-1301 |
12/03/2014 |
IA-1031N |
|
Paul Hopgood, Ana Suarez |
173561 |
| INVESTMENT ADVISOR |
ATON Financial LLC |
|
ACTIVA |
1590 Ponce de León Suite 206 San Juan PR 00926 |
787-459-1780 |
04/10/2018 |
IA-1232N |
|
Marko Rendic |
173070 |
| INVESTMENT ADVISOR |
Ausdal Financial Partners, Inc. |
|
ACTIVA |
5187 Utica Ridge Rd Davenport IA 52807 |
563-326-2064 |
01/06/2015 |
IA-1039N |
|
Robert B. Ausdal Jr., Robert R. Ausdal Jr. |
7995 |
| INVESTMENT ADVISOR |
Autopilot |
|
ACTIVA |
450 Lexington Avenue Ste. 400 New York NY 10017 |
646-574-4316 |
07/30/2024 |
IA-1668N |
|
John Hammond Heath |
331749 |
| INVESTMENT ADVISOR |
Avory & Co. |
|
ACTIVA |
12880 SW 63 CT Miami FL 33156 |
305-306-9494 |
06/20/2017 |
IA-1171N |
|
Sean Emory |
284812 |
| INVESTMENT ADVISOR |
Axxcess Wealth Management, LLC |
|
ACTIVA |
6005 Hidden Valley Road Suite 290 Carlsbad CA 92011 |
858-217-5347 |
09/20/2019 |
IA-1314N |
|
Michael Loren Seid |
164081 |
| INVESTMENT ADVISOR |
B. Riley Wealth Advisors, Inc. |
|
ACTIVA |
40 S. Main St. Suite 1800 Memphis TN 38103 |
901-251-1330 |
11/03/2005 |
IA-0649N |
|
Marcus Arneaud |
115927 |
| INVESTMENT ADVISOR |
Bahl & Gaynor Inc. |
|
ACTIVA |
212 East 3rd St Suite 200 Cincinnati OH 45202 |
513-287-6100 |
03/17/2009 |
IA-0822N |
|
Tita A Rogers |
106139 |
| INVESTMENT ADVISOR |
Baillie Gifford International LLC |
|
ACTIVA |
780 Third Avenue 43rd Floor New York NY 10017 |
212-319-4633 |
03/31/2022 |
IA-1514N |
|
Suzanne Quinn |
305849 |
| INVESTMENT ADVISOR |
Baillie Gifford Overseas Ltd |
|
ACTIVA |
Calton Square 1 Greenside Row Edinburgh EH1 3AN |
+44 131 275 2000 |
01/28/2021 |
IA-1384N |
|
Sarah Mckechnie |
110296 |
| INVESTMENT ADVISOR |
BAM Advisor Services, LLC |
|
ACTIVA |
8182 Maryland Ave Suite 500 St Louis MO 63105 |
314-725-0455 |
02/01/2007 |
IA-0727N |
|
Dan Haynes |
143319 |
| INVESTMENT ADVISOR |
Bankers Life Advisory Services, Inc. |
|
ACTIVA |
111 E. Wacker Drive Ste 1900 Chicago IL 60601 |
844-553-9083 |
10/26/2023 |
IA-1614N |
|
Alberta S. Roberts, Cheryl Heilman |
281285 |
| INVESTMENT ADVISOR |
Baron Capital Management, Inc. |
|
ACTIVA |
767 Fifth Avenue 49th Floor New York NY 10153 |
212-583-2000 |
12/12/2013 |
IA-0995N |
|
Gretta J. Heaney |
110791 |
| INVESTMENT ADVISOR |
Beacon Financial Group |
|
ACTIVA |
17300 Preston Rd Suite 120 Dallas TX 75252-5654 |
972-726-9888 |
01/07/2010 |
IA-0851N |
|
Stephen A Engro |
110038 |
| INVESTMENT ADVISOR |
Beacon Pointe Advisors, LLC |
|
ACTIVA |
24 Corporate Plaza Suite 150 Newport Beach CA 92660 |
949-718-1600 |
05/27/2010 |
IA-0869N |
|
Shannon Eusey |
119290 |
| INVESTMENT ADVISOR |
Beanstox |
|
ACTIVA |
1010 Sherbrooke Street West Suite 2105 Montreal, Quebec H3A2R7 |
514-849-1056 |
10/24/2021 |
IA-1459N |
|
Louise Anne Poirier |
291957 |
| INVESTMENT ADVISOR |
Belle Haven Investments, L.P. |
|
ACTIVA |
1133 Westchester Ave. Suite S221 White Plains NY 10604 |
203-629-3323 |
03/27/2013 |
IA-0955N |
|
Mark Steffen |
29278 |
| INVESTMENT ADVISOR |
Belpointe Asset Management, LLC |
|
ACTIVA |
125 Greenwich Ave Greenwich CT 06830 |
203-629-3300 |
01/07/2011 |
IA-0882N |
|
Gregory Skidmore |
143440 |
| INVESTMENT ADVISOR |
Benjamin F. Edwards & Company, Inc. |
|
ACTIVA |
One North Brentwood Blvd. Suite 850 St, Louis MO 63105 |
314-726-1600 |
04/26/2016 |
IA-1116N |
|
Edgar A. Cole II, Billy Wisdom |
146936 |
| INVESTMENT ADVISOR |
Betterment |
|
ACTIVA |
61 West 23rd Street 5th Floor New York NY 10010 |
212-228-1328 |
03/26/2015 |
IA-1053N |
|
Eli Broverman |
149117 |
| INVESTMENT ADVISOR |
BHPR Equity Research Corp. |
|
ACTIVA |
53 Calle Palmeras Caribe Office Building, Suite 600 San Juan PR 00901-2421 |
714-809-3284 |
10/16/2024 |
IA-1641 |
|
Hilary Hendershott |
328585 |
| INVESTMENT ADVISOR |
Blackridge Asset Management, LLC |
|
ACTIVA |
1070 E. Indiantown Road Suite 208-210 Jupiter FL 33477 |
561-641-5050 |
03/19/2020 |
IA-1334N |
|
Matt A. Myers |
277085 |
| INVESTMENT ADVISOR |
Blackrock (Singapore) Limited |
|
ACTIVA |
#18-01, Twenty Anson 20 Anson Road Singapore SG 079912 |
+65 6411 3000 |
07/12/2012 |
IA-0930N |
|
Guat Sian Tan |
164594 |
| INVESTMENT ADVISOR |
Blackrock Advisors, LLC |
|
ACTIVA |
100 Bellevue Parkway Wilmington DE 19809-3700 |
302-797-2000 |
03/29/2018 |
IA-1220N |
|
Charles Park |
106614 |
| INVESTMENT ADVISOR |
Blackrock Asset Management North Asia Limited |
|
ACTIVA |
Room 1501-02 & 16/F Cheung Kong Center 2 Queen's Road Central Hong Kong CH |
+852 3903 2800 |
01/11/2013 |
IA-0944N |
|
Juanita Li Yuen Ting |
165482 |
| INVESTMENT ADVISOR |
Blackrock Capital Management, Inc. |
|
ACTIVA |
100 Bellevue Parkway Wilmington DE 19809 |
302-797-2000 |
01/08/2003 |
IA-0535N |
|
Carsten Otto |
108069 |
| INVESTMENT ADVISOR |
Blackrock Financial Management, Inc. |
|
ACTIVA |
55 East 52nd St New York NY 10055 |
212-810-5300 |
03/31/2006 |
IA-0683N |
|
Carsten Otto |
107105 |
| INVESTMENT ADVISOR |
Blackrock Fund Advisors |
|
ACTIVA |
400 Howard Street San Franciso CA 94105 |
415-670-2000 |
03/29/2018 |
IA-1223N |
|
Charles Park |
105247 |
| INVESTMENT ADVISOR |
Blackrock International Limited |
|
ACTIVA |
Exchange Place One 1 Semple St Edinburgh EH3 8BL |
011-44-131-472-7200 |
03/31/2009 |
IA-0826N |
|
Georgina Fogo |
106843 |
| INVESTMENT ADVISOR |
Blackrock Investment Management, LLC |
|
ACTIVA |
1 University Square Drive Princeton NJ 08540 |
609-282-2000 |
09/11/2006 |
IA-0709N |
|
Carsten Otto |
108928 |
| INVESTMENT ADVISOR |
Blackrock Private Equity Partners AG |
|
ACTIVA |
Claridenstrasse 25 Zurich SW 8002 |
41 44 205 5300 |
09/16/2013 |
IA-0983N |
|
Susan Seidel |
161987 |
| INVESTMENT ADVISOR |
Blackrock Realty Advisors Inc. |
|
ACTIVA |
40 East 52nd Street New York NY 10022 |
212-810-5300 |
03/29/2018 |
IA-1228N |
|
Robert Weiss |
109457 |
| INVESTMENT ADVISOR |
Bleakley Financial Group, LLC |
|
ACTIVA |
100 Passaic Avenue Suite 300 Fairfield NJ 07004 |
973-575-4180 |
06/30/2022 |
IA-1532N |
|
Richard L. Zack |
318366 |
| INVESTMENT ADVISOR |
Bloom Investment Advisors, LLC |
|
ACTIVA |
653 Arcadia Road Ridgewood NJ 07450 |
201-790-6643 |
06/07/2022 |
IA-1530N |
|
Sung Hyun Mo |
317405 |
| INVESTMENT ADVISOR |
Blue Ocean Strategic Advisors, LLC |
|
ACTIVA |
Ochoa Building 500 De la Tanca Street, Suite 205 San Juan PR 00901 |
787-724-1379 |
03/27/2013 |
IA-0945 |
|
Emilio S. Vilella |
165146 |
| INVESTMENT ADVISOR |
Blue Point Strategic Wealth Management, LLC |
|
ACTIVA |
115 West Century Road Suite 360 Paramus NJ 07652 |
201-690-3035 |
05/15/2015 |
IA-1049NS |
|
Michael Depol |
166617 |
| INVESTMENT ADVISOR |
BNY Mellon Securities |
|
ACTIVA |
240 Greenwich Street New York NY 10286 |
212-635-4738 |
09/09/1997 |
IA-0252N |
|
William Kennedy, Joseph W Connolly |
231 |
| INVESTMENT ADVISOR |
Boston Common Asset Management, LLC |
|
ACTIVA |
84 State St Suite 940 Boston MA 02109 |
617-720-5557 |
03/30/2011 |
IA-0891N |
|
Kristina Eisnor |
123558 |
| INVESTMENT ADVISOR |
Boyd Watterson Asset Management, LLC |
|
ACTIVA |
1301 East 9th Street Suite 2900 Cleveland OH 44114-3179 |
216-771-3450 |
09/02/2020 |
IA-1361N |
|
Thomas J. Tarantino |
107808 |
| INVESTMENT ADVISOR |
Brandes Investment Partners, LP |
|
ACTIVA |
11988 El Camino Real Suite 600 San Diego CA 92130-3579 |
858-755-0239 |
06/23/1992 |
IA-0121N |
|
Roberta Loubier |
105404 |
| INVESTMENT ADVISOR |
Brandywine Global Investment Management, LLC |
|
ACTIVA |
2929 Arch St 8th Floor Philadelphia PA 19104 |
215-609-3500 |
06/27/1994 |
IA-0173N |
|
Christopher D Marzullo |
110783 |
| INVESTMENT ADVISOR |
Brave Warrior Advisors, LLC |
|
ACTIVA |
12 East 49th Street 24th FL. New York NY 10017 |
212-421-9760 |
03/30/2023 |
IA-1583N |
|
Donna M. Martel-Downing |
108894 |
| INVESTMENT ADVISOR |
Breckinridge Capital Advisors Inc |
|
ACTIVA |
125 High Street Oliver Street Tower, 4th Floor Boston MA 02110-1529 |
617-443-0779 |
03/27/2017 |
IA-1157N |
|
Helen Mcauley |
107143 |
| INVESTMENT ADVISOR |
Brookfield Public Securities Group LLC |
|
ACTIVA |
Brookfield Place 250 Vesey Street, 15th Floor New York NY 10281-1023 |
212-549-8400 |
03/29/2019 |
IA-1293N |
|
Brian T. Hourihan |
110497 |
| INVESTMENT ADVISOR |
Brookstone Capital Management LLC |
|
ACTIVA |
1745 S. Naperville Road Suite 200 Wheaton IL 60189 |
630-653-1400 |
11/02/2022 |
IA-1551N |
|
Matt Lovett |
141413 |
| INVESTMENT ADVISOR |
Broxton Capital Advisors LLC |
|
ACTIVA |
151 Calle De San Francisco Old San Juan PR 00901-1659 |
310-208-2191 |
11/05/2015 |
IA-1089 |
|
Robert A. Cooke |
136914 |
| INVESTMENT ADVISOR |
BTG Pactual Asset Management US, LLC |
|
ACTIVA |
601 Lexington Avenue 57th Floor New York NY 10022 |
212-293-4600 |
11/26/2024 |
IA-1693N |
|
Sharon Ingram |
152538 |
| INVESTMENT ADVISOR |
BTS Asset Management, Inc. |
|
ACTIVA |
420 Bedford Street Suite 340 Lexington MA 02420 |
781-863-2545 |
03/27/2013 |
IA-0957N |
|
Gary A. Shilman |
105215 |
| INVESTMENT ADVISOR |
Buckley Capital Advisors, LLC |
|
ACTIVA |
433 Broadway Suite 611 New York NY 10013 |
970-846-5573 |
02/10/2021 |
IA-1388N |
|
Kenneth E. Walsh |
268818 |
| INVESTMENT ADVISOR |
Cabin Advisors, LLC |
|
ACTIVA |
6240 W. 135th Street Suite 214 Overland Park KS 66223 |
913-933-3351 |
06/13/2025 |
IA-1740N |
|
Mark Atchity |
312547 |
| INVESTMENT ADVISOR |
CAF Investments LLC |
|
ACTIVA |
Urb. Montecielo Calle 2 #1 Guaynabo PR 00971 |
787-206-1637 |
02/01/2022 |
IA-1416 |
|
Carlos, Feliciano, |
313629 |
| INVESTMENT ADVISOR |
Calamos Wealth Management LLC |
|
ACTIVA |
2020 Calamos Court Naperville IL 60563-2787 |
630-245-7200 |
10/09/2015 |
IA-1088N |
|
Elizabeth Watkins |
143490 |
| INVESTMENT ADVISOR |
Calton & Associates, Inc. |
|
ACTIVA |
14497 N. Dale Mabry Hwy Suite 215 Tampa FL 33618 |
813-264-0440 |
08/28/2025 |
IA-1750N |
|
Robert B. Greblunas, Saad Rahmouni Idrissi |
20999 |
| INVESTMENT ADVISOR |
Calvert Research and Management |
|
ACTIVA |
2050 M Street NW 2nd Floor Washington DC 20036 |
800-368-2745 |
03/28/2024 |
IA-1650N |
|
Hope Brown |
285127 |
| INVESTMENT ADVISOR |
Cambiar Investors, LLC |
|
ACTIVA |
2401 E Second Ave Suite 500 Denver CO 80206 |
303-302-9000 |
09/06/2001 |
IA-0443N |
|
Christine M Simon |
115093 |
| INVESTMENT ADVISOR |
Cambridge Associates, LLC |
|
ACTIVA |
125 High Street Boston MA 02110-2112 |
617-457-7500 |
03/31/2014 |
IA-1010N |
|
Steven Y. Quintero |
104942 |
| INVESTMENT ADVISOR |
Cambridge Investment Research Advisors, Inc. |
|
ACTIVA |
1776 Pleasant Plain Rd Fairfield IA 52556-8757 |
641-472-5100 |
11/13/2009 |
IA-0846N |
|
Thomas J Anderson |
134139 |
| INVESTMENT ADVISOR |
Cantor Fitzgerald Investment Advisors |
|
ACTIVA |
110 East 59th Street New York NY 10022 |
212-829-4952 |
03/28/2017 |
IA-1159N |
|
Stephen M. Hart |
159296 |
| INVESTMENT ADVISOR |
Capacuity LLC |
|
ACTIVA |
300 International Parkway Suite 350 Lake Mary FL 32746 |
407-949-6889 |
05/26/2021 |
IA-1430N |
|
Bryant Kirk |
297679 |
| INVESTMENT ADVISOR |
Capital Analysts |
|
ACTIVA |
601 Office Center Drive Suite 300 Fort Washington PA 19034-3232 |
800-242-1421 |
04/18/2024 |
IA-1660N |
|
Maureen A. Mattson |
162200 |
| INVESTMENT ADVISOR |
Capital Investment Advisors, LLC |
|
ACTIVA |
200 Sandy Springs Place Suite 300 Atlanta GA 30328 |
404-531-0018 |
08/14/2017 |
IA-1183N |
|
Michael Reiner |
158055 |
| INVESTMENT ADVISOR |
Capital Research and Management Company |
|
ACTIVA |
333 S Hope Street 55th Floor Los Angeles CA 90071-1406 |
213-486-9200 |
12/21/2017 |
IA-1195N |
|
Canise M. Arredondo |
110885 |
| INVESTMENT ADVISOR |
Capital United, LLC |
|
ACTIVA |
5920 NE Ray Circle Ste 180 Hillsboro OR 97124 |
424-279-8308 |
10/07/2025 |
IA-1679NS |
|
Tiffany Michelle Winkles |
285616 |
| INVESTMENT ADVISOR |
Capitalia Advisors, LLC |
|
ACTIVA |
Ave. Palma Real #2 Suite 103 Guaynabo PR 00970 |
787-705-8694 |
02/06/2015 |
IA-1043 |
|
Roberto Olson |
173030 |
| INVESTMENT ADVISOR |
Captrust |
|
ACTIVA |
4208 Six Forks RD Suite 1700 Raleigh NC 27609 |
919-870-6822 |
09/30/2019 |
IA-1316N |
|
Denise M Buchanan |
175112 |
| INVESTMENT ADVISOR |
Carillon Tower Advisers, Inc. |
|
ACTIVA |
880 Carillon Parkway St. Petersburg FL 33716 |
800-521-1195 |
11/29/2016 |
IA-1141N |
|
Damian Sousa |
174904 |
| INVESTMENT ADVISOR |
CARRY ADVISORS LLC |
|
ACTIVA |
10 Grand Street STE 1800 Brooklyn NY 11249 |
201-472-0612 |
05/15/2025 |
IA-1735N |
|
Evan Cohen |
323620 |
| INVESTMENT ADVISOR |
Catalyst Capital Advisors LLC |
|
ACTIVA |
53 Palmeras St Suite 601 San Juan PR 00901 |
787-334-1781 |
03/29/2023 |
IA-1577N |
|
Robert Glass |
139895 |
| INVESTMENT ADVISOR |
Causeway Capital Management LLC |
|
ACTIVA |
11111 Santa Monica Boulevard 15th Floor Los Angeles CA 90025 |
310-231-6100 |
04/01/2013 |
IA-0964N |
|
Gracie V. Fermelia |
113308 |
| INVESTMENT ADVISOR |
Cavanal Hill Investment Management, Inc. |
|
ACTIVA |
One Williams Center 15th Floor Tulsa OK 74172-0172 |
800-958-2942 |
01/22/2015 |
IA-1042N |
|
Cherie J. Jolly |
110774 |
| INVESTMENT ADVISOR |
CBiz Investment Advisory Services, LLC |
|
ACTIVA |
6050 Oak Tree Blvd Suite 500 Cleveland OH 44131 |
216-447-9000 |
07/09/2019 |
IA-1303N |
|
Kathryn H. Louttit |
286002 |
| INVESTMENT ADVISOR |
Celeres Capital Advisors, LLC |
|
ACTIVA |
1225 Avenida Juan Ponce De León VIG Tower Penthouse San Juan PR 00907 |
646-481-0469 |
07/16/2019 |
IA-1302N |
|
Paul Carey |
304581 |
| INVESTMENT ADVISOR |
Centaurus Financial, Inc. |
|
ACTIVA |
2300 E. Katella Avenue Suite #200 Anaheim CA 92806 |
714-456-1790 |
07/29/2022 |
IA-1537N |
|
Diana Reyes, Jerry Duhovic |
30833 |
| INVESTMENT ADVISOR |
Centura Wealth Advisory |
|
ACTIVA |
12255 El Camino Real Suite 125 San Diego CA 92130 |
858-771-9500 |
08/21/2025 |
IA-1748N |
|
Jennifer C Krakower |
296985 |
| INVESTMENT ADVISOR |
Cerity Partners LLC |
|
ACTIVA |
335 Madison Avenue 23rd Floor New York NY 10017 |
212-850-4260 |
02/03/2022 |
IA-1485N |
|
Stuart Evans |
151559 |
| INVESTMENT ADVISOR |
Cetera Investment Advisers LLC |
|
ACTIVA |
200 North Martingale Road Shaumburg IL 60173-2096 |
888-528-2987 |
03/31/2003 |
IA-0547N |
|
Ami Shah |
105644 |
| INVESTMENT ADVISOR |
CGam LLC |
|
ACTIVA |
2020 Calamos Court Naperville IL 60563 |
630-245-7200 |
10/07/2022 |
IA-1543N |
|
Constance Palas |
322813 |
| INVESTMENT ADVISOR |
Chapel Bridge Wealth Advisors |
|
ACTIVA |
53 Palmeras Street Suite 601 San Juan PR 00901 |
614-552-8200 |
07/11/2022 |
IA-1534N |
|
Renee Davies |
313295 |
| INVESTMENT ADVISOR |
Charles Schwab & Co., Inc. |
|
ACTIVA |
211 Main Street San Francisco CA 94105 |
415-636-7000 |
09/14/1988 |
IA-0059N |
|
Francisco J. Vivas, Dean Jeske, Marc Stewart |
5393 |
| INVESTMENT ADVISOR |
Charles Schwab Investment Management, Inc. |
|
ACTIVA |
211 Main St San Francisco CA 94105 |
415-667-9200 |
10/02/2003 |
IA-0565N |
|
Michael F Hogan |
106753 |
| INVESTMENT ADVISOR |
Chartwell Investment Partners, Inc. |
|
ACTIVA |
1235 Westlakes Drive Suite 400 Berwyn PA 19312 |
610-296-1400 |
03/05/2014 |
IA-1005N |
|
Greg Hagar |
170335 |
| INVESTMENT ADVISOR |
Chicago Partners Investment Group LLC |
|
ACTIVA |
1 North Wacker Drive Suite 4075 Chicago IL 60606 |
312-284-6363 |
03/21/2024 |
IA-1639N |
|
Jim Hagedorn |
147662 |
| INVESTMENT ADVISOR |
Chinea Wealth Management, LLC |
|
ACTIVA |
Metro Office Park 2, Calle 1 Suite 100 Guaynabo PR 00968 |
201-274-5741 |
08/22/2024 |
IA-1676 |
|
Christian Rivera Chinea |
331477 |
| INVESTMENT ADVISOR |
CI Private Wealth |
|
ACTIVA |
90 Park Avenue 34th Floor New York NY 10016 |
305-781-3040 |
05/12/2022 |
IA-1521N |
|
Larry T. Nakamura |
319448 |
| INVESTMENT ADVISOR |
CIBC Private Wealth Advisors, Inc. |
|
ACTIVA |
181 West Madison Street 36th Floor Chicago IL 60602 |
312-368-7700 |
08/19/2020 |
IA-1360N |
|
Gregory B. Campbell |
109644 |
| INVESTMENT ADVISOR |
Cincinnati Asset Management Inc. |
|
ACTIVA |
8845 Governor's Hill Drive Suite 230 Cincinnati OH 45249-3317 |
513-554-8500 |
01/14/2014 |
IA-1001N |
|
Charles D. Mencer |
104946 |
| INVESTMENT ADVISOR |
Citigroup Global Markets Inc. |
|
ACTIVA |
388 Greenwich Street Tower Building New York NY 10013 |
212-816-6000 |
03/28/2013 |
IA-0958N |
|
Katrina Basil, John C. Gavin, Dana L. Platt, John C. Gavin |
7059 |
| INVESTMENT ADVISOR |
Citizens Securities, Inc. |
|
ACTIVA |
770 Legacy Place MLP240 Dedham MA 02026 |
781-551-3973 |
08/11/2015 |
IA-1080N |
|
Diane P Novak, Diane P. Novak |
39550 |
| INVESTMENT ADVISOR |
Clarfeld |
|
ACTIVA |
520 White Plains Road 3rd Floor Tarrytown NY 10591 |
914-846-0100 |
03/25/2022 |
IA-1502N |
|
Joy M Soodik |
106743 |
| INVESTMENT ADVISOR |
Clark Capital Management Group Inc |
|
ACTIVA |
One Liberty Place, 53rd Floor 1650 Market Street Philadelphia PA 19103 |
215-569-2224 |
06/19/2013 |
IA-0975N |
|
Denise Clark Williams |
104796 |
| INVESTMENT ADVISOR |
Clearbridge Investments, LLC |
|
ACTIVA |
620 8th Ave New York NY 10018 |
212-805-2000 |
06/20/2008 |
IA-0795N |
|
Barbara Brooke Manning |
137028 |
| INVESTMENT ADVISOR |
Clearstead Advisors, LLC |
|
ACTIVA |
1100 Superior Ave East Suite 700 Cleveland OH 44114 |
216-621-1090 |
07/03/2024 |
IA-1671N |
|
Steven F. Wolken |
105674 |
| INVESTMENT ADVISOR |
CLS Investments, LLC |
|
ACTIVA |
17605 Wright St Omaha Ne 68130 |
402-493-3313 |
01/14/1998 |
IA-0264N |
|
Mike Forker |
107975 |
| INVESTMENT ADVISOR |
Cohen & Steers Capital Management, Inc. |
|
ACTIVA |
280 Park Ave 10th Floor New York NY 10017-1216 |
212-832-3232 |
10/02/2003 |
IA-0564N |
|
Lisa D Phelan |
106266 |
| INVESTMENT ADVISOR |
Columbia Management Investments Advisers, LLC |
|
ACTIVA |
225 Franklin St Boston MA 02110 |
800-225-2365 |
12/08/2008 |
IA-0809N |
|
Lee A Faria |
108257 |
| INVESTMENT ADVISOR |
Commonwealth Financial Network |
|
ACTIVA |
29 Sawyer Road Waltham MA 02453-3483 |
781-736-0700 |
07/16/2001 |
IA-0435N |
|
Peter Wheeler, Paul Tolley |
8032 |
| INVESTMENT ADVISOR |
Compass Financial Management LLC |
|
ACTIVA |
2001 Route 46 Suite 310 Parsippany NJ 07054 |
973-402-9700 |
06/01/2021 |
IA-1427N |
|
Matthew Markowski |
156345 |
| INVESTMENT ADVISOR |
Concordia Wealth Planning, LLC |
|
ACTIVA |
6556 Valley Oak Drive Powell OH 43065 |
614-881-1500 |
03/19/2024 |
IA-1630NS |
|
Andrew Jonathan Silver |
304639 |
| INVESTMENT ADVISOR |
Confluence Investment Management LLC |
|
ACTIVA |
20 Allen Avenue Suite 300 Saint Lous MO 63119 |
314-743-5090 |
03/16/2018 |
IA-1239N |
|
Anne Kochevar |
146019 |
| INVESTMENT ADVISOR |
Connelly Capital Management LLC |
|
ACTIVA |
2 Tabonuco Street, Gam Tower Suite 401A Guaynabo PR 00968 |
787-231-8042 |
09/06/2024 |
IA-1682N |
|
Gustavo Ayala, Cristina Dominguez |
324104 |
| INVESTMENT ADVISOR |
Consultiva Wealth Management, Corp. |
|
ACTIVA |
American International Plaza 250 Ave. Muñoz Rivera, Suite 415 San Juan PR 00918 |
787-763-5868 |
03/28/2001 |
IA-0360N |
|
Diana Torres Rivera, Edmundo J. Garza |
111846 |
| INVESTMENT ADVISOR |
Copper Beech Financial Group, LLC |
|
ACTIVA |
1223 N. Church Street Moorestown NJ 08057 |
856-988-8300 |
07/26/2021 |
IA-1440N |
|
Michael J Parise |
313156 |
| INVESTMENT ADVISOR |
Corecap Advisors |
|
ACTIVA |
27777 Franklin Road Suite 700 Southfield MI 48034 |
888-296-3360 |
08/13/2019 |
IA-1307N |
|
Judith A. Villareal |
158819 |
| INVESTMENT ADVISOR |
Corinthian Partners Asset Management LLC |
|
ACTIVA |
850 Third Ave 16C New York NY 10022 |
212-287-1500 |
08/22/2019 |
IA-1309N |
|
Reginald Robinson |
109385 |
| INVESTMENT ADVISOR |
Cove |
|
ACTIVA |
1991 Stanley Ave 95050 CA Santa Clara |
651-442-9483 |
01/22/2025 |
IA-1698N |
|
Sarah Mirsky-Terranova |
329900 |
| INVESTMENT ADVISOR |
Cramer Rosenthal McGlynn LLC |
|
ACTIVA |
820 Madison Ave 20th Floor New York NY 10022 |
212-326-5300 |
03/29/2007 |
IA-0737N |
|
Steven A Yadegari |
107911 |
| INVESTMENT ADVISOR |
Creand Management |
|
ACTIVA |
777 Brickell Avenue Suite 1201 Miami FL 33131 |
305-358-8844 |
11/13/2024 |
IA-1689N |
|
Idelma Hervis |
154894 |
| INVESTMENT ADVISOR |
Creative Planning |
|
ACTIVA |
3400 College Blvd Leawood KS 66211 |
913-338-2727 |
03/09/2011 |
IA-0886N |
|
James Dewitt |
105348 |
| INVESTMENT ADVISOR |
Crespo Capital LLC |
Titan Investments |
ACTIVA |
7643 Gate Pkwy Ste 104-804 Jacksonville FL 33132 |
786-538-5934 |
06/21/2017 |
IA-1172NS |
|
Alberto Luis Crespo |
285294 |
| INVESTMENT ADVISOR |
Cresset Asset Management, LLC |
|
ACTIVA |
444 W. Lake Street Suite 4700 Chicago IL 60606 |
312-429-2400 |
10/29/2025 |
IA-1758N |
|
Amy Hong |
288566 |
| INVESTMENT ADVISOR |
Crossmark Global Investments, Inc. |
|
ACTIVA |
15375 Memorial Drive Suite 200 Houston TX 77079 |
713-260-9000 |
06/29/2021 |
IA-1435N |
|
Jim Coppedge |
113360 |
| INVESTMENT ADVISOR |
Crystal Capital Partners, LLC |
|
ACTIVA |
1111 Kane Concourse Suite 404 Bay Harbor Islands FL 33154 |
305-868-1500 |
03/29/2023 |
IA-1579N |
|
Michael Hoyer |
146010 |
| INVESTMENT ADVISOR |
CSM ADVISORS, LLC (CS MCKEE) |
|
ACTIVA |
One Gateway Center 8th Floor Pittsburgh PA 15222 |
412-566-1234 |
03/17/2020 |
IA-1333N |
|
Ulf Skreppen |
306128 |
| INVESTMENT ADVISOR |
Cullen Capital Management, LLC |
|
ACTIVA |
645 Fifth Avenue 12th Floor New York NY 10022 |
212-644-1800 |
03/30/2021 |
IA-1406N |
|
Steven M. Mullooly |
113128 |
| INVESTMENT ADVISOR |
Cumberland Advisors |
|
ACTIVA |
One Sarasota Tower 2 N. Tamiami Trail, Suite 303 Sarasota FL 34236 |
1-800-257-7013 |
02/03/2016 |
IA-1101N |
|
David R. Kotok |
107964 |
| INVESTMENT ADVISOR |
CWA Asset Management Group |
|
ACTIVA |
9130 Galleria Court Third Floor Naples FL 34109 |
239-434-7434 |
05/08/2024 |
IA-1664N |
|
Kimberly Key |
158940 |
| INVESTMENT ADVISOR |
CWM, LLC |
|
ACTIVA |
13321 California Street Suite 100 Omaha NE 68154 |
402-330-0808 |
01/03/2018 |
IA-1199N |
|
Daniel P. Tobin |
155344 |
| INVESTMENT ADVISOR |
Dana Investment Advisors Inc |
|
ACTIVA |
20700 Swenson Drive Suite 400 Waukesha WI 53186-0904 |
262-782-3631 |
03/29/2019 |
IA-1292N |
|
Michael C. Stewart |
105879 |
| INVESTMENT ADVISOR |
Dasta Investments LLC |
|
ACTIVA |
101 Greenwich Street Floor 2, Suite 402 New York NY 10006 |
917-261-2036 |
11/29/2024 |
IA-1695N |
|
Justin Ramirez |
315589 |
| INVESTMENT ADVISOR |
Datalign |
|
ACTIVA |
One Kendall Square B2201 Cambridge MA 02139 |
781-228-5678 |
10/23/2023 |
IA-1615N |
|
Hilary Malecha |
317004 |
| INVESTMENT ADVISOR |
Davis Select Advisers NY Inc. |
|
ACTIVA |
620 Fifth Ave 3rd Floor New York NY 10020 |
212-891-5500 |
03/02/2001 |
IA-0405N |
|
Sharra Haynes |
106659 |
| INVESTMENT ADVISOR |
Davis Selected Advisers, L.P. |
|
ACTIVA |
3601 East Britannia Drive Tucson AZ 85706-5041 |
800-279-2279 |
11/14/2000 |
IA-0376N |
|
Sharra Haynes |
108674 |
| INVESTMENT ADVISOR |
Delaware Management Business Trust |
|
ACTIVA |
2005 Market St Philadelphia PA 19103-7098 |
215-255-2300 |
04/30/2001 |
IA-0422N |
|
Brian L Murray Jr |
105390 |
| INVESTMENT ADVISOR |
Denali Advisors, LLC |
|
ACTIVA |
5075 Shoreham Place Suite 120 San Diego CA 92122 |
858-558-3600 |
07/17/2024 |
IA-1674N |
|
Deborah Lamb |
110242 |
| INVESTMENT ADVISOR |
Deutsche Bank Securities Inc. |
|
ACTIVA |
60 Wall Street New York NY 10005 |
212-250-2500 |
03/24/1998 |
IA-0271N |
|
Margaret M. Adams |
2525 |
| INVESTMENT ADVISOR |
Deutsche Investment Management Americas Inc. |
|
ACTIVA |
345 Park Ave New York NY 10154 |
212-250-2447 |
07/23/1974 |
IA-0014N |
|
Robert A Kloby |
104518 |
| INVESTMENT ADVISOR |
DG Capital Management, LLC |
|
ACTIVA |
460 Park Avenue 22nd Floor New York NY 10022 |
646-942-5700 |
03/29/2022 |
IA-1505N |
|
Eric Evanter |
157258 |
| INVESTMENT ADVISOR |
Dimensional Fund Advisors LP |
|
ACTIVA |
6300 Bee Cave Road Building One Austin TX 78746 |
512-306-7400 |
04/04/2013 |
IA-0963N |
|
Christopher S. Crossan |
106482 |
| INVESTMENT ADVISOR |
Dimeo Schneider & Associates LLC |
|
ACTIVA |
500 West Madison Street Suite 1700 Chicago IL 60661-4593 |
312-853-1000 |
01/12/2021 |
IA-1381N |
|
Lisa M. Tamburini |
106720 |
| INVESTMENT ADVISOR |
DMK Advisor Group, Inc. |
|
ACTIVA |
7114 W. Jefferson Ave. Suite 305 Lakewood CO 80235 |
303-996-5680 |
04/17/2019 |
IA-1296N |
|
Stephen A. Kohn |
41067 |
| INVESTMENT ADVISOR |
Dolan Mceniry Capital Management LLC |
|
ACTIVA |
120 North LaSalle Street Suite 1510 Chicago IL 60602 |
312-345-4800 |
03/31/2014 |
IA-1012N |
|
Jason M. Scheffler |
108658 |
| INVESTMENT ADVISOR |
Dominari Securities, LLC |
|
ACTIVA |
725 Fifth Avenue 23rd Fl. New York NY 10022 |
212-393-4500 |
03/28/2024 |
IA-1654N |
|
Jaime Mercado, Jaime Mercado |
18975 |
| INVESTMENT ADVISOR |
DSCQG PR LLC |
|
ACTIVA |
1225 Ave Ponce De Leon Suite BS--C2 San Juan PR 00907 |
312-621-7417 |
09/23/2025 |
IA-1736 |
|
Iolette Cruz |
296358 |
| INVESTMENT ADVISOR |
DSM Capital Partners |
|
ACTIVA |
116 Radio Circle Drive Suite 200 Mt Kisco NY 10549 |
914-242-1900 |
03/24/2009 |
IA-0823N |
|
Russell S Katz |
113609 |
| INVESTMENT ADVISOR |
Ducenta Squared Asset Management |
|
ACTIVA |
555 W. 5th Street Suite 3700 Los Angeles CA 90013-1082 |
213-687-9170 |
07/30/2020 |
IA-1358N |
|
Jason Rall |
308920 |
| INVESTMENT ADVISOR |
Eagle Asset Management Inc. |
|
ACTIVA |
880 Carillon Pkwy St Petersburg FL 33733 |
727-573-2453 |
02/16/1995 |
IA-0185N |
|
Damian D Sousa |
110653 |
| INVESTMENT ADVISOR |
Eagle Bay Advisors LLC |
|
ACTIVA |
7 World Trade Center 250 Greenwich Street, 46th Floor New York NY 10007 |
917-328-9099 |
02/01/2022 |
IA-1483N |
|
Cynthia Curtis |
281675 |
| INVESTMENT ADVISOR |
Earnest Partners, LLC |
|
ACTIVA |
1180 Peachtree St NE Suite 2300 Atlanta GA 30309 |
404-815-8772 |
03/30/2004 |
IA-0583N |
|
James M Wilson |
107926 |
| INVESTMENT ADVISOR |
Eaton Vance Management |
|
ACTIVA |
Two International Place Boston MA 02110 |
617-482-8260 |
08/18/1999 |
IA-0316N |
|
Paul O'Neill |
104859 |
| INVESTMENT ADVISOR |
Edward D. Jones & Co., LP |
|
ACTIVA |
12555 Manchester RD St. Louis MO 63131-3729 |
314-515-8067 |
02/27/2009 |
IA-0820N |
|
Steve Melichar, Stephen T. Bee |
250 |
| INVESTMENT ADVISOR |
EFS Advisors |
|
ACTIVA |
1995 East Rum River Drive S Cambridge MN 55008 |
763-689-9023 |
03/13/2024 |
IA-1633N |
|
Neil Lance |
115211 |
| INVESTMENT ADVISOR |
Ellevity Capital, LLC |
|
ACTIVA |
200 Dorado Beach Drive #3611 Dorado PR 00646 |
800-318-4572 |
07/13/2018 |
IA-1198 |
|
Dorian Punj |
282390 |
| INVESTMENT ADVISOR |
Emerson Equity LLC |
|
ACTIVA |
155 Bovet Road Suite 725 San Mateo CA 94402 |
650-312-0200 |
07/12/2021 |
IA-1439N |
|
Dominic Baldini, Dominic Baldini |
130032 |
| INVESTMENT ADVISOR |
Encompass More Asset Management LLC |
|
ACTIVA |
390 Diablo RD Suite 100 Danville CA 94526 |
925-272-8850 |
04/04/2025 |
IA-1725N |
|
Christopher Chatto |
322382 |
| INVESTMENT ADVISOR |
Enhanced PK Services, LLC |
|
ACTIVA |
221 Ponce De Leon Avenue 5th Floor San Juan PR 00917 |
646-829-3629 |
01/04/2021 |
IA-1370N |
|
Paul Kasper |
311371 |
| INVESTMENT ADVISOR |
Envestnet PMC |
|
ACTIVA |
35 East Wacker Drive Suite 2400 Chicago IL 60601-2206 |
312-827-2800 |
05/23/2002 |
IA-0494N |
|
Debra Jane Devoe |
111694 |
| INVESTMENT ADVISOR |
Envestnet Portfolio Solutions, Inc. |
|
ACTIVA |
75 State St 6th Floor Boston MA 02109 |
866-924-8912 |
10/13/2000 |
IA-0374N |
|
Debra Jane Devoe |
109662 |
| INVESTMENT ADVISOR |
Envestnet Retirement Solutions, LLC |
|
ACTIVA |
35 East Wacker Drive Suite 2400 Chicago IL 60601 |
312-827-7957 |
06/24/2014 |
IA-1018N |
|
Debra Devoe |
171570 |
| INVESTMENT ADVISOR |
Envoy Advisory Inc. |
|
ACTIVA |
4194 Royal Pine Drive Colorado Springs CO 80920 |
888-879-1376 |
12/26/2019 |
IA-1323N |
|
Frederick A. Newell |
306559 |
| INVESTMENT ADVISOR |
Eqis Capital Management |
|
ACTIVA |
1299 4th St. Suite 502 San Rafael CA 94901 |
800-949-9936 |
08/14/2013 |
IA-0980N |
|
Jennifer Winters |
126052 |
| INVESTMENT ADVISOR |
Equalize Capital LLC |
|
ACTIVA |
PMB 5333, 151 Calle San Francisco Suite 200 San Juan PR 00901-1607 |
443-802-6135 |
03/13/2023 |
IA-1586N |
|
Kenneth R. Smith |
300640 |
| INVESTMENT ADVISOR |
Equitable Advisors, LLC |
|
ACTIVA |
1290 Avenue of the Americas New York NY 10104 |
787-759-3333 |
03/29/2001 |
IA-0417N |
|
Christopher Larussa, Christian Cannon, Hiram A. Ramírez Rangel |
6627 |
| INVESTMENT ADVISOR |
Equity Investment Corporation |
|
ACTIVA |
3007 Piedmont Road, NE Suite 200 Atlanta GA 30305 |
404-239-0111 |
10/03/2016 |
IA-1131N |
|
Barbara Trivedi |
283930 |
| INVESTMENT ADVISOR |
Equitycompass Investment Management, LLC |
|
ACTIVA |
One South Street 16th Floor Baltimore MD 21202 |
443-224-1231 |
03/26/2019 |
IA-1283N |
|
Elizabeth Watkins |
145420 |
| INVESTMENT ADVISOR |
Erben Associates, LLC |
|
ACTIVA |
300 Beardsley Lane, Bldg. D Suite 200 Austin TX 78746 |
512-402-0250 |
08/22/2016 |
IA-1124N |
|
Brittany K. Worrell |
148703 |
| INVESTMENT ADVISOR |
Ernst & Young Investment Advisers LLP |
|
ACTIVA |
200 Plaza Drive Suite 2222 Secaucus NJ 07094 |
800-273-0588 |
10/03/1996 |
IA-0233N |
|
Donald Arthur Culp |
110921 |
| INVESTMENT ADVISOR |
ESI Advisors |
|
ACTIVA |
Urb. Terra Senorial Menorca St. 116 Ponce PR 00731 |
787-647-9843 |
06/30/2016 |
IA-1119 |
|
Julio Javier Cintrón |
283973 |
| INVESTMENT ADVISOR |
Estabrook Capital Management LLC |
|
ACTIVA |
875 Third Avenue 15th Floor New York NY 10022 |
212-605-5500 |
04/16/2008 |
IA-0786N |
|
Lelia Long |
128856 |
| INVESTMENT ADVISOR |
ETF Architect |
|
ACTIVA |
19 East Eagle Road Havertown PA 19083 |
215-882-9983 |
12/21/2023 |
IA-1625N |
|
Jessica Leighty |
171412 |
| INVESTMENT ADVISOR |
Euro Pacific Asset Management, LLC |
|
ACTIVA |
Lots 81-82, Street C Suite 204 Dorado PR 00646 |
787-945-2112 |
12/13/2013 |
IA-0996N |
|
Michael Quain |
152922 |
| INVESTMENT ADVISOR |
Eventide Asset Management, LLC |
|
ACTIVA |
One International Place Suite 4210 Boston MA 02110 |
877-771-3836 |
10/01/2024 |
IA-1686N |
|
Jennifer Reiche |
147110 |
| INVESTMENT ADVISOR |
Evergreen Money Advisors |
|
ACTIVA |
305 Church at North Hills Street Suite 1250 Raleigh NC 27609 |
844-383-3874 |
05/07/2024 |
IA-1663N |
|
Austen Caraker |
326535 |
| INVESTMENT ADVISOR |
Exoduspoint Capital Management, LP |
|
ACTIVA |
65 East 55th Street 9th Floor New York NY 10022 |
646-940-9600 |
07/28/2020 |
IA-1357N |
|
Caitlin Farrell-Starbuck |
294156 |
| INVESTMENT ADVISOR |
Facet Wealth, Inc. |
|
ACTIVA |
509 S. Exeter Street Suite 202 Baltimore MD 21202 |
410-657-3257 |
07/16/2019 |
IA-1304N |
|
Christopher J. Hufman |
285961 |
| INVESTMENT ADVISOR |
Fairview Asset Management LLC |
|
ACTIVA |
1959 Loiza Street Suite 401 San Juan PR 00911 |
939-318-2556 |
12/02/2022 |
IA-1546N |
|
Carson Rasmussen |
322976 |
| INVESTMENT ADVISOR |
FCI Advisors |
|
ACTIVA |
442 West 47th St Kansas City MO 64112-1903 |
816-329-1500 |
01/26/1996 |
IA-0183N |
|
Amy L Schaff |
106398 |
| INVESTMENT ADVISOR |
Federated Global Investment Management Corp. |
|
ACTIVA |
101 Park Ave Suite 4100 New York NY 10178-0002 |
212-905-4100 |
01/03/2008 |
IA-0768N |
|
Brian P Bouda |
106277 |
| INVESTMENT ADVISOR |
Federated Investment Counseling |
|
ACTIVA |
Federated Investors Tower 1001 Liberty Ave Pittsburgh PA 15222-3779 |
412-288-1900 |
09/08/2005 |
IA-0647N |
|
Brian P Bouda |
105325 |
| INVESTMENT ADVISOR |
Federated Securities Corp. |
|
ACTIVA |
Federated Investors Tower 1001 Liberty Avenue Pittsburgh PA 15222-3779 |
412-288-1900 |
08/17/2009 |
IA-0838N |
|
Brian P. Bouda |
5009 |
| INVESTMENT ADVISOR |
Fidelity Institutional Wealth Adviser LLC |
|
ACTIVA |
245 Summer Street Boston MA 02210 |
617-563-7000 |
03/28/2023 |
IA-1574N |
|
Jason Linde |
301896 |
| INVESTMENT ADVISOR |
Fiera Capital Inc. |
|
ACTIVA |
375 Park Avenue 8th Floor New York NY 10152 |
646-367-7575 |
03/26/2018 |
IA-1216N |
|
Evangelia (Linda) Kleftodimou (Smith) |
113638 |
| INVESTMENT ADVISOR |
Fifth Third Securities, Inc. |
|
ACTIVA |
34 Fountain Sqare Plaza MD 10AT42 Cincinnati OH 45263 |
513-534-7421 |
01/19/2006 |
IA-0664N |
|
Jarrett Jacobs |
628 |
| INVESTMENT ADVISOR |
Financial Engines Advisors LLC |
|
ACTIVA |
1050 Enterprise Way 3rd Floor Sunnyvale CA 94089 |
408-498-6000 |
08/18/1999 |
IA-0315N |
|
Dexter S Buck |
104510 |
| INVESTMENT ADVISOR |
Financial Soundings |
|
ACTIVA |
1121 Alderman Drive Suite 205 Alpharetta GA 30005-5471 |
678-393-8222 |
02/22/2016 |
IA-1104N |
|
Stephen E. Maschino |
146082 |
| INVESTMENT ADVISOR |
Finanxial Investment Advisors, Corp. |
|
ACTIVA |
121 Avenida De Diego Urb. San Francisco San Juan PR 00927 |
787-758-8234 |
11/17/2000 |
IA-0345 |
|
Fernando Navarro |
300350 |
| INVESTMENT ADVISOR |
Finhabits Advisors, LLC |
|
ACTIVA |
154 Grand St. New York NY 10013 |
212-596-7292 |
03/22/2018 |
IA-1240N |
|
Carlos García |
210522 |
| INVESTMENT ADVISOR |
First Command Advisory Services |
|
ACTIVA |
1 Firstcomm Plaza Fort Worth TX 76109 |
817-731-8621 |
07/27/2022 |
IA-1536N |
|
Veronica Hammond |
281958 |
| INVESTMENT ADVISOR |
First Eagle Separate Account Management, LLC |
|
ACTIVA |
1345 Avenue of the Americas New York NY 10105-0048 |
212-698-3300 |
03/30/2021 |
IA-1402N |
|
James Barling |
300359 |
| INVESTMENT ADVISOR |
First National Advisers, LLC |
|
ACTIVA |
14010 FNB Parkway Suite 200 Omaha NE 68154 |
402-602-8441 |
11/21/2023 |
IA-1617N |
|
Lorenzo Eric Alaniz |
277146 |
| INVESTMENT ADVISOR |
Fisher Investments |
|
ACTIVA |
5525 NW Fisher Creek Drive Camas WA 98607-9911 |
800-851-8845 |
05/03/2002 |
IA-0491N |
|
SHERRILYN A. FISHER |
107342 |
| INVESTMENT ADVISOR |
Flagstar Advisors |
|
ACTIVA |
1177 Avenue of the Americas 11th Floor New York NY 10036 |
646-822-1450 |
01/24/2022 |
IA-1481N |
|
William J Maguire, Jr, Michael Frasier |
104233 |
| INVESTMENT ADVISOR |
Flexible Plan Investments LTD |
|
ACTIVA |
3883 Telegraph Rd Ste 100 Bloomfield Hills MI 48302-1432 |
800-347-3539 |
08/09/2005 |
IA-0640N |
|
Gregory M Smith, Kristin Russelburg |
110762 |
| INVESTMENT ADVISOR |
FLORIDA FINANCIAL ADVISORS, LLC |
|
ACTIVA |
6550 W HILLSBOROUGH AVENUE SUITE 130 TAMPA FL 33634 |
813-333-1683 |
11/06/2025 |
IA-1755 |
|
Jennifer M. Selliers |
288811 |
| INVESTMENT ADVISOR |
Forensic Decisions PR LLC |
|
ACTIVA |
3 Carrion Court Apartment 302 San Juan PR 00911-1255 |
617-833-8927 |
06/14/2021 |
IA-1417 |
|
Harry M., Markopolos, |
313335 |
| INVESTMENT ADVISOR |
FORTALEZA CAPITAL PARTNERS, LLC |
|
ACTIVA |
250 AVE. PONCE DE LEON CITY TOWERS, SUITE 1003 SAN JUAN PR 00918-2031 |
787-749-4770 |
04/04/2016 |
IA-1105 |
|
Jose J. Rodríguez Suarez, Vonjamis M. Martínez |
234792 |
| INVESTMENT ADVISOR |
Foundations Investment Advisors LLC |
|
ACTIVA |
4050 E. Cotton Center BLVD. Suite 40 Phoenix AZ 85040 |
480-626-2979 |
04/04/2025 |
IA-1726N |
|
Marc Pugsley |
175083 |
| INVESTMENT ADVISOR |
Founders Financial Securities, LLC |
|
ACTIVA |
1020 Cromwell Bridge Road Towson MD 21286 |
410-308-9988 |
07/08/2013 |
IA-0976N |
|
Karen E. Beech, Joseph Krcma |
137945 |
| INVESTMENT ADVISOR |
Fowardframe LLC |
|
ACTIVA |
200 N Sepulveda Blvd Suite 1200 El Segundo CA 90245 |
866-489-3100 |
11/18/2016 |
IA-1133N |
|
Kristy Haley |
285648 |
| INVESTMENT ADVISOR |
FP Strategies LLC |
|
ACTIVA |
151 Calle de San Francisco Suite 200 San Juan PR 00901-1660 |
787-722-6881 |
08/22/2025 |
IA-1743N |
|
Andrew P. Chica |
337701 |
| INVESTMENT ADVISOR |
FRA Services Inc. |
|
ACTIVA |
1225 Ponce De León Avenue Ste Mz-E1 Vig Tower San Juan PR 00907 |
786-536-6118 |
05/01/2019 |
IA-1277 |
|
Esther Ortiz |
292588 |
| INVESTMENT ADVISOR |
Franklin Advisers, Inc. |
|
ACTIVA |
One Franklin Parkway San Mateo CA 94403-1906 |
650-312-3000 |
12/24/2021 |
IA-1468N |
|
Breda M. Beckerle |
104517 |
| INVESTMENT ADVISOR |
Fred Alger Management, Inc. |
|
ACTIVA |
360 Park Ave South New York NY 10010 |
212-806-8800 |
12/10/1999 |
IA-0327N |
|
Patrick J Murphy |
106750 |
| INVESTMENT ADVISOR |
Freedom Advisory, LLC |
|
ACTIVA |
Centro Internacional de Mercadeo Tower I Suite 205 Guaynabo PR 00968 |
787-792-3000 |
08/20/2008 |
IA-0800N |
|
Eduardo J. Ramos |
147546 |
| INVESTMENT ADVISOR |
Freedom Family Office, LLC |
|
ACTIVA |
166 East 61st Street Suite 6B New York NY 10065 |
855-540-0400 |
07/22/2021 |
IA-1445N |
|
Paul Hassebroek |
310275 |
| INVESTMENT ADVISOR |
FSAM LLC |
|
ACTIVA |
1720 Windward Concourse Suite 115 Alpharetta GA 30005 |
770-777-9373 |
09/13/2017 |
IA-1182N |
|
Vasileios Sfyris |
287851 |
| INVESTMENT ADVISOR |
Fuller & Thaler Asset Management Inc. |
|
ACTIVA |
411 Borel Avenue Suite 300 San Mateo CA 94402 |
650-931-1500 |
01/09/2013 |
IA-0942N |
|
Hanna Woo Zanoni |
107033 |
| INVESTMENT ADVISOR |
Fund Evaluation Group, LLC |
|
ACTIVA |
201 East Fifth Street Suite 1600 Cincinnati OH 45202 |
513-977-4400 |
03/28/2013 |
IA-0961N |
|
Maureen Kiefer-Goldenberg |
121658 |
| INVESTMENT ADVISOR |
Futuremoney RIA |
|
ACTIVA |
500 North Commercial Street Suite 502 Manchester NH 03101 |
603-812-0108 |
04/15/2024 |
IA-1628N |
|
David Fortin |
329835 |
| INVESTMENT ADVISOR |
Gallagher Fiduciary Advisors, LLC |
|
ACTIVA |
2850 Golf Road Rolling Meadows IL 60008 |
212-918-9685 |
01/02/2024 |
IA-1626N |
|
Natalie H. Kossak |
146509 |
| INVESTMENT ADVISOR |
Galliard Capital Management |
|
ACTIVA |
800 LaSalle Ave Ste 1400 Minneapolis MN 55402-2054 |
612-667-3220 |
03/25/2025 |
IA-1711N |
|
Amy Stueve |
106487 |
| INVESTMENT ADVISOR |
Gamco Asset Management Inc. |
|
ACTIVA |
One Corporate Center Rye NY 10580-1422 |
914-921-5000 |
08/13/1991 |
IA-0096N |
|
David M Goldman |
104950 |
| INVESTMENT ADVISOR |
Gamma Asset Management LLC |
|
ACTIVA |
Edificio Ochoa 500 Calle De La Tanca, Suite 305 San Juan PR 00901-1969 |
787-957-3260 |
07/24/2019 |
IA-1299N |
|
David Galarza Sosa |
300050 |
| INVESTMENT ADVISOR |
Geneos Wealth Management, Inc. |
|
ACTIVA |
9055 E Mineral Circle Suite 200 Centennial CO 80112 |
303-785-8470 |
01/04/2008 |
IA-0769N |
|
Ryan W Diachok, Dean Rager |
120894 |
| INVESTMENT ADVISOR |
Generational Private Wealth (Las Marias Consulting LLC) |
|
ACTIVA |
2316 Calle Cacique San Juan PR 00913 |
571-244-8764 |
03/21/2023 |
IA-1568N |
|
Ryon Beyer, Ryon P. Beyer |
324954 |
| INVESTMENT ADVISOR |
Genter Capital Management |
|
ACTIVA |
11601 Wilshire Blvd. 25th Floor Los Angeles CA 90025-1770 |
310-477-6543 |
03/28/2024 |
IA-1644N |
|
Manuel A Gutierrez |
108618 |
| INVESTMENT ADVISOR |
Gentrust |
|
ACTIVA |
1450 Brickell Avenue Suite 3050 Miami FL 33131 |
305-677-6688 |
03/28/2016 |
IA-1114N |
|
Zulay Hunter |
158369 |
| INVESTMENT ADVISOR |
Geowealth Management LLC |
|
ACTIVA |
444 N. Michigan Avenue Suite 3150 Chicago IL 60611 |
312-219-9160 |
03/30/2023 |
IA-1582N |
|
Evan Lieberman |
148222 |
| INVESTMENT ADVISOR |
Gerber Kawasaki Wealth & Investment Management |
|
ACTIVA |
2716 Ocean Park BLVD #2020-2025 Santa Monica CA 90405 |
310-399-6397 |
03/31/2025 |
IA-1722N |
|
Danilo Kawasaki |
153649 |
| INVESTMENT ADVISOR |
Gilder Gagnon Howe & Co. LLC |
|
ACTIVA |
3 Columbus Circle New York NY 10019 |
212-765-2500 |
01/27/2006 |
IA-0658N |
|
Bonnie Haupt |
2002 |
| INVESTMENT ADVISOR |
Gladstone Wealth Partners |
|
ACTIVA |
2500 N. Military Trail Suite 225 Boca Raton FL 33431 |
908-719-1313 |
11/27/2023 |
IA-1618N |
|
Kristopher Bonocore |
250787 |
| INVESTMENT ADVISOR |
Glenmede Investment Management, LP |
|
ACTIVA |
1650 Market St One Liberty Place Suite 1200 Philadelphia PA 19103 |
215-419-6092 |
01/11/2007 |
IA-0720N |
|
Maria McGarry |
108165 |
| INVESTMENT ADVISOR |
Global Assets Advisory, LLC |
|
ACTIVA |
390 N. Orange Avenue Suite 750 Orlando FL 32801 |
407-254-1500 |
04/11/2023 |
IA-1596N |
|
Richard Weiss |
300460 |
| INVESTMENT ADVISOR |
Goldman Sachs & Co. LLC |
|
ACTIVA |
200 West St New York NY 10282-2198 |
212-902-1000 |
11/01/1996 |
IA-0066N |
|
Thomas Fairbanks Matthias, Jamison Yardley |
361 |
| INVESTMENT ADVISOR |
Goldman Sachs Asset Management, LP |
|
ACTIVA |
200 West St New York NY 10282 |
212-902-1000 |
02/24/2021 |
IA-1390N |
|
Judith Shandling |
107738 |
| INVESTMENT ADVISOR |
Goldman Sachs Personal Financial Management |
|
ACTIVA |
620 Newport Center Drive Suite 500 Newport Beach CA 92660 |
949-999-8500 |
07/16/2019 |
IA-1305N |
|
Michael Herman |
134600 |
| INVESTMENT ADVISOR |
Good Life Advisors, LLC |
|
ACTIVA |
2395 Lancaster Pike Reading PA 19607 |
610-898-6927 |
03/31/2023 |
IA-1591N |
|
Conor F. Delaney |
171898 |
| INVESTMENT ADVISOR |
Gradient Investments, LLC |
|
ACTIVA |
4105 Lexington Avenue North Suite 250 Arden Hills MN 55126 |
888-824-3525 |
02/16/2022 |
IA-1489N |
|
Nicole Alexander |
141726 |
| INVESTMENT ADVISOR |
Great Valley Advisor Group, Inc. |
|
ACTIVA |
1200 Pennsylvania Ave Suite 202 Wilmington DE 19806 |
302-483-7200 |
04/24/2025 |
IA-1729N |
|
Cheryl B. Derosa |
123913 |
| INVESTMENT ADVISOR |
Grimes & Company, Inc. |
|
ACTIVA |
110 Turnpike Rd. Suite 100 Westborough MA 01581 |
508-366-3883 |
01/04/2013 |
IA-0941N |
|
Gerald S. Connolly |
109420 |
| INVESTMENT ADVISOR |
Guardian Advisory Services, LLC |
|
ACTIVA |
10 Hudson Yards New York NY 10001 |
800-879-6934 |
09/30/2020 |
IA-1362N |
|
Thomas Drogan |
310203 |
| INVESTMENT ADVISOR |
Guggenheim Corporate Funding, LLC |
|
ACTIVA |
330 Madison Avenue 10th Floor New York NY 10017 |
212-739-0700 |
03/31/2025 |
IA-1721N |
|
Robert A. Saperstein |
300895 |
| INVESTMENT ADVISOR |
Guggenheim Investments |
|
ACTIVA |
330 Madison Ave 10th Fl New York NY 10017 |
212-739-0700 |
12/05/2006 |
IA-0716N |
|
Elisabeth Miller |
105477 |
| INVESTMENT ADVISOR |
Guggenheim Partners Investment Management, LLC |
|
ACTIVA |
100 Wilshire Blvd Suite 500 Santa Monica CA 90401 |
310-576-1270 |
03/31/2014 |
IA-1013N |
|
Beth Ann Haddock |
137432 |
| INVESTMENT ADVISOR |
Guggenheim Private Investments, LLC |
|
ACTIVA |
330 Madison Avenue 10th Floor New York NY 10017 |
1-212-739-0700 |
03/31/2025 |
IA-1720N |
|
Robert A. Saperstein |
331479 |
| INVESTMENT ADVISOR |
Guggenheim Wealth Solutions, LLC |
|
ACTIVA |
100 Wilshire Blvd Suite 500 Santa Mónica CA 90401 |
310-576-1270 |
08/26/2024 |
IA-1680N |
|
Joanna Catalucci |
283238 |
| INVESTMENT ADVISOR |
GW&K Investment Management, LLC |
|
ACTIVA |
222 Berkeley St 15th Floor Boston MA 02116 |
617-236-8900 |
11/18/2002 |
IA-0526N |
|
T. Williams Roberts III |
121942 |
| INVESTMENT ADVISOR |
Hadley |
|
ACTIVA |
920 N Kings Road Apt 129 West Hollywood CA 90069 |
954-254-0193 |
04/26/2021 |
IA-1398N |
|
Joshua Evan Miller |
313400 |
| INVESTMENT ADVISOR |
Hamilton Capital |
|
ACTIVA |
5025 Arlington Centre Blvd Suite 300 Colombus OH 43220 |
614-273-1000 |
11/08/2023 |
IA-1616N |
|
Anthony N. Strotman |
109116 |
| INVESTMENT ADVISOR |
Harbour Investments, Inc. |
|
ACTIVA |
575 D'Onofrio Drive Suite 300 Madison WI 53719 |
608-662-6100 |
01/26/2024 |
IA-1627N |
|
Kyle L. Kopitzke |
19258 |
| INVESTMENT ADVISOR |
Harding Loevner LP |
|
ACTIVA |
400 Crossing Blvd 4th Floor Bridgewaer NJ 08807 |
908-218-7900 |
02/28/2006 |
IA-0674N |
|
Lori M Renzulli |
104543 |
| INVESTMENT ADVISOR |
Haron Capital Management, LLC |
|
ACTIVA |
137 Ocean Park Lane Cape Canaveral FL 32920 |
646-965-6700 |
01/30/2025 |
IA-1687NS |
|
Joshua Victor Haron |
298059 |
| INVESTMENT ADVISOR |
Harris Associates LP |
|
ACTIVA |
111 S Wacker Drive Suite 4600 Chicago IL 60606 |
312-646-3600 |
08/22/2002 |
IA-0513N |
|
Colin P McFarland |
106960 |
| INVESTMENT ADVISOR |
Harvest Financial Corporation |
|
ACTIVA |
1055 LPL Way Fort Mill SC 29715 |
704-733-3300 |
08/07/2024 |
IA-1673N |
|
Matthew Applebaum, Richard Sheehan |
8733 |
| INVESTMENT ADVISOR |
Healthequity Advisors |
|
ACTIVA |
15 West Scenic Pointe Drive Suite 100 Draper UT 84020 |
801-727-1000 |
|
IA-1117N |
|
Lori Midgley |
167105 |
| INVESTMENT ADVISOR |
Heitman Real Estate Securities LLC |
|
ACTIVA |
191 North Wacker Drive Suite 2500 Chicago IL 60606-1615 |
312-855-5700 |
06/11/2007 |
IA-0752N |
|
Randall Ramey |
107134 |
| INVESTMENT ADVISOR |
Helium LLC |
|
ACTIVA |
1160 Battery Street East Suite 100 San Francisco CA 94111 |
650-204-1524 |
05/04/2021 |
IA-1413N |
|
David Dindi |
313255 |
| INVESTMENT ADVISOR |
Hendershott Wealth Management, LLC |
|
ACTIVA |
11 Municipal Drive STE 200 PMB 1018 Fishers IN 46038 |
408-769-3005 |
05/20/2024 |
IA-1666N |
|
|
170839 |
| INVESTMENT ADVISOR |
Henderson Geneva Capital Management |
|
ACTIVA |
100 E Wisconsin Avenue Suite 2550 Milwaukee WI 53202 |
414-224-6002 |
10/08/2015 |
IA-1086N |
|
Anne S. Kochevar |
105432 |
| INVESTMENT ADVISOR |
Herbert J. Sims Capital Management, Inc. |
|
ACTIVA |
2150 Post Road Suite 301 Fairfield CT 06824 |
203-418-9000 |
01/02/2015 |
IA-1035N |
|
Valerie Hebert |
134510 |
| INVESTMENT ADVISOR |
High Speed Alliance |
|
ACTIVA |
52 Butterwood Aly Alys Beach FL 32461 |
256-642-1230 |
10/04/2019 |
IA-1311NS |
|
William F. Bryant |
291399 |
| INVESTMENT ADVISOR |
Highbury Park LLC |
|
ACTIVA |
1511 2nd Ave W. Seattle WA 98119 |
401-651-1059 |
04/24/2025 |
IA-1730N |
|
Yun-Ling Wong |
304815 |
| INVESTMENT ADVISOR |
Hightower Advisros, LLC |
|
ACTIVA |
200 W Madison St Suite 2500 Chicago IL 60606 |
312-962-3800 |
02/18/2009 |
IA-0817N |
|
Timothy Woods |
145323 |
| INVESTMENT ADVISOR |
Hilltop Securities Inc. |
|
ACTIVA |
1201 Elm Street Suite 3500 Dallas TX 75270-2180 |
214-859-1800 |
05/03/2001 |
IA-0423N |
|
Michael A. Cogliano |
6220 |
| INVESTMENT ADVISOR |
Hollow Brook Wealth Management LLC |
|
ACTIVA |
152 Bedford Road KATONAH NY 10536 |
212-364-1840 |
03/27/2020 |
IA-1339N |
|
Philip Richter |
145521 |
| INVESTMENT ADVISOR |
Homrich Berg |
|
ACTIVA |
3550 Lenox RD Suite 2700 Atlanta GA 30326 |
404-264-1400 |
01/16/2025 |
IA-1700N |
|
W. Travis Mckinney |
316731 |
| INVESTMENT ADVISOR |
Horizon Investments LLC |
|
ACTIVA |
13024 Ballantyne Corporate Place Suite 225 Charlotte NC 28277 |
704-544-2399 |
03/28/2018 |
IA-1219N |
|
Matt Chambers |
109552 |
| INVESTMENT ADVISOR |
HSBC Securities (USA) Inc. |
|
ACTIVA |
452 Fifth Avenue New York City NY 10018 |
212-525-2879 |
06/30/2006 |
IA-0698N |
|
Lourdes R Smart, Anthony Matthew Verga |
19585 |
| INVESTMENT ADVISOR |
Humankind Investments |
|
ACTIVA |
79 Madison Avenue New York NY 10016 |
646-838-4352 |
05/22/2024 |
IA-1667N |
|
Ilana Marcus |
304081 |
| INVESTMENT ADVISOR |
Icon Advisers, Inc. |
|
ACTIVA |
5299 DTC Blvd Suuite 1200 Greenwood Village CO 80111 |
303-790-1600 |
09/08/2008 |
IA-0806N |
|
Carrie Schoffman |
108268 |
| INVESTMENT ADVISOR |
Icon Financial Services LLC |
|
ACTIVA |
422 NW 13th Ave #823 Portland OR 97209 |
813-670-2411 |
03/18/2022 |
IA-1498N |
|
Alexander Rowley |
306816 |
| INVESTMENT ADVISOR |
Income Research + Management |
|
ACTIVA |
115 Federal Street 22nd Floor Boston MA 02110-1884 |
617-330-9333 |
03/28/2024 |
IA-1643N |
|
Richard Kizik |
104863 |
| INVESTMENT ADVISOR |
Independent Advisor Alliance, LLC |
|
ACTIVA |
12610 N. Community House Rd. Suite 204 Charlotte NC 28277 |
704-540-2500 |
11/26/2013 |
IA-0988N |
|
Robert Russo |
168267 |
| INVESTMENT ADVISOR |
Independent Financial Group, LLC |
|
ACTIVA |
12671 High Bluff Drive Suite 200 San Diego CA 92130 |
858-436-3180 |
07/16/2014 |
IA-1022N |
|
Sarah Kreisman, Danny Thomas, Javier Enrique Cordero Conde |
7717 |
| INVESTMENT ADVISOR |
Independent Financial Partners |
|
ACTIVA |
3030 North Rocky Point Dr West Suite 700 Tampa FL 33607 |
813-341-0960 |
11/08/2010 |
IA-0879N |
|
John G Wisenant |
125112 |
| INVESTMENT ADVISOR |
Index Fund Advisors, Inc. |
|
ACTIVA |
19200 Von Karman Ave Suite 150 Irvine CA 92612-6566 |
949-502-0050 |
04/24/2007 |
IA-0745N |
|
Cindy Mason |
109143 |
| INVESTMENT ADVISOR |
Infinex Investments, Inc. |
|
ACTIVA |
538 Preston Avenue Meriden CT 06450-4858 |
203-599-6000 |
01/14/2015 |
IA-1045N |
|
Douglas J. Preveza |
35371 |
| INVESTMENT ADVISOR |
Insight Investment |
|
ACTIVA |
200 Park Avenue 7th Floor New York NY 10166-0005 |
212-527-1800 |
03/30/2025 |
IA-1718N |
|
Daniel R. Haff |
145995 |
| INVESTMENT ADVISOR |
Insight Securities, Inc. |
|
ACTIVA |
600 Central Avenue Suite 265 Highland Park IL 60035 |
224-632-4700 |
11/30/2015 |
IA-1094N |
|
Diane C. Ryan, James Gaafar |
5611 |
| INVESTMENT ADVISOR |
Insigneo Advisory Services, LLC |
|
ACTIVA |
777 Brickell Avenue Suite 100 Miami FL 33131 |
305-373-9000 |
03/29/2018 |
IA-1225N |
|
Beatriz Gutierrez Juncos |
282589 |
| INVESTMENT ADVISOR |
Integral Financial Counselors LLC |
|
ACTIVA |
2102 Condado Real Ave. Mcleary 1700 San Juan PR 00911 |
787-475-6700 |
01/28/2020 |
IA-1326 |
|
Al Rizek |
305569 |
| INVESTMENT ADVISOR |
Integrated Wealth Concepts LLC |
|
ACTIVA |
200 5th Avenue 4th Floor Waltham MA 02451 |
781-890-3045 |
03/29/2024 |
IA-1658N |
|
Ann L. Swartz |
284656 |
| INVESTMENT ADVISOR |
Interactive Data Pricing and Reference Data LLC |
|
ACTIVA |
32 Crosby Drive Bedford MA 01730-1448 |
781-687-8500 |
03/15/2013 |
IA-0951N |
|
Rhonda J. Brier |
110037 |
| INVESTMENT ADVISOR |
International Assets Investment Management, LLC |
|
ACTIVA |
390 North Orange Avenue Suite 750 Orlando FL 32801 |
407-254-1516 |
02/08/2017 |
IA-1145N |
|
Ann K Moore |
144426 |
| INVESTMENT ADVISOR |
Intuitivo, LLC |
|
ACTIVA |
Beacon J2 San Juan PR 00926 |
787-366-0255 |
09/30/2022 |
IA-1544 |
|
Nelson A Barragan |
322668 |
| INVESTMENT ADVISOR |
Invesco Advisers, Inc. |
|
ACTIVA |
1555 Peachtree St NE Atlanta GA 30309 |
404-892-0896 |
05/12/1993 |
IA-0141N |
|
Todd L Ppillane |
105360 |
| INVESTMENT ADVISOR |
IPI Wealth Management, Inc. |
|
ACTIVA |
226 W. El Dorado Decatur IL 62522 |
217-425-6340 |
09/23/2016 |
IA-1129N |
|
Renee Emrick |
111872 |
| INVESTMENT ADVISOR |
Ironwood Investment Management, LLC |
|
ACTIVA |
200 State St 4th Fl Boston MA 02109 |
617-757-7600 |
08/10/2006 |
IA-0705N |
|
Shanelle Reidy |
108467 |
| INVESTMENT ADVISOR |
J.P. Morgan Investment Management Inc. |
|
ACTIVA |
270 Park Ave New York NY 10017-2014 |
212-648-1999 |
03/28/2002 |
IA-0483N |
|
Joseph J Bertini |
107038 |
| INVESTMENT ADVISOR |
J.P. Morgan Private Investments Inc. |
|
ACTIVA |
270 Park Avenue Floor 5 New York NY 10017 |
212-464-1834 |
03/30/2016 |
IA-1111N |
|
Michael Choi |
110186 |
| INVESTMENT ADVISOR |
J.P. Morgan Securities LLC |
|
ACTIVA |
383 Madison Avenue New York NY 10179 |
201-595-8471 |
09/16/1987 |
IA-0052N |
|
Carol Ruocco |
79 |
| INVESTMENT ADVISOR |
Jackson Investment Management, LLC |
|
ACTIVA |
5 Avenue Muñoz Rivera Apt. 301, Laguna Plaza San Juan PR 00901 |
787-709-4864 |
02/05/2014 |
IA-0998 |
|
George P. Jackson |
169736 |
| INVESTMENT ADVISOR |
Janney Montgomery Scott LLC |
|
ACTIVA |
1717 Arch Street Philadelphia PA 19103 |
215-665-6000 |
06/30/2005 |
IA-0633N |
|
Gregory B McShea, Robert Slomin |
463 |
| INVESTMENT ADVISOR |
Janus |
|
ACTIVA |
151 Detroit St Denver CO 80206 |
303-333-3863 |
03/31/2005 |
IA-0620N |
|
David Richard Kowalski |
104652 |
| INVESTMENT ADVISOR |
Jazz Wealth Managers, Inc. |
|
ACTIVA |
2300 Tall Pines Dr. #126 Largo FL 33771 |
727-492-0314 |
02/09/2023 |
IA-1567N |
|
Dustin Tibbitts |
282807 |
| INVESTMENT ADVISOR |
Jefferies Investment Advisers LLC |
|
ACTIVA |
520 Madison Avenue New York NY 10022 |
212-284-2300 |
04/20/2023 |
IA-1587N |
|
David Nagy |
325421 |
| INVESTMENT ADVISOR |
Jefferies Research Services LLC |
|
ACTIVA |
520 Madison Avenue New York NY 10022 |
212-284-2300 |
03/30/2018 |
IA-1210N |
|
Sofia Logue |
292142 |
| INVESTMENT ADVISOR |
Jennison Associates LLC |
|
ACTIVA |
466 Lexington Ave New York NY 10017 |
212-421-1000 |
03/28/2003 |
IA-0546N |
|
Stephanie Willis |
107959 |
| INVESTMENT ADVISOR |
Jirau Capital Management, LLC |
|
ACTIVA |
Cond El Centro I, Suite 217 Ave Munoz Rivera San Juan PR 00918 |
787-452-3736 |
10/11/2019 |
IA-1315 |
|
Emmanuel Loubriel |
304978 |
| INVESTMENT ADVISOR |
John Hancock Advisres, LLC |
|
ACTIVA |
601 Congress Street Boston MA 02210-2805 |
617-663-2430 |
11/02/2018 |
IA-1261N |
|
Francis V. Knox |
105790 |
| INVESTMENT ADVISOR |
John Hancock Personal Financial Services, LLC |
|
ACTIVA |
601 Congress St. Boston MA 02210-2805 |
617-663-2430 |
02/13/2015 |
IA-1047N |
|
Francis V. Knox |
174433 |
| INVESTMENT ADVISOR |
Kayne Anderson Rudnick Investment Management, LLC |
|
ACTIVA |
1800 Ave of the Stars 2nd Floor Los Angeles CA 90067 |
310-556-2721 |
03/31/1992 |
IA-0111N |
|
Judith Ridder |
104599 |
| INVESTMENT ADVISOR |
KEB Wealth Advisors |
|
ACTIVA |
3200 Robbins Road Suite 200A Springfield IL 62704 |
217-789-0960 |
10/15/2020 |
IA-1372N |
|
Justin P. Mason |
117935 |
| INVESTMENT ADVISOR |
Kennedy Capital Management, Inc. |
|
ACTIVA |
10829 Olive Blvd St Louis MO 63141-7739 |
314-432-0400 |
05/23/2008 |
IA-0790N |
|
Marilyn K Lammert |
105834 |
| INVESTMENT ADVISOR |
Kensington Analytics LLC |
|
ACTIVA |
3811 Bee Caves Rd Suite 210 Austin TX 78746 |
877-891-1222 |
12/14/2020 |
IA-1374N |
|
Jordan Flebotte |
309780 |
| INVESTMENT ADVISOR |
Kent Lake Capital LLC |
|
ACTIVA |
4512 Hacienda Shoppe CTR Suite 11 #26 Añasco PR 00610 |
415-799-2720 |
08/16/2024 |
IA-1677N |
|
Benjamin Natter |
299642 |
| INVESTMENT ADVISOR |
Kestra Advisory Services, LLC |
|
ACTIVA |
1250 Capital of Texas Hwy S Building 2, Suite 125 Austin TX 78746 |
512-697-6000 |
07/21/2016 |
IA-1126N |
|
Mike Pedlow |
283330 |
| INVESTMENT ADVISOR |
Kestra Private Wealth Services, LLC |
|
ACTIVA |
5707 Southwest Parkway Bldg. 2 Ste 400 Austin TX 78735 |
844-553-7872 |
06/22/2021 |
IA-1434N |
|
Michael Pedlow |
155193 |
| INVESTMENT ADVISOR |
Kimelman & Baird, LLC |
|
ACTIVA |
800 Third Avenue Suite 2300 New York NY 10022 |
212-686-0021 |
05/19/2021 |
IA-1425N |
|
Sheila Baird, Sheila Baird |
2440 |
| INVESTMENT ADVISOR |
Knights of Columbus Asset Advisors LLC |
|
ACTIVA |
One Columbus Plaza New Haven CT 06510 |
844-523-8637 |
02/03/2021 |
IA-1385N |
|
Timothy Kirwan |
174129 |
| INVESTMENT ADVISOR |
Kovack Advisors, Inc. |
|
ACTIVA |
6451 N. Federal Hwy Suite 1201 Ft. Lauderdale FL 33308 |
954-670-0609 |
08/16/2005 |
IA-0643N |
|
Melinda Wolfe |
140808 |
| INVESTMENT ADVISOR |
Lazard Asset Management LLC |
|
ACTIVA |
30 Rockefeller Plaza 55th Fl New York NY 10112 |
212-632-6000 |
12/31/2002 |
IA-0532N |
|
Mark Anderson |
122836 |
| INVESTMENT ADVISOR |
Leafhouse Financial Advisors, LLC |
|
ACTIVA |
6504 Bridgepoint Parkway Suite 450 Austin TX 78730 |
512-879-1505 |
03/27/2020 |
IA-1337N |
|
Marley McBurney |
149694 |
| INVESTMENT ADVISOR |
Legg Mason Private Portfolio Group, LLC |
|
ACTIVA |
620 8th Ave 47th Fl New York NY 10018 |
212-805-2000 |
04/02/2007 |
IA-0741N |
|
Barbara Brooke Manning |
142219 |
| INVESTMENT ADVISOR |
Leisure Capital Management, Inc. |
|
ACTIVA |
650 Town Center Dr. Suite 670 Costa Mesa CA 92626-1989 |
714-384-4050 |
03/22/2022 |
IA-1557N |
|
Marr N. Leisure |
120374 |
| INVESTMENT ADVISOR |
Lido Advisors, LLC |
|
ACTIVA |
1875 Century Park East Suite 950 Los Angeles CA 90067 |
310-278-8232 |
01/04/2019 |
IA-1269N |
|
Jason P. Lee |
269866 |
| INVESTMENT ADVISOR |
Lifeinvest Wealth Management, Ltd |
|
ACTIVA |
1110 Brickell Avenue Suite 210-A Miami FL 33131-3136 |
786-523-0500 |
03/07/2024 |
IA-1632N |
|
Christian Ramirez |
146966 |
| INVESTMENT ADVISOR |
Lifetime Wealth Management P.C. |
|
ACTIVA |
560 E. Interstate Hwy 30 Ste 110 Rockwall TX 75087 |
972-771-0650 |
01/15/2025 |
IA-1699N |
|
Jason A. Potts |
145492 |
| INVESTMENT ADVISOR |
Lincoln Investment |
|
ACTIVA |
601 Office Center Drive Suite 300 Fort Washington PA 19034-3232 |
215-887-8111 |
04/16/2024 |
IA-1661N |
|
Nancy L. Heffner, Maureen A. Mattson |
519 |
| INVESTMENT ADVISOR |
Linse Capital LLC |
|
ACTIVA |
53 Palmeras Street Suite 601 San Juan PR 00901 |
650-787-7200 |
03/29/2019 |
IA-1291N |
|
Michael Linse |
289222 |
| INVESTMENT ADVISOR |
LMCG Investments, LLC |
|
ACTIVA |
200 Clarendon St T-28 Boston MA 02116 |
617-380-5600 |
07/21/2009 |
IA-0839N |
|
Joseph F Tower |
149936 |
| INVESTMENT ADVISOR |
Lockwood Advisors, Inc. |
|
ACTIVA |
760 Moore Road King of Prussia PA 19406 |
484-801-8100 |
05/05/2000 |
IA-0352N |
|
Gary T Johnson |
106108 |
| INVESTMENT ADVISOR |
Logan Capital Management, Inc. |
|
ACTIVA |
3843 West Chester Pike Suite 150 Newtown Square PA 19073 |
215-569-1100 |
04/25/2023 |
IA-1597N |
|
Mary T. Evans |
108893 |
| INVESTMENT ADVISOR |
Long Focus Capital Management LLC |
|
ACTIVA |
207 Calle Del Parque A&M Tower, 8th Floor San Juan PR 00912 |
787-333-0240 |
03/31/2023 |
IA-1589N |
|
Stephen A. Depiero |
322024 |
| INVESTMENT ADVISOR |
Loomis, Sayles & Company, L.P. |
|
ACTIVA |
One Financial Center Boston MA 02111-2621 |
617-482-2450 |
08/28/2001 |
IA-0440N |
|
Donald P Ryan |
105377 |
| INVESTMENT ADVISOR |
Lord Abbett & Co. LLC |
|
ACTIVA |
90 Hudson St Jersey Ccity NJ 07302-3973 |
201-827-2000 |
01/16/1990 |
IA-0076N |
|
Joseph M McGill |
110391 |
| INVESTMENT ADVISOR |
LPL Financial LLC |
|
ACTIVA |
75 State Street 22th Floor Boston MA 02109 |
617-423-3644 |
04/04/2001 |
IA-0408N |
|
James Shorris, Paul Middlemiss |
6413 |
| INVESTMENT ADVISOR |
Lumiere Bay |
|
ACTIVA |
4735 Isla Verde Ave Ste OCM3A Carolina PR 00979 |
787-360-3325 |
07/21/2020 |
IA-1355 |
|
Desiree J. Mieses Llavat |
308212 |
| INVESTMENT ADVISOR |
Lynx1 Capital Management LP |
|
ACTIVA |
2 Ridge Top Drive Humacao PR 00791 |
703-963-7214 |
04/05/2023 |
IA-1570N |
|
Weston, Nichols, |
310301 |
| INVESTMENT ADVISOR |
Lyon Bern, LLC |
|
ACTIVA |
252 Ponce De Leon Ave. Suite 1403 San Juan PR 00918 |
787-238-6525 |
03/06/2020 |
IA-1327 |
|
José M. Crespi Iglesias |
301277 |
| INVESTMENT ADVISOR |
Lyrical Asset Management LP |
|
ACTIVA |
250 West 55th Street 37th Floor New York NY 10019-9710 |
212-415-6600 |
03/12/2025 |
IA-1707N |
|
Jeffrey Moses |
148267 |
| INVESTMENT ADVISOR |
M Holdings Securities, Inc. |
|
ACTIVA |
1125 NW Couch Street Suite 900 Portland OR 97209 |
800-656-6960 |
04/05/2011 |
IA-0897N |
|
Frank Day |
43285 |
| INVESTMENT ADVISOR |
Mackay Shields LLC |
|
ACTIVA |
1345 Avenue of the Americas 43rd Floor New York NY 10105 |
212-758-5400 |
03/30/2017 |
IA-1161N |
|
Rene A. Bustamante |
107717 |
| INVESTMENT ADVISOR |
Madison Asset Management, LLC |
|
ACTIVA |
550 Science Drive Madison WI 53711 |
800-767-0300 |
06/15/2009 |
IA-0833N |
|
W Richard Mason |
130874 |
| INVESTMENT ADVISOR |
Madison Investment Advisors, LLC |
|
ACTIVA |
550 Science Drive Madison WI 53711 |
608-274-0300 |
11/30/2010 |
IA-0881N |
|
W Richard Mason |
110297 |
| INVESTMENT ADVISOR |
Magnifi LLC |
|
ACTIVA |
2440 Junction Place Suite 300 Boulder CO 80301 |
646-389-0402 |
03/31/2023 |
IA-1592N |
|
Ruben Santiago |
309397 |
| INVESTMENT ADVISOR |
Mai Capital Management, LLC |
|
ACTIVA |
1360 East 9th Street Suite 1100 Cleveland OH 44114-1782 |
216-920-4800 |
03/31/2022 |
IA-1510N |
|
Holly M Cavalier |
109807 |
| INVESTMENT ADVISOR |
Mainstreet Advisors, LLC |
|
ACTIVA |
Calle De Diego #488 2nd Floor San Juan PR 00924 |
787-923-7790 |
11/04/2020 |
IA-1366 |
|
Alejandro J. San Antonio |
310795 |
| INVESTMENT ADVISOR |
Managed Account Advisors LLC |
|
ACTIVA |
101 Hudson St Jersey City NJ 07302 |
888-204-3287 |
02/27/2007 |
IA-0723N |
|
Andrew Baldauf |
142558 |
| INVESTMENT ADVISOR |
Manning & Napier Advisors, LLC |
|
ACTIVA |
290 Woodcliff Drive Fairport NY 14450 |
585-325-6880 |
03/28/2013 |
IA-0959N |
|
Reuben Auspitz |
105992 |
| INVESTMENT ADVISOR |
Mariner Wealth |
|
ACTIVA |
5700 W. 112th ST Suite 500 Overland Park KS 66211 |
913-904-5700 |
06/26/2025 |
IA-1741N |
|
Anne Dorian |
289886 |
| INVESTMENT ADVISOR |
Mariner Wealth Advisors |
|
ACTIVA |
5700 W 112th Street Suite 500 Overland Park KS 66211 |
913-904-5700 |
01/12/2024 |
IA-1623N |
|
Anne Dorian |
329377 |
| INVESTMENT ADVISOR |
Mariner Wealth Advisors |
|
ACTIVA |
5700 W. 12th Street Suite 500 Overland Park KS 66211 |
913-904-5700 |
03/29/2018 |
IA-1224N |
|
Megan Jennings |
140195 |
| INVESTMENT ADVISOR |
Marsico Capital Management, LLC |
|
ACTIVA |
1200 17th St Suite 1600 Denver CO 80202-5824 |
303-454-5600 |
08/28/2002 |
IA-0514N |
|
Steven R Carlson |
109250 |
| INVESTMENT ADVISOR |
Masterworks Advisers, LLC |
|
ACTIVA |
225 Liberty Street 29th Floor New York NY 10281 |
203-518-5172 |
03/13/2023 |
IA-1554N |
|
Josh Goldstein |
324239 |
| INVESTMENT ADVISOR |
Matrix Asset Advisors Inc. |
|
ACTIVA |
747 Third Ave 31st Fl New York NY 10017 |
212-486-2004 |
12/01/2004 |
IA-0601N |
|
Laurie S Gaeta |
107408 |
| INVESTMENT ADVISOR |
Matson Money, Inc. |
|
ACTIVA |
5955 Deerfield Blvd Mason OH 45040 |
513-204-8000 |
01/02/2004 |
IA-0571N |
|
Daniel J List |
110425 |
| INVESTMENT ADVISOR |
Mawer Investment Management LTD. |
|
ACTIVA |
600, 517 10th Avenue S.W. Alberta Calgary T2R OA8 |
403-262-4673 |
03/31/2022 |
IA-1515N |
|
Nadine Krenosky |
159100 |
| INVESTMENT ADVISOR |
Mckenzie Investment Advisors LLC |
|
ACTIVA |
T-Mobile Center B7 Calle Tabonuco Ste 1605 Guaynabo PR 00968-3343 |
787-671-4763 |
04/11/2022 |
IA-1501 |
|
Cameron Mckenzie |
313635 |
| INVESTMENT ADVISOR |
MDT Advisers, a division of Federated MDTA LLC |
|
ACTIVA |
125 High St Oliver Street Tower, 21st Fl Boston MA 02110 |
617-235-7100 |
03/26/2008 |
IA-0778N |
|
Brian P Bouda |
109355 |
| INVESTMENT ADVISOR |
Measured Strategies LLC |
|
ACTIVA |
20321 Hacienda CT Boca Raton FL 33498 |
561-210-5544 |
02/16/2022 |
IA-1478NS |
|
Casey Gunther |
288587 |
| INVESTMENT ADVISOR |
Meeder Advisory Services, Inc. |
|
ACTIVA |
6125 Memorial Dr Dublin OH 43017 |
800-325-3539 |
03/21/2019 |
IA-1280N |
|
Douglas Jennings |
106814 |
| INVESTMENT ADVISOR |
Mellon Capital Management Corporation |
|
ACTIVA |
50 Fremont St Suite 3900 San Francisco CA 94105 |
415-546-6056 |
02/02/2009 |
IA-0815N |
|
W Christopher Appler |
105764 |
| INVESTMENT ADVISOR |
Mercer Global Advisors Inc. |
|
ACTIVA |
1801 East Cabrillo Blvd. Santa Barbara CA 93108 |
800-258-1559 |
04/17/2013 |
IA-0966N |
|
Scott Kvancz |
147363 |
| INVESTMENT ADVISOR |
Mercer Investment Management, Inc. |
|
ACTIVA |
99 High Street 14th Floor Boston MA 02110 |
617-747-9500 |
03/31/2011 |
IA-0894N |
|
Robert E. Phay, Jr. |
133449 |
| INVESTMENT ADVISOR |
Merchant Banking Advisors, Inc. |
|
ACTIVA |
253 San Sebastian St. Mezzanine Level, Old San Juan San Juan PR 00901-1205 |
787-630-4341 |
06/21/2000 |
IA-0358 |
|
John Richardson |
299733 |
| INVESTMENT ADVISOR |
Mercury Advisory, LLC |
|
ACTIVA |
333 Bush Street Suite 1900 San Francisco CA 94104 |
415-878-1068 |
03/08/2024 |
IA-1638N |
|
Robert Gonzalez |
308960 |
| INVESTMENT ADVISOR |
Merit Financial Advisors |
|
ACTIVA |
2400 Lakeview Parkway Suite 550 Alpharetta GA 30009 |
678-867-7050 |
09/12/2025 |
IA-1753 |
|
Doug Baxley |
142457 |
| INVESTMENT ADVISOR |
Mesirow Financial Investment Management, Inc. |
|
ACTIVA |
353 N. Clark St. Chicago IL 60654 |
312-595-6072 |
03/23/2005 |
IA-0614N |
|
Jeffrey Levine |
111135 |
| INVESTMENT ADVISOR |
Metlife Advisers, LLC |
|
ACTIVA |
One Financial Center 20th Fl Boston MA 02111 |
617-578-2410 |
11/01/2005 |
IA-0653N |
|
Steven E Hartstein |
107312 |
| INVESTMENT ADVISOR |
MFS Institutional Advisors Inc. |
|
ACTIVA |
111 Huntington Ave Boston MA 02199-7618 |
617-954-5000 |
07/12/2001 |
IA-0434N |
|
Timothy M Fagan |
107144 |
| INVESTMENT ADVISOR |
MG&A Wealth |
|
ACTIVA |
8151 Peters Road Suite 3200 Plantation FL 33324 |
954-289-9000 |
03/29/2023 |
IA-1580N |
|
Mallory C. Mangrum |
284866 |
| INVESTMENT ADVISOR |
Millenial Advisers, LLC |
|
ACTIVA |
Three World Financial 200 Vesey Street 24th Floor New York NY 10281 |
646-532-2400 |
07/10/2020 |
IA-1353N |
|
Chia Shin Chen |
170847 |
| INVESTMENT ADVISOR |
Millenium Management LLC |
|
ACTIVA |
666 Fifth Avenue New York NY 10103 |
212-841-4100 |
01/08/2021 |
IA-1380N |
|
Martin Z. Schwartz |
158117 |
| INVESTMENT ADVISOR |
Mission Prime LLC |
|
ACTIVA |
475 Calle C Los Frailes Suite 507 Guaynabo PR 00966 |
787-487-5843 |
02/11/2022 |
IA-1475N |
|
Dmitri Victor Zapolskikh |
318328 |
| INVESTMENT ADVISOR |
Missionsquare Retirement |
|
ACTIVA |
777 North Capitol Street NE Suite 600 Washington DC 20002-4240 |
202-962-4600 |
10/04/2024 |
IA-1684N |
|
Cliff Richards |
108783 |
| INVESTMENT ADVISOR |
MMA Securities LLC |
|
ACTIVA |
1166 Avenue of the Americas New York NY 10036 |
212-345-5000 |
10/29/2025 |
IA-1757N |
|
Judith Ann Weinstock |
44254 |
| INVESTMENT ADVISOR |
MML Investors Services, LLC |
|
ACTIVA |
1295 State Street Springfield MA 01111-0001 |
787-758-2244 |
02/27/1998 |
IA-0269N |
|
Courtney Reid, Robert S. Rosenthal |
10409 |
| INVESTMENT ADVISOR |
Modern Capital Advisors, LLC |
|
ACTIVA |
119 Simmons MT Pleasant SC 29464 |
800-440-0442 |
03/21/2022 |
IA-1558N |
|
Kristof Wild |
131117 |
| INVESTMENT ADVISOR |
Money Concepts Advisory Service |
|
ACTIVA |
11440 Noth Jog Road Palm Beach Gardens FL 33418-3764 |
561-472-2000 |
03/01/2007 |
IA-0728N |
|
Terri Walsh |
12963 |
| INVESTMENT ADVISOR |
Money Pickle |
|
ACTIVA |
1411 S Main Street Royal Oak MI 48067 |
248-881-4288 |
03/14/2025 |
IA-1709N |
|
Brenton Thurman |
325575 |
| INVESTMENT ADVISOR |
Moneylion (ML Wealth, LLC) |
|
ACTIVA |
30 West 21st Street 9th Floor New York NY 10010 |
212-380-1735 |
03/25/2020 |
IA-1335N |
|
Michael Doniger |
289521 |
| INVESTMENT ADVISOR |
Morgan Stanley AIP GP LP |
|
ACTIVA |
100 Front Street Suite 400 West Conshohocken PA 19428 |
610-260-7600 |
02/03/2015 |
IA-1048N |
|
Timothy J. Knierim |
117050 |
| INVESTMENT ADVISOR |
Morgan Stanley Institutional Investment Advisors LLC |
|
ACTIVA |
5299 DTC Blvd. Suite 1000 Greenwood Village CO 80111 |
303-333-7770 |
06/21/2024 |
IA-1669N |
|
Christopher Richard Gargano |
149122 |
| INVESTMENT ADVISOR |
Morgan Stanley Investment Management Inc. |
|
ACTIVA |
522 Fifth Ave New york NY 10036 |
(212)296-6600 |
05/17/1993 |
IA-0144N |
|
Stefanie Vanessa Chang Yu |
110353 |
| INVESTMENT ADVISOR |
Morningstar Associates LLC |
|
ACTIVA |
22 West Washington St Chicago IL 60602 |
312-696-6000 |
01/05/2000 |
IA-0331N |
|
Rita Bardell |
108031 |
| INVESTMENT ADVISOR |
Morse Asset Management, Inc. |
|
ACTIVA |
23 Old Kings Highway South Suite 200 Darien CT 06820 |
646-568-4083 |
03/31/2023 |
IA-1593N |
|
I. Andrew Mclaughlin |
285650 |
| INVESTMENT ADVISOR |
Mostt Inc. |
|
ACTIVA |
14140 Ventura Blvd. Ste 208 Sherman Oaks CA 91423 |
310-923-0363 |
11/21/2024 |
IA-1692N |
|
Ksenia Yudina |
332063 |
| INVESTMENT ADVISOR |
Motley Fool Wealth Management, LLC |
|
ACTIVA |
2000 Duke Street Suite 275 Alexandria VA 22314 |
844-408-4390 |
12/23/2021 |
IA-1469N |
|
Kyle Dennis Wirth |
165689 |
| INVESTMENT ADVISOR |
MSH Capital Advisors LLC |
|
ACTIVA |
23350 N Pima Road Scottsdale AZ 85255-7153 |
480-563-2021 |
03/30/2022 |
IA-1508N |
|
Eraine Johnson Parker |
157835 |
| INVESTMENT ADVISOR |
MTC Wealth Management |
|
ACTIVA |
14055 Riveredge Dr. Suite 525 Tampa FL 33637 |
888-727-9191 |
03/29/2024 |
IA-1655N |
|
Parastu Persia Shokoohi |
305308 |
| INVESTMENT ADVISOR |
Mutual of Omaha Investor Services, Inc. |
|
ACTIVA |
3300 Mutual of Omaha Plaza Omaha NE 68175-1020 |
402-351-5950 |
03/30/2015 |
IA-1067N |
|
Adam Proskovec, Thomas R. Oldham |
611 |
| INVESTMENT ADVISOR |
Nationwide Investment Advisors, LLC |
|
ACTIVA |
10 W Nationwide Blvd Mail Code 5-02-3011 Columbus OH 43215 |
614-435-8371 |
04/18/1997 |
IA-0244N |
|
Rita E Tholt |
142373 |
| INVESTMENT ADVISOR |
Nationwide Securities LLC. |
|
ACTIVA |
10 West Nationwide Blvd Mail Code 5-01-103 Columbus OH 43215 |
888-753-7364 |
07/09/2008 |
IA-0792N |
|
James Rabenstine |
11173 |
| INVESTMENT ADVISOR |
Navellier & Associates Inc. |
|
ACTIVA |
One E Liberty Suite 504 Reno NV 89501-2107 |
775-785-2300 |
01/07/1997 |
IA-0119N |
|
Arjen Kuyper |
107568 |
| INVESTMENT ADVISOR |
Navy Federal Investment services, LLC |
|
ACTIVA |
1007 Electric Ave Vienna VA 22180 |
877-221-8108 |
06/27/2006 |
IA-0696N |
|
Marissa S. Bacino, Mark F. Dempsey |
138459 |
| INVESTMENT ADVISOR |
NBC Securities, Inc. |
|
ACTIVA |
1927 First Avenue North Birmingham AL 35203 |
800-521-9390 |
03/30/2023 |
IA-1584N |
|
Scott Wilkins |
17870 |
| INVESTMENT ADVISOR |
Negron Ramos |
|
ACTIVA |
420 Ave Ponce De Leon Suite 103 San Juan PR 00918 |
787-363-4787 |
11/08/2024 |
IA-1688 |
|
Ivan Negron-Ramos |
332437 |
| INVESTMENT ADVISOR |
Nerdwallet Advisory |
|
ACTIVA |
4150 N Drinkwater BLVD Suite 200 Scottdale AZ 85251 |
415-549-8913 |
03/28/2025 |
IA-1716N |
|
Deeannn Marie Mays |
325767 |
| INVESTMENT ADVISOR |
Neuberger Berman BD LLC |
|
ACTIVA |
1290 Avenue of the Americas New York NY 10104 |
212-476-9000 |
04/02/2001 |
IA-0407N |
|
Robert Ciraola, Brad Cetron |
2908 |
| INVESTMENT ADVISOR |
Neuberger Berman Fixed Income LLC |
|
ACTIVA |
190 S Lasalle St Suite 2400 Chicago IL 60603 |
312-325-7700 |
02/28/2008 |
IA-0773N |
|
Brian Lord |
124687 |
| INVESTMENT ADVISOR |
New Edge Wealth |
|
ACTIVA |
1251 Waterfront Place Suite 510 Pittsburgh PA 15222 |
800-693-7800 |
12/08/2020 |
IA-1371N |
|
David Schnier |
307771 |
| INVESTMENT ADVISOR |
New York Life Investment Management LLC |
|
ACTIVA |
51 Madison Ave New York NY 10010 |
212-576-7000 |
02/25/2002 |
IA-0473N |
|
Dawn Pallitto |
109591 |
| INVESTMENT ADVISOR |
Newbridge Financial Services Group, Inc. |
|
ACTIVA |
5200 Town Center Circle Tower 1, Suite 306 Boca Ratón FL 33486 |
954-334-3450 |
07/27/2018 |
IA-1248N |
|
Robert Abrams |
130814 |
| INVESTMENT ADVISOR |
Newedge Advisors |
|
ACTIVA |
858 Camp Street New Orleans LA 70130 |
504-459-4391 |
11/05/2021 |
IA-1462N |
|
Brent Nicks |
171351 |
| INVESTMENT ADVISOR |
NewGen Wealth Creation, LLC |
|
ACTIVA |
100 Carr 115 Unit 1503 Rincón PR 00677 |
754-736-1556 |
08/26/2022 |
IA-1539 |
|
Natalia Ivanova, Natalia Ivanova |
322840 |
| INVESTMENT ADVISOR |
Newton Investment Management North America |
|
ACTIVA |
BNY Mellon Center One Boston Place, 201 Washington Street Boston MA 02108-4408 |
617-722-7250 |
07/21/2021 |
IA-1444N |
|
Elizabeth Anne Roach |
312937 |
| INVESTMENT ADVISOR |
NFJ Investment Group, LLC |
|
ACTIVA |
2100 Ross Avenue Suite 700 Dallas TX 75201 |
214-754-1780 |
03/10/2021 |
IA-1393N |
|
Patti S. Almanza |
310902 |
| INVESTMENT ADVISOR |
NFP Retirement Inc. |
|
ACTIVA |
120 Vantis Suite 400 Aliso Viejo CA 92656 |
949-460-9898 |
09/23/2020 |
IA-1365N |
|
Blake Bjordahl |
121254 |
| INVESTMENT ADVISOR |
NGAM Advisors, L.P. |
|
ACTIVA |
399 Boylston St Boston MA 02116 |
617-449-2813 |
01/02/2002 |
IA-0455N |
|
David Vallon |
106800 |
| INVESTMENT ADVISOR |
Nichols Group, LLC |
|
ACTIVA |
1 Calle Taft Apt. 9-A Condominio Playa Grande San Juan PR 00911 |
714-356-9596 |
10/08/2025 |
IA-1737 |
|
Douglas E. Nichols |
134513 |
| INVESTMENT ADVISOR |
Nishkama Capital LLC |
|
ACTIVA |
9 The Enclave Dorado PR 00646 |
646-619-3629 |
05/07/2021 |
IA-1423N |
|
Eric Salzman |
170322 |
| INVESTMENT ADVISOR |
Noblebridge Wealth |
|
ACTIVA |
50 Church Street Suite L12 Montclair NJ 07042 |
1-866-798-0354 |
12/11/2018 |
IA-1266N |
|
Corey Franco |
146612 |
| INVESTMENT ADVISOR |
Northern Trust Investments, Incorporated |
|
ACTIVA |
50 S Lasalle St Chicago IL 60603-1008 |
312-630-6000 |
07/19/2000 |
IA-0363N |
|
Anthony Pecora |
105780 |
| INVESTMENT ADVISOR |
NPA Asset Management, LLC |
|
ACTIVA |
115 West Century Road Suite 360 Paramus NJ 07652 |
201-476-0029 |
04/21/2014 |
IA-1015N |
|
James S. Colleary |
131534 |
| INVESTMENT ADVISOR |
NPPG Plan Professionals, LLC |
|
ACTIVA |
494 Sycamore Avenue Suite 100 Shrewsbury NJ 07702 |
732-758-1577 |
03/08/2024 |
IA-1637N |
|
Greg Woods |
324646 |
| INVESTMENT ADVISOR |
NSR Invest |
|
ACTIVA |
335 Madison Avenue Suite 1600 New York NY 10017 |
914-315-9751 |
01/03/2018 |
IA-1200N |
|
Bo Brustkern |
169878 |
| INVESTMENT ADVISOR |
Nuance Investments, LLC |
|
ACTIVA |
4900 Main Street Suite 220 Kansas City MO 64112 |
816-743-7080 |
03/28/2024 |
IA-1647N |
|
Rositsa Esenberg |
148534 |
| INVESTMENT ADVISOR |
Nuveen Asset Management, LLC |
|
ACTIVA |
333 W Wacker Drive Chicago IL 60606 |
312-917-7700 |
11/24/2010 |
IA-0878N |
|
Diane S Meggs |
155584 |
| INVESTMENT ADVISOR |
Nuveen Fund Advisors, LLC |
|
ACTIVA |
333 W Wacker Drive Chicago IL 60606 |
312-917-7899 |
07/17/1998 |
IA-0284N |
|
Joseph T Castro |
104626 |
| INVESTMENT ADVISOR |
O'Shaughnessy Asset Management, LLC |
|
ACTIVA |
6 Suburban Avenue Stamford CT 06901-2012 |
203-975-3333 |
05/25/2016 |
IA-1120N |
|
Raymond Amoroso III |
144594 |
| INVESTMENT ADVISOR |
OAK Associates Ltd |
|
ACTIVA |
3875 Embassy Parkway Suite 250 Akron OH 44333 |
330-668-1234 |
06/21/2001 |
IA-0428N |
|
Margaret Lynn Ballinger |
108874 |
| INVESTMENT ADVISOR |
Oak Ridge Investments, LLC |
|
ACTIVA |
10 South LaSalle Street Suite 1900 Chicago IL 60603-1020 |
312-857-1040 |
03/30/2012 |
IA-0921N |
|
Alan E. Molotsky |
107066 |
| INVESTMENT ADVISOR |
Occidental Asset Management, LLC |
|
ACTIVA |
301 California Drive #9 Burlingame CA 94010 |
650-344-1600 |
04/29/2025 |
IA-1731N |
|
Nathan Hatton Walsh |
168650 |
| INVESTMENT ADVISOR |
Olliv |
|
ACTIVA |
433 W. Van Buren Street Suite 1050N Chicago IL 60607 |
630-303-4079 |
12/19/2022 |
IA-1553N |
|
Colleen Kavanagh |
324079 |
| INVESTMENT ADVISOR |
ON Investment Management Co |
|
ACTIVA |
One Financial Way Cincinnati OH 45242 |
855-262-0913 |
07/07/1999 |
IA-0314N |
|
Andrew J Vanhoy |
105662 |
| INVESTMENT ADVISOR |
One68 Global Capital, LLC |
|
ACTIVA |
280 Park Ave 5th Floor New York NY 10017 |
212-331-6738 |
03/28/2022 |
IA-1504N |
|
Nancy Oh |
284585 |
| INVESTMENT ADVISOR |
Oppenheimer & Co. Inc. |
|
ACTIVA |
85 Broad Street 22nd, Floor 24 New York NY 10004 |
212-668-8000 |
01/10/2003 |
IA-0536N |
|
Bebe Ali, James Capezzuto |
249 |
| INVESTMENT ADVISOR |
Orchard Wealth and Legacy Management LLC |
|
ACTIVA |
151 San Francisco Street Suite 200 San Juan PR 00901 |
609-937-8064 |
07/19/2018 |
IA-1243 |
|
Jason M. Scheurer |
289104 |
| INVESTMENT ADVISOR |
Oriental Financial Services LLC |
|
ACTIVA |
254 Muñoz Rivera Ave. 2nd Floor Oriental Group Center San Juan PR 00918 |
787-474-1993 |
10/02/2000 |
IA-0369N |
|
Sonia Marbarak, Sean W. Miles, Sonia Marbarak |
29753 |
| INVESTMENT ADVISOR |
Oriental Trust |
|
ACTIVA |
Oriental Center, 10th Floor 254 Munoz Rivera San Juan PR 00918 |
787-522-6962 |
03/28/2023 |
IA-1576N |
|
Rosana Pacheco, Erik Dolan |
312982 |
| INVESTMENT ADVISOR |
Osaic Wealth, Inc. |
|
ACTIVA |
10 Exchange Place Suite 1410 New Jersey NJ 07302 |
800-821-5100 |
03/31/2008 |
IA-0781N |
|
John Cooney, Rob Guldner |
23131 |
| INVESTMENT ADVISOR |
OXINAS PARTNERS WEALTH MANAGEMENT |
|
ACTIVA |
607 North Shore Drive Suite 101 Jefferson IN 47130 |
812-725-8649 |
05/07/2020 |
IA-1343N |
|
MATTHEW Wagner |
297462 |
| INVESTMENT ADVISOR |
Pacific Income Advisers, Inc. |
|
ACTIVA |
1299 Ocean Ave Ste 210 Santa Monica CA 90401-1036 |
310-393-1424 |
08/26/1997 |
IA-0250N |
|
Thad M Brown |
104719 |
| INVESTMENT ADVISOR |
Pacific Investment Management Company LLC |
|
ACTIVA |
650 Newport Center Drive Newport Beach CA 92660 |
949-720-6000 |
02/18/2010 |
IA-0855N |
|
Jennifer Durham |
104559 |
| INVESTMENT ADVISOR |
Palisade Capital Management LLC |
|
ACTIVA |
1 Bridge Plaza N Suite 695 Fort Lee NJ 07024-7102 |
201-585-7733 |
01/22/2009 |
IA-0814N |
|
Bradley R Goldman |
104581 |
| INVESTMENT ADVISOR |
Palladiem LLC |
|
ACTIVA |
7 Great Valley Parkway Suite 295 Malvern PA 19355 |
888-886-4122 |
11/21/2011 |
IA-0907N |
|
Jason M Ewasko |
158989 |
| INVESTMENT ADVISOR |
Palos Management Inc. |
|
ACTIVA |
1 Place Ville Marie Suite 1670 Montreal Quebec H3B 2B6 |
514-397-0188 |
11/18/2021 |
IA-1463N |
|
Martin Picard |
304309 |
| INVESTMENT ADVISOR |
Parametric |
|
ACTIVA |
1918 Eigth Ave Suite 3100 Seattle WA 98101 |
206-694-5575 |
01/27/2006 |
IA-0667N |
|
Deborah Lamb |
114310 |
| INVESTMENT ADVISOR |
Pariter Wealth Management Group LLC |
|
ACTIVA |
243 Carretera #2 Guaynabo PR 00966-1915 |
787-781-2555 |
07/15/2019 |
IA-0784 |
|
Eduardo Sotomayor |
146622 |
| INVESTMENT ADVISOR |
Park Avenue Securities LLC |
|
ACTIVA |
10 Hudson Yards New York NY 10001 |
1-888-600-4567 |
11/03/2017 |
IA-1191N |
|
Kenneth Goodall, Thomas Drogan |
46173 |
| INVESTMENT ADVISOR |
Park Edge Advisors, LLC |
|
ACTIVA |
2360 W 11th ST Cleveland OH 44113 |
216-727-0144 |
05/01/2024 |
IA-1662N |
|
Richard W. Lowrie |
317521 |
| INVESTMENT ADVISOR |
Parliament Capital Management, LLC |
|
ACTIVA |
1511 Ave. Ponce de León Ciudadela - Torre 1000, Suite 6A San Juan PR 00909 |
787-200-9004 |
05/20/2015 |
IA-1050N |
|
Wilnerys Alvarez Rivera |
194513 |
| INVESTMENT ADVISOR |
Pathstone |
|
ACTIVA |
10 Sterling Blvd Suite 402 Englewood NJ 07631 |
201-944-7284 |
03/29/2024 |
IA-1657N |
|
Lisandra Wilmott |
151736 |
| INVESTMENT ADVISOR |
Pension Partners, LLC |
|
ACTIVA |
103 De Diego Ave Apt. 1602N San Juan PR 00911 |
212-255-5000 |
02/19/2021 |
IA-1389 |
|
Edward M. Dempsey |
125772 |
| INVESTMENT ADVISOR |
Perini Capital |
|
ACTIVA |
20645 North Pima Road Suite N-230 Scottsdale AZ 85255 |
575-725-1978 |
02/01/2022 |
IA-1484N |
|
Jesse Silver |
158540 |
| INVESTMENT ADVISOR |
PFS Investments Inc. |
|
ACTIVA |
1 Primerica Parkway Duluth GA 30099-0001 |
770-381-1000 |
05/06/2011 |
IA-0896N |
|
Daniel A. Woodring |
10111 |
| INVESTMENT ADVISOR |
PGIM Custom Harvest LLC |
|
ACTIVA |
655 Broad Street Newark NJ 07102 |
888-778-5471 |
03/27/2023 |
IA-1573N |
|
Andrew (Drew) Donohue |
290235 |
| INVESTMENT ADVISOR |
PGIM, Inc. |
|
ACTIVA |
655 Broad St. Newark NJ 07102 |
973-367-6335 |
03/28/2019 |
IA-1288N |
|
Chad Alan Earnst |
105676 |
| INVESTMENT ADVISOR |
Pinnacle Wealth Planning Services, Inc. |
|
ACTIVA |
6 West 3rd St. Suite 100 Mansfield OH 44902 |
419-526-5226 |
03/09/2017 |
IA-1151N |
|
Jennifer Henderson |
106817 |
| INVESTMENT ADVISOR |
Planmember Securities Corporation |
|
ACTIVA |
6187 Carpinteria Avenue Carpinteria CA 93013 |
805-684-1199 |
03/28/2014 |
IA-1009N |
|
Daniel Murphy |
11869 |
| INVESTMENT ADVISOR |
Plante Moran Financial Advisors |
|
ACTIVA |
27400 Northwestern Hwy Southfield MI 48034 |
248-352-2500 |
09/27/2018 |
IA-1252N |
|
Patrick J. Swarz |
112158 |
| INVESTMENT ADVISOR |
Pleasant Lake Partners LLC |
|
ACTIVA |
100 Carr 115 Unit 1900 Rincon PR 00677 |
804-363-4458 |
07/28/2023 |
IA-1602N |
|
Benjamin Cable |
304281 |
| INVESTMENT ADVISOR |
PNC Capital Advisors LLC |
|
ACTIVA |
One E Pratt St 5th Fl East Baltimore MD 21202 |
410-237-5683 |
10/27/2009 |
IA-0842N |
|
Michael Donahoe |
151829 |
| INVESTMENT ADVISOR |
PNC Investments |
|
ACTIVA |
300 Fifth Avenue 26th Floor Pittsburgh PA 15222 |
800-762-6111 |
03/04/2022 |
IA-1492N |
|
Nicholas Morinigo, Nicholas Morinigo |
129052 |
| INVESTMENT ADVISOR |
Polen Capital Management, LLC |
|
ACTIVA |
2700 N. Military Trail Suite 230 Boca Raton FL 33431 |
561-241-2425 |
03/30/2012 |
IA-0919N |
|
Stanley C. Moss |
106093 |
| INVESTMENT ADVISOR |
Popular Asset Management LLC |
|
ACTIVA |
Popular Center North Building, 4th FL 209 Muñoz Rivera Ave. San Juan PR 00918 |
787-754-4488 |
04/22/2021 |
IA-1396N |
|
José Armando Chang |
313653 |
| INVESTMENT ADVISOR |
Popular Securities, LLC. |
|
ACTIVA |
208 Avenue Ponce De Leon Popular Center Suite 1200 San Juan PR 00918-1035 |
787-758-7400 |
11/30/2000 |
IA-0377N |
|
Jaime Toro Lavergne, Rosa Colon |
8096 |
| INVESTMENT ADVISOR |
PPM America Inc. |
|
ACTIVA |
225 West Wacker Drive Suite 1200 Chicago IL 60606 |
312-634-2500 |
03/29/2018 |
IA-1227N |
|
Thomas Barrus |
107269 |
| INVESTMENT ADVISOR |
Praetorian PR LLC |
|
ACTIVA |
Carr. 429, K.M. 4.1 Bo. Barrero Rincon PR 00677 |
786-453-9366 |
11/14/2022 |
IA-1548N |
|
Paul Zavaliy |
323280 |
| INVESTMENT ADVISOR |
Prime Capital Investment Advisors, LLC |
|
ACTIVA |
6201 College Blvd. 7th Floor Overland Park KS 66211 |
800-493-6226 |
05/25/2021 |
IA-1428N |
|
Anthony Elliot Woodard |
288712 |
| INVESTMENT ADVISOR |
Principal Global Investors, LLC |
|
ACTIVA |
801 Grand Ave Des Moines IA 50392 |
800-533-1390 |
01/23/2006 |
IA-0665N |
|
Jeffrey Hiller |
109002 |
| INVESTMENT ADVISOR |
Principal Real Estate |
|
ACTIVA |
801 Gand Ave Des Moines IA 50392-0001 |
1-800-533-1390 |
02/08/2006 |
IA-0669N |
|
Justin Thomas Lange |
109008 |
| INVESTMENT ADVISOR |
Private Advisor Group, LLC |
|
ACTIVA |
65 Madison Avenue Suite 300 Morristown NJ 07960 |
973-538-7010 |
05/21/2015 |
IA-1074N |
|
Patrick Sullivan |
155216 |
| INVESTMENT ADVISOR |
Pronvest, Inc. |
|
ACTIVA |
1110 Market Street Suite 402 Chattanooga TN 37402 |
423-648-1876 |
03/27/2019 |
IA-1284N |
|
Vickie Lynn Aragon |
119081 |
| INVESTMENT ADVISOR |
Prospera Financial Services, Inc. |
|
ACTIVA |
5429 LBJ Freeway Suite 400 Dallas TX 75240 |
972-581-3000 |
09/25/2015 |
IA-1084N |
|
Kate Wingate, Abel García |
10740 |
| INVESTMENT ADVISOR |
Prudential Financial Planning Services |
|
ACTIVA |
751 Broad Street Newark NJ 07102-3777 |
800-201-6690 |
03/31/2021 |
IA-1414N |
|
Irene Santiago, Frank Todd Ingraham |
5685 |
| INVESTMENT ADVISOR |
Public Advisors LLC |
|
ACTIVA |
6 Harrison St 5th Floor New York NY 10013 |
212-401-6946 |
02/04/2025 |
IA-1705N |
|
Prashant Yerramalli |
318234 |
| INVESTMENT ADVISOR |
Putnam Investment Management, LLC |
|
ACTIVA |
100 Federal St Boston MA 02110 |
617-292-1000 |
10/20/2020 |
IA-1373N |
|
James F. Clark |
106629 |
| INVESTMENT ADVISOR |
Qapital Invest, LLC |
|
ACTIVA |
245 Fifth Avenue Suite 1610 New York NY 10016-8748 |
973-207-0898 |
03/14/2019 |
IA-1278N |
|
Paul Wigdor |
283762 |
| INVESTMENT ADVISOR |
QRG Capital Management, Inc. |
|
ACTIVA |
35 East Wacker Drive Suite 2400 Chicago IL 60601 |
312-827-2800 |
02/18/2020 |
IA-1328N |
|
David Hein |
305277 |
| INVESTMENT ADVISOR |
Quantinno Capital Management LP |
|
ACTIVA |
66 Hudson BLVD E 24th Floor New York NY 10001-2272 |
212-313-9431 |
03/31/2025 |
IA-1719N |
|
Ross Bogatch |
298733 |
| INVESTMENT ADVISOR |
Ramirez Asset Management, Inc. |
|
ACTIVA |
61 Broadway Suite 2920 New York NY 10006 |
212-248-0500 |
02/24/2011 |
IA-0421N |
|
Peter Sigismondi |
110637 |
| INVESTMENT ADVISOR |
Rational Advisors, Inc. |
|
ACTIVA |
53 Calle Las Palmeras St Suite 601 San Juan PR 00901 |
787-334-1781 |
03/29/2023 |
IA-1578N |
|
Robert D. Glass |
111452 |
| INVESTMENT ADVISOR |
Raymond James & Associates Inc. |
|
ACTIVA |
880 Carillon Parkway St Petersburg FL 33716 |
727-567-1000 |
12/04/1984 |
IA-0037N |
|
Minnie Whitmire, Rob Eckardt |
705 |
| INVESTMENT ADVISOR |
Raymond James Financial Services Advisors, Inc. |
|
ACTIVA |
880 Carillon Parkway Saint Petersburg FL 33716 |
727-567-3072 |
12/23/2008 |
IA-0810N |
|
Jason Thackeray |
149018 |
| INVESTMENT ADVISOR |
RBC Capital Markets, LLC |
|
ACTIVA |
3 World Financial Center 200 Vesey St New York NY 10281 |
212-858-7000 |
04/22/1998 |
IA-0276N |
|
Roseann G Viscardi, Joseph D Fleming |
31194 |
| INVESTMENT ADVISOR |
RBC Global Asset Management (US) Inc. |
|
ACTIVA |
50 S 6th St Suite 2350 Minneapolis MN 55402 |
612-376-7000 |
12/07/2000 |
IA-0380N |
|
Theresa S Alewine |
107173 |
| INVESTMENT ADVISOR |
RBC Private Counsel (USA) Inc. |
|
ACTIVA |
155 Wellington Street West 17th Floor, RBC Centre Toronto, Ontario MSV 3K7 |
416-955-7782 |
01/26/2023 |
IA-1563N |
|
Annica Karlsson |
109648 |
| INVESTMENT ADVISOR |
RE Advisers Corporation |
|
ACTIVA |
4301 Wilson Blvd. Arlington VA 22203-1860 |
866-673-2299 |
07/10/2015 |
IA-1079N |
|
Danielle Sieverling |
109845 |
| INVESTMENT ADVISOR |
Regents Partners, LLC |
|
ACTIVA |
954 Avenida Ponce De León Suite 205 San Juan PR 00907 |
925-261-8330 |
08/30/2024 |
IA-1683N |
|
Roger Mattew Tullis |
322915 |
| INVESTMENT ADVISOR |
Reinhart Partners, Inc. |
|
ACTIVA |
1500 W Market St Suite 100 Mequon WI 53092 |
262-241-2020 |
04/12/2011 |
IA-0899N |
|
Sandra A King |
106432 |
| INVESTMENT ADVISOR |
Relative Sentiment Technologies, LLC |
|
ACTIVA |
17 Urb Costa Verde Palmas Del Mar Humacao PR 00791 |
845-475-7905 |
02/09/2022 |
IA-1473N |
|
Raymond Micaletti |
318050 |
| INVESTMENT ADVISOR |
Renaissance Investment Management |
|
ACTIVA |
50 E Rivercenter Blvd Suite 1200 Covington KY 41011 |
513-723-4500 |
11/06/1995 |
IA-0211N |
|
Kevin J Patton |
105916 |
| INVESTMENT ADVISOR |
Resources Investment Advisors |
|
ACTIVA |
11101 Switzer Road Suite 200 Overland Park KS 66210 |
877-742-2021 |
03/23/2017 |
IA-1156N |
|
Phillip J. Troyer |
106766 |
| INVESTMENT ADVISOR |
Retirement Wealth Advisors, Inc. |
|
ACTIVA |
89 Ionia Ave NW Suite 600 Grand Rapids MI 49503 |
616-667-2150 |
03/21/2017 |
IA-1154N |
|
Danielle Tyler |
137658 |
| INVESTMENT ADVISOR |
Reynders, McVeigh Capital Management, LLC |
|
ACTIVA |
121 High Street Suite 501 Boston MA 02110 |
617-226-9999 |
05/05/2015 |
IA-1070N |
|
Charlton Reynders III |
137342 |
| INVESTMENT ADVISOR |
RHO Prime |
|
ACTIVA |
100 Crosby St New York NY 10012 |
855-743-8746 |
06/13/2022 |
IA-1526N |
|
Sebastian Morales |
314581 |
| INVESTMENT ADVISOR |
Rioblanco Capital LLC |
|
ACTIVA |
1492 Avenida Ponce de Leon Suite 503 San Juan PR 00907 |
787-474-8338 |
08/21/2025 |
IA-1724N |
|
Olivier Gillier |
325702 |
| INVESTMENT ADVISOR |
RMB Capital Management |
|
ACTIVA |
115 S. Lasalle 34th Floor Chicago IL 60603 |
312-993-5800 |
07/01/2016 |
IA-1122N |
|
Jennifer Rydwelski |
134249 |
| INVESTMENT ADVISOR |
Robert W. Baird & Co, Inc. |
|
ACTIVA |
777 E Wisconsin Avenue Milwaukee WI 53202-5391 |
414-765-3500 |
10/09/1992 |
IA-0123N |
|
Jeffry Freiburger, Angela Palmer |
8158 |
| INVESTMENT ADVISOR |
Rochdale Investment Management |
|
ACTIVA |
570 Lexington Ave. 9th Floor New York NY 10022 |
212-702-3500 |
03/28/2012 |
IA-0915N |
|
Barbara Hawkesworth |
117198 |
| INVESTMENT ADVISOR |
Rockefeller Financial LLC |
|
ACTIVA |
10 Rockefeller Plaza New York NY 10020 |
212-549-5396 |
10/12/2018 |
IA-1259N |
|
Annah Kim Rosen, Annah K Rosen |
291361 |
| INVESTMENT ADVISOR |
Rothwell Investment Advisors |
|
ACTIVA |
11A Derby Square Salem MA 01970 |
978-387-9997 |
07/29/2025 |
IA-1742N |
|
Barbara Maitland |
337504 |
| INVESTMENT ADVISOR |
RSM US Wealth Management LLC |
|
ACTIVA |
801 Nicollet Mall Suite 1100 Minneapolis MN 55402 |
612-332-4300 |
07/29/2021 |
IA-1441N |
|
Lisa Marie Tamburini |
111221 |
| INVESTMENT ADVISOR |
Ruane, Cunniff & Goldfarb L.P. |
|
ACTIVA |
9 West 57th Street Suite 5000 New York NY 10019 |
212-832-5280 |
03/31/2018 |
IA-1235N |
|
Michael N. Slover |
285971 |
| INVESTMENT ADVISOR |
Rusell Investments |
|
ACTIVA |
1301 Second avenue 18th Floor Seattle WA 98101 |
206-505-7877 |
03/28/2025 |
IA-1717N |
|
Amy Curran |
105734 |
| INVESTMENT ADVISOR |
SA Stone Advisors Inc. |
|
ACTIVA |
2 Perimeter Park South Suite 500 West Birmingham AL 35243 |
800-292-2411 |
12/19/2023 |
IA-1624N |
|
John F. Calvano |
174182 |
| INVESTMENT ADVISOR |
Sage Advisory Services Ltd. Co. |
|
ACTIVA |
5900 Southwest Parkway Building 1, Suite 100 Austin TX 78735-6202 |
512-327-5530 |
03/25/2004 |
IA-0582N |
|
John R Slais |
106236 |
| INVESTMENT ADVISOR |
Sage Private Wealth Group, LLC |
|
ACTIVA |
18W140 Butterfield Road Suite 1160 Oakbrook IL 60181 |
630-933-0000 |
02/08/2021 |
IA-1387N |
|
Khaled Awad Taha |
173399 |
| INVESTMENT ADVISOR |
Sageview Advisory Group, LLC |
|
ACTIVA |
4000 Macarthur Blvd. Suite 1050 Newport Beach CA 92660 |
800-814-8742 |
03/29/2024 |
IA-1656N |
|
Sharina Merid |
126777 |
| INVESTMENT ADVISOR |
Sagewood Asset Management LLC |
|
ACTIVA |
70 W. Madison Street Suite 2400 Chicago IL 60602 |
312-368-1442 |
09/25/2015 |
IA-1087N |
|
Elizabeth Watkins |
281548 |
| INVESTMENT ADVISOR |
Sanctuary Advisors, LLC |
|
ACTIVA |
250 W, 96th St. #300 Indianapolis IN 46260 |
317-633-1799 |
10/15/2019 |
IA-1318N |
|
Kevin Chase |
226606 |
| INVESTMENT ADVISOR |
Sanders Morris LLC |
|
ACTIVA |
600 Travis Suite 5900 Houston TX 77002-3003 |
713-250-4222 |
05/26/2006 |
IA-0692N |
|
Steve Mangold |
20580 |
| INVESTMENT ADVISOR |
Sands Capital Management, LLC |
|
ACTIVA |
1101 Wilson Blvd Suite 2300 Arlington VA 22209 |
703-562-4000 |
11/04/2005 |
IA-0648N |
|
Lisa M Grozio |
137610 |
| INVESTMENT ADVISOR |
Sands Capital Ventures, LLC |
|
ACTIVA |
1000 Wilson Boulevard Suite 3000 Arlington VA 22209 |
703-562-4000 |
03/29/2021 |
IA-1400N |
|
Jonathan P. Goodman |
155517 |
| INVESTMENT ADVISOR |
Sanford C. Bernstein & Co., LLC |
|
ACTIVA |
1345 Avenue of the Americas New York NY 10105 |
212-969-1000 |
03/31/2011 |
IA-0895N |
|
James D Lamke, Laurence H Bertan |
104474 |
| INVESTMENT ADVISOR |
Santander Securities LLC |
|
ACTIVA |
2 Morrissey Boulevard Mail Code: MA1-MB2-03-17 Dorchester MA 02125 |
866-736-6475 |
09/24/1999 |
IA-0318N |
|
Lawrence Carter, Lawrence Carter |
41791 |
| INVESTMENT ADVISOR |
Santiago Capital, LLC |
|
ACTIVA |
20 Calle Washington #5A San Juan PR 00907 |
415-699-8972 |
10/13/2021 |
IA-1456N |
|
Brent Johnson |
154579 |
| INVESTMENT ADVISOR |
Sarofim Fayez & Co. |
|
ACTIVA |
Two Houston Center Suite 2907 Houston TX 77010-1014 |
713-654-4484 |
12/13/2001 |
IA-0454N |
|
Raye G White |
106584 |
| INVESTMENT ADVISOR |
SB Advisory, LLC |
|
ACTIVA |
3424 Peachtree Road NE Suite 2200 Atlanta GA 30326-1184 |
404-704-0406 |
01/02/2013 |
IA-0938N |
|
J. Thomas Sadler |
154680 |
| INVESTMENT ADVISOR |
Schroder Investment Management North America Inc. |
|
ACTIVA |
875 3rd Ave 22nd Fl New York NY 10022 |
212-641-3800 |
01/20/1999 |
IA-0294N |
|
BARBARA BROOKE MANNING , Stephen M Detore |
105820 |
| INVESTMENT ADVISOR |
Schwab Private Client Investment Advisory, Inc. |
|
ACTIVA |
211 Main St San Francisco CA 94105 |
415-667-7000 |
12/09/2011 |
IA-0905N |
|
Barbara Armeli |
159035 |
| INVESTMENT ADVISOR |
Scout Investments, Inc. |
|
ACTIVA |
928 Grand Blvd Kansas City MO 64106 |
816-860-7000 |
03/29/2010 |
IA-0863N |
|
Benjamin D Wisenfeld |
111787 |
| INVESTMENT ADVISOR |
Security Capital Research & Management Inc. |
|
ACTIVA |
10 South Dearborn St Suite 1400 Chicago IL 60603 |
312-385-8320 |
03/04/2005 |
IA-0611N |
|
Nina D Mettelman |
106201 |
| INVESTMENT ADVISOR |
Segall Bryant & Hamill |
|
ACTIVA |
840 W Madison St Suite 1900 Chicago Il 60661-2551 |
312-474-1222 |
03/31/2005 |
IA-0618N |
|
Paul A Lythberg |
106505 |
| INVESTMENT ADVISOR |
SEI Investments Management Corp. |
|
ACTIVA |
One Freedom Valley Drive Oaks PA 19456 |
610-676-1000 |
07/29/2005 |
IA-0636N |
|
Laura Smolenski |
105146 |
| INVESTMENT ADVISOR |
SEIA |
|
ACTIVA |
2121 Avenue of the Stars Suite 1600 Los Angeles CA 90067 |
310-712-2323 |
05/04/2016 |
IA-1118N |
|
Rachel L. Posner |
108163 |
| INVESTMENT ADVISOR |
Select Advisory Group Inc. |
|
ACTIVA |
322 De Diego Ave. Suite 202 San Juan PR 00920 |
787-969-3939 |
06/04/2009 |
IA-0829 |
|
Luis De Jesus Aponte, Ricardo Jose Goytia |
150129 |
| INVESTMENT ADVISOR |
Select Private Wealth |
|
ACTIVA |
167 Oak Grove CIR Lake Mary FL 32746 |
407-421-5112 |
08/29/2024 |
IA-1672NS |
|
Gustavo Carlo Sánchez Nazario |
331335 |
| INVESTMENT ADVISOR |
Sentinel Pension Advisors Inc. |
|
ACTIVA |
100 Quannapowitt Pkwy Suite 300 Wakefield MA 01880 |
781-914-1450 |
04/06/2023 |
IA-1595N |
|
James M. Nestor |
109901 |
| INVESTMENT ADVISOR |
Sequoia Financial Advisors, L.L.C. |
|
ACTIVA |
3500 Embassy Parkway Akron OH 44333 |
330-375-9480 |
03/21/2024 |
IA-1651N |
|
Mattew Dunn |
117756 |
| INVESTMENT ADVISOR |
Shufro, Rose & Co., LLC |
|
ACTIVA |
745 Fifth Ave Suite 2600 New York NY 10151-2600 |
212-754-5100 |
07/08/1998 |
IA-0280N |
|
Harvey Moy, Myles Edwards |
3403 |
| INVESTMENT ADVISOR |
Sigfig Wealth Management LLC |
|
ACTIVA |
1663 Mission Street 250 San Francisco CA 94103 |
415-558-9611 |
01/14/2014 |
IA-1000N |
|
J. Niel Armstrong |
158823 |
| INVESTMENT ADVISOR |
Signature Investment Advisors, LLC |
|
ACTIVA |
2121 Ave. of the Stars Suite 1600 Los Angeles CA 90067-5040 |
310-712-2323 |
03/27/2013 |
IA-0956N |
|
Rachel L. Posner |
160715 |
| INVESTMENT ADVISOR |
Silver Point Capital, L.P. |
|
ACTIVA |
Two Greenwich Plaza First Floor Greenwich CT 06830-6353 |
203-542-4200 |
03/31/2021 |
IA-1410N |
|
Steven Weiser |
157738 |
| INVESTMENT ADVISOR |
Silver Point Specialty Credit Fund Management, LLC |
|
ACTIVA |
Two Greenwich Plaza First Floor Greenwich CT 06830-6353 |
203-542-4200 |
11/05/2021 |
IA-1455N |
|
Steven Weiser |
317225 |
| INVESTMENT ADVISOR |
SIO Capital Management, LLC |
|
ACTIVA |
600 Third Avenue 2nd Floor New York NY 10016 |
212-601-9786 |
01/13/2021 |
IA-1382N |
|
Judah Drillick |
165989 |
| INVESTMENT ADVISOR |
Slavic Mutual Funds Management Corp. |
|
ACTIVA |
1075 Broken Sound Parkway NW Suite 100 Boca Ratón FL 33487-3540 |
561-241-9244 |
03/30/2018 |
IA-1234N |
|
John J. Slavic |
113833 |
| INVESTMENT ADVISOR |
SLP Wealth |
|
ACTIVA |
1011 S Hamilton Rd Suite 300 Chapel Hill NC 27517 |
314-301-8219 |
06/09/2023 |
IA-1599N |
|
Travis Hornsby |
325631 |
| INVESTMENT ADVISOR |
Snowden Capital Advisors LLC |
|
ACTIVA |
540 Madison Ave. Floor 9 New York NY 10022 |
646-218-9760 |
03/31/2023 |
IA-1590N |
|
Richard West |
157299 |
| INVESTMENT ADVISOR |
SNW Asset Management, LLC |
|
ACTIVA |
2001 Sixth Ave. Suite 2310 Seattle WA 98121 |
1-866-769-2773 |
05/03/2017 |
IA-1169N |
|
Mary Ann Picciotto |
154461 |
| INVESTMENT ADVISOR |
Socio-Económico |
|
ACTIVA |
W28 Yosemite St. Urb. Park Gardens San Juan PR 00926 |
787-382-6871 |
04/15/2025 |
IA-1697 |
|
Carlos J. Vega Plaza |
333104 |
| INVESTMENT ADVISOR |
Sofinnova Investments, Inc. |
|
ACTIVA |
3000 Sand Hill Road 4-250 Menlo Park CA 94025 |
650-681-8420 |
03/15/2024 |
IA-1636N |
|
James D Brody |
160297 |
| INVESTMENT ADVISOR |
Sollinda Capital Management LLC |
|
ACTIVA |
1111 Brickell Ave 10th Floor, Suite 68 Miami FL 33131 |
828-455-4264 |
11/18/2024 |
IA-1690N |
|
Jared Calvert |
321742 |
| INVESTMENT ADVISOR |
Southwestern Investment Advisory Services, Inc. |
|
ACTIVA |
801 Crescent Centre Drive Suite 600 Franklin TN 37067 |
615-861-6100 |
12/14/2020 |
IA-1375N |
|
Deborah Jenkins |
283515 |
| INVESTMENT ADVISOR |
Sowell Management |
|
ACTIVA |
5320 Northshore Drive North Little Rock AR 72118 |
501-219-2434 |
05/19/2020 |
IA-1348N |
|
Rod Kresge |
127145 |
| INVESTMENT ADVISOR |
SPC |
|
ACTIVA |
300 Parkland Plaza Ann Arbor MI 48103 |
734-663-1611 |
01/17/2002 |
IA-0461N |
|
John McClellan |
110692 |
| INVESTMENT ADVISOR |
Spectrum Asset Management, Inc. |
|
ACTIVA |
2 High Ridge Park Stamford CT 06905 |
203-322-0189 |
01/02/2020 |
IA-1325N |
|
Joseph A. Hanczor |
300463 |
| INVESTMENT ADVISOR |
Spiderrock Advisors, LLC |
|
ACTIVA |
300 South Wacker Drive Suite 2840 Chicago IL 60606 |
312-847-0300 |
03/28/2024 |
IA-1649N |
|
E. Bruce Mumford |
171992 |
| INVESTMENT ADVISOR |
Spire Wealth Management, LLC |
|
ACTIVA |
7901 Jones Branch Dr. Suite 810 Mclean VA 22102 |
703-657-6060 |
03/30/2022 |
IA-1509N |
|
Sue Mckeown |
113908 |
| INVESTMENT ADVISOR |
Sprott Asset Management USA Inc. |
|
ACTIVA |
1910 Palomar Point Way Suite 200 Carlsbad CA 92008 |
760-444-5254 |
02/15/2006 |
IA-0670N |
|
Thomas W Ulrich |
139022 |
| INVESTMENT ADVISOR |
Stadion Money Management, LLC |
|
ACTIVA |
1061 Cliff Dawson Rd Watkinsville GA 30677 |
706-583-5144 |
03/30/2015 |
IA-1057N |
|
Michael Isaac |
112608 |
| INVESTMENT ADVISOR |
Stansberry Asset Management, LLC |
|
ACTIVA |
420 Lexington Avenue Suite 2216 New York NY 10017 |
646-854-4370 |
03/29/2023 |
IA-1581N |
|
Jeffrey Sargent |
282103 |
| INVESTMENT ADVISOR |
Stashinvest |
|
ACTIVA |
44 West 28th Street #1408 New York NY 10001 |
212-313-9547 |
02/19/2016 |
IA-1103N |
|
Brandon Krieg |
226550 |
| INVESTMENT ADVISOR |
Steel Peak Wealth Management, LLC |
|
ACTIVA |
21650 Oxnard Street Suite 2300 Woodland Hills CA 91367 |
818-835-8720 |
04/23/2021 |
IA-1420N |
|
Steven Schneider |
165168 |
| INVESTMENT ADVISOR |
Steward Partners Investment Advisory, LLC |
|
ACTIVA |
140 E. 45th Street 36th Floor New York NY 10017 |
212-364-0364 |
03/31/2022 |
IA-1516N |
|
Corinne Moccia-Cunha |
283004 |
| INVESTMENT ADVISOR |
Stifel Capital Management, LLC |
|
ACTIVA |
1095 Avenue of the Americas New York NY 10036 |
212-328-1000 |
11/02/2023 |
IA-1611N |
|
Michael A. Spero |
328365 |
| INVESTMENT ADVISOR |
Stifel, Nicolaus & Company, Incorporated |
|
ACTIVA |
501 North Broadway St. Louis MO 63102 |
314-342-2110 |
03/30/2016 |
IA-1110N |
|
Maureen Fister, Rita Kazembe |
793 |
| INVESTMENT ADVISOR |
Stilwell Value LLC |
|
ACTIVA |
111 Broadway 12th Floor New York NY 10006 |
212-269-2005 |
10/27/2021 |
IA-1461N |
|
Hallie Damon |
160697 |
| INVESTMENT ADVISOR |
Stirlingshire Investments |
|
ACTIVA |
15 W 38th ST. #704 New York NY 10018 |
877-600-7026 |
05/17/2024 |
IA-1665N |
|
Deborah Marcus |
327779 |
| INVESTMENT ADVISOR |
Stonebridge Advisors LLC |
|
ACTIVA |
10 Westport Road Suite C101 Wilton CT 06897-4543 |
203-762-0004 |
03/01/2018 |
IA-1211N |
|
Stephen L. De Vore |
134017 |
| INVESTMENT ADVISOR |
Stonecrest Advisors, Inc. |
|
ACTIVA |
300 West 6th Street Suite 1520 Austin TX 78701 |
866-342-1069 |
07/21/2023 |
IA-1214N |
|
Dave Jones |
142095 |
| INVESTMENT ADVISOR |
Strategic Advisers Inc. |
|
ACTIVA |
245 Summer St V10G Boston MA 02110 |
617-563-7000 |
10/26/1990 |
IA-0085N |
|
Linda Wondrack |
104555 |
| INVESTMENT ADVISOR |
Strategic Blueprint, LLC |
|
ACTIVA |
2200 Century Parkway Suite 500 Atlanta GA 30345 |
678-954-4130 |
05/02/2023 |
IA-1598N |
|
Julie Sullivan |
284840 |
| INVESTMENT ADVISOR |
Strategic Wealth Partners, LTD |
|
ACTIVA |
5005 Rockside Road Suite 1200 Independence OH 44131-6829 |
216-800-9000 |
06/10/2025 |
IA-1738N |
|
Matthew Bures |
148586 |
| INVESTMENT ADVISOR |
Streetbeat LLC |
|
ACTIVA |
228 Hamilton Ave 3rd Floor Palo Alto CA 94301 |
650-487-0359 |
12/07/2021 |
IA-1465N |
|
Calvin Persaud |
315893 |
| INVESTMENT ADVISOR |
Summit Financial, LLC |
|
ACTIVA |
4 Campus Drive Parsippany NJ 07054 |
973-285-3600 |
12/03/2018 |
IA-1262N |
|
Craig Weiss |
299322 |
| INVESTMENT ADVISOR |
Summit Trail Advisors, LLC |
|
ACTIVA |
2 Grand Central Tower 140 E 45th Street, 28th Floor New York NY 10017 |
212-812-7010 |
10/07/2022 |
IA-1547N |
|
Thomas,Thomas Harms,Harms |
220519 |
| INVESTMENT ADVISOR |
Swan Capital Management, LLC |
|
ACTIVA |
277 E Third Ave Durango CO 81301 |
970-382-8901 |
03/23/2015 |
IA-1054N |
|
Jim Engelken |
164280 |
| INVESTMENT ADVISOR |
Swan Global Investments, LLC |
|
ACTIVA |
277 E 3rd Ave Building A Durango CO 81301 |
970-382-8901 |
03/30/2015 |
IA-1058N |
|
James Engelken |
114669 |
| INVESTMENT ADVISOR |
Swan Global Management LLC |
|
ACTIVA |
20 Ridge Top Palmas del Mar Humacao PR 00791 |
970-382-9055 |
11/17/2014 |
IA-1032N |
|
Brad Ackerman |
173621 |
| INVESTMENT ADVISOR |
Swan Wealth Advisors, LLC |
|
ACTIVA |
1099 Main Suite 206 Durango CO 81301 |
970-382-8901 |
03/16/2018 |
IA-1206N |
|
Jim Engelken |
292755 |
| INVESTMENT ADVISOR |
Sygnus Capital PR LLC |
|
ACTIVA |
Metro Office Park, Valencia Building 17 Street 2, Suite 640 Guaynabo PR 00968 |
312-725-4338 |
07/31/2016 |
IA-1123N |
|
Natalia López, Jorge Onrubia-Moreno |
283447 |
| INVESTMENT ADVISOR |
Sygnus Wealth PR, LLC |
|
ACTIVA |
Metro Office Park 17 Street 2 Suite 640 Guaynabo PR 00968 |
787-706-9292 |
04/04/2024 |
IA-1629 |
|
Pablo Peñaloza |
325576 |
| INVESTMENT ADVISOR |
Symmetry Partners |
|
ACTIVA |
628 Hebron Ave Bldg 2, 5th Fl Glastonbury CT 06033 |
860-734-2000 |
03/29/2011 |
IA-0890N |
|
PATRICK A. SWEENY |
120982 |
| INVESTMENT ADVISOR |
T. Rowe Price Advisory Services, Inc. |
|
ACTIVA |
100 E Pratt St Baltimore MD 21202 |
410-345-2000 |
04/01/2002 |
IA-0486N |
|
HENRY H. HOPKINS |
108958 |
| INVESTMENT ADVISOR |
T. Rowe Price Associates, Inc. |
|
ACTIVA |
100 East Pratt Street Baltimore MD 21202 |
410-345-2536 |
03/29/2018 |
IA-1222N |
|
John R. Gilner |
105496 |
| INVESTMENT ADVISOR |
T.Rowe Price Investment Management, Inc. |
|
ACTIVA |
100 East Pratt Street Baltimore MD 21202 |
410-345-2000 |
04/01/2022 |
IA-1517N |
|
Mary Ann Picciotto |
314590 |
| INVESTMENT ADVISOR |
Tactica, LLC |
|
ACTIVA |
687 Camino de las Ruelias Dorado PR 00646 |
787-585-8095 |
06/04/2025 |
IA-1733 |
|
Rubén A. Tapia Vargas |
335272 |
| INVESTMENT ADVISOR |
Talon Private Wealth LLC |
|
ACTIVA |
11974 County Road 101 Suite 103 The Villages FL 32162 |
352-751-3200 |
07/07/2025 |
IA-1744N |
|
Leila Shaver |
298714 |
| INVESTMENT ADVISOR |
Tandem Investment Advisors Inc |
|
ACTIVA |
145 King Street Suite 400 Charleston SC 29401-2229 |
843-720-3413 |
08/28/2023 |
IA-1606N |
|
Nicole Hoffman |
109392 |
| INVESTMENT ADVISOR |
TC Latin America Partners LLC |
|
ACTIVA |
53 Calle Palmeras, El Caribe Office Bldg. Suite 601 San Juan PR 00901 |
347-289-3262 |
01/01/2020 |
IA-1329N |
|
Luis Santana |
307441 |
| INVESTMENT ADVISOR |
TCW Investment Management Co |
|
ACTIVA |
865 S Figueroa St Ste 1800 Los Angeles CA 90012 |
213-244-0000 |
02/28/2000 |
IA-0341N |
|
Jeffrey Engelsman |
106546 |
| INVESTMENT ADVISOR |
The Ayco Company, LP |
|
ACTIVA |
321 Broadway Saratoga Springs NY 12866 |
518-886-4000 |
01/07/2003 |
IA-0533N |
|
Arthur Prostick |
106693 |
| INVESTMENT ADVISOR |
The Burney Company |
|
ACTIVA |
1800 Alexander Bell Drive Suite 510 Reston VA 20191 |
703-241-5611 |
02/03/2020 |
IA-1345N |
|
William A Stewart |
106945 |
| INVESTMENT ADVISOR |
The Huntington Investment Company |
|
ACTIVA |
41 South High Street 7th Floor Clumbus OH 43287-6101 |
800-322-4600 |
03/30/2015 |
IA-1068N |
|
Mark A Gregory |
16986 |
| INVESTMENT ADVISOR |
The London Company of Virginia |
|
ACTIVA |
1801 Bayberry Court Suite 301 Richmond VA 23226 |
804-775-0317 |
10/12/2006 |
IA-0712N |
|
Andrew J Wetzel |
106654 |
| INVESTMENT ADVISOR |
The Pacific Financial Group, Inc. |
|
ACTIVA |
777 108th Avenue NE Suite 2100 Bellevue WA 98004 |
425-451-7722 |
03/07/2016 |
IA-1106N |
|
Y. Jill Dildine |
105203 |
| INVESTMENT ADVISOR |
Third Avenue Management LLC |
|
ACTIVA |
622 Third Ave 32nd Floor New York NY |
212-888-5222 |
03/30/2012 |
IA-0920N |
|
Joseph J. Reardon |
107545 |
| INVESTMENT ADVISOR |
Thomas Wright Asset Management, Inc. |
|
ACTIVA |
53 Calle Palmeras Suite 401 San Juan PR 00901-2408 |
843-971-4265 |
08/20/2018 |
IA-1249N |
|
William Stuart Wright |
105192 |
| INVESTMENT ADVISOR |
Thompson, Siegel & Walmsley, LLC |
|
ACTIVA |
6806 Paragon Place Suite 300 Richmond VA 23230 |
804-353-4500 |
06/27/1991 |
IA-0092N |
|
Jessica Lacey Thompson |
105726 |
| INVESTMENT ADVISOR |
Thornburg Investment Management Inc. |
|
ACTIVA |
2300 North Ridgetop Road Santa Fe NM 87506 |
505-467-7200 |
08/14/2003 |
IA-0560N |
|
Stephen Velie |
106357 |
| INVESTMENT ADVISOR |
TIAA-CREF Individual & Institutional Services, LLC |
|
ACTIVA |
730 Third Avenue New York NY 10017-3206 |
704-988-5915 |
01/27/2006 |
IA-0666N |
|
Christienne Berthelsen, Lori Sellers |
20472 |
| INVESTMENT ADVISOR |
Tiempo Capital Partners, LLC |
|
ACTIVA |
1450 Brickel Ave. Suite 2120 Miami FL 33131 |
954-849-3099 |
01/04/2024 |
IA-1619N |
|
Philip Hackleman |
329367 |
| INVESTMENT ADVISOR |
Timothy Partners, LTD. |
|
ACTIVA |
1055 Maitland Center Commons Maitland FL 32751 |
407-644-1986 |
01/30/2025 |
IA-1712N |
|
Terry Covert, Kimberly Johnson |
41835 |
| INVESTMENT ADVISOR |
Titan |
|
ACTIVA |
508 Laguardia Place New York NY 10012 |
973-490-4042 |
11/22/2021 |
IA-1464N |
|
Heather Slate |
290111 |
| INVESTMENT ADVISOR |
TLG Advisors, Inc. |
|
ACTIVA |
475 Springfield Ave Summit NJ 07901 |
888-371-0013 |
07/14/2025 |
IA-1746N |
|
Z Jane Reley |
111052 |
| INVESTMENT ADVISOR |
Tocqueville Asset Management LP |
|
ACTIVA |
40 W 57th St 19th Fl New York NY 10019 |
212-698-0800 |
03/26/2008 |
IA-0777N |
|
Thomas Pandick |
105690 |
| INVESTMENT ADVISOR |
Tom Johnson Investment Management LLC |
|
ACTIVA |
201 Robert S Kerr Suite 510 Oklahoma City OK 73102-4202 |
405-236-2111 |
11/05/1992 |
IA-0135N |
|
Lori A Calfy |
104511 |
| INVESTMENT ADVISOR |
Townsquare Capital, LLC |
|
ACTIVA |
5314 River Run Drive Suite 210 Provo UT 84604 |
385-375-8650 |
04/03/2025 |
IA-1723N |
|
Mark Audrain |
288576 |
| INVESTMENT ADVISOR |
Tradeking Advisors, Inc. |
|
ACTIVA |
11605 N Community House Road Suite 300 Charlotte NC 28277 |
1-800-425-3205 |
12/28/2015 |
IA-1095N |
|
Roberto E Donovan |
170301 |
| INVESTMENT ADVISOR |
Transamerica Financial Advisors, Inc. |
|
ACTIVA |
Two Liberty Place 50 South 16th Street, Suite 3700 Philadelphia PA 19102 |
770-510-5414 |
03/31/2004 |
IA-0584N |
|
Brad Mullikin, Peter J. Lugo, Brad Mullikin, Christina Kramer |
16164 |
| INVESTMENT ADVISOR |
Transamerica Retirement Advisors, Inc. |
|
ACTIVA |
24 Prime Park Way Natick MA 01760 |
508-903-6001 |
11/01/2013 |
IA-0987N |
|
Rick Resnik |
107319 |
| INVESTMENT ADVISOR |
Treasury Interactive Investment Advisers LLC |
|
ACTIVA |
68 Jay Street Suite 201 Brooklyn NY 11201 |
646-685-3046 |
12/02/2024 |
IA-1694N |
|
Elias Rothblatt |
327585 |
| INVESTMENT ADVISOR |
Triad Hybrid Solutions, LLC |
|
ACTIVA |
5155 Peachtree Parkway Suite 3230 Norcross GA 30092 |
866-580-8219 |
03/30/2021 |
IA-1405N |
|
Bernard Breton |
171070 |
| INVESTMENT ADVISOR |
Troluce Capital Advisors LLC |
|
ACTIVA |
Vista Plaza, Suite 102A Calle C, Lots 81-82 Dorado PR 00646 |
617-306-1130 |
04/07/2023 |
IA-1569N |
|
Jared Dubin |
313120 |
| INVESTMENT ADVISOR |
True Wealth Design, LLC |
|
ACTIVA |
700 Ghent Road Suite 100 Akron OH 44333 |
330-777-0688 |
03/13/2023 |
IA-1585N |
|
Kevin Kroskey |
143194 |
| INVESTMENT ADVISOR |
Truehaven Capital |
|
ACTIVA |
5815 Inspiration Ter Bradenton FL 34210 |
210-260-8668 |
07/19/2024 |
IA-1670N |
|
Micah Wakefield |
332005 |
| INVESTMENT ADVISOR |
Tweedy, Browne Company LLC |
|
ACTIVA |
One Station Place Stamford CT 06902 |
203-703-0600 |
06/06/2002 |
IA-0497N |
|
Patricia A. Rogers |
6857 |
| INVESTMENT ADVISOR |
U. S. Bancorp Investments, Inc. |
|
ACTIVA |
60 Livingston Avenue EP-MN-WN3C Saint Paul MN 55107 |
314-418-8447 |
10/03/2012 |
IA-0934N |
|
Carol J. Jacobs Meyer, Jeffrey A. Walter |
17868 |
| INVESTMENT ADVISOR |
UBS Asset Managers of Puerto Rico |
|
ACTIVA |
250 Muñoz Rivera Ave. 10th Floor San Juan PR 00918 |
787-773-3888 |
08/13/2021 |
IA-1448N |
|
Luz Colón |
313696 |
| INVESTMENT ADVISOR |
UBS Financial Services Inc. |
|
ACTIVA |
1200 Harbor Boulevard Weehawken NJ 07086 |
201-352-3000 |
03/30/2018 |
IA-1238N |
|
Frank Martorana, Lisa Francomano |
8174 |
| INVESTMENT ADVISOR |
UBS Global Asset Management (Americas) Inc. |
|
ACTIVA |
1255 Ave of the Americas New York NY 10019 |
212-821-3000 |
06/27/2001 |
IA-0429N |
|
Joseph Allessie |
106838 |
| INVESTMENT ADVISOR |
UBS Swiss Financial Advisers |
|
ACTIVA |
Loewenstrasse 49 Zurich 8001 |
+41-44237-8800 |
11/18/2009 |
IA-0848N |
|
Volker Niederlaender |
130668 |
| INVESTMENT ADVISOR |
Ucap Asset Management LLC |
|
ACTIVA |
275 Madison Avenue 38th Floor New York NY 10016 |
646-809-3600 |
09/13/2019 |
IA-1313N |
|
David Wasitowski |
170846 |
| INVESTMENT ADVISOR |
UNEST (U-NEST Holdings Inc.) |
|
ACTIVA |
5161 Lankershim Blvd Suite 250 NORTH HOLLYWOOD CA 91601 |
1-800-978-1858 |
03/28/2020 |
IA-1341N |
|
|
308125 |
| INVESTMENT ADVISOR |
Uniplan Investment Counsel, Inc. |
|
ACTIVA |
22939 West Overson Road Union Grove WI 53182 |
262-534-3000 |
03/22/2016 |
IA-1107N |
|
Mary Beth Jacobson |
154718 |
| INVESTMENT ADVISOR |
Universal Financial Services Inc. |
|
ACTIVA |
Metro Office Park Calle 1 Lote 10 Guaynabo PR 00968 |
787-793-7202 |
05/21/2021 |
IA-1418N |
|
Jose C. Benitez, Jose Carlos Benitez |
131558 |
| INVESTMENT ADVISOR |
US Bancorp Asset Management, Inc. |
|
ACTIVA |
800 Nicollet Mall Mail Stop BC-MN-H04N Minneapolis MN 55402 |
612-303-4096 |
05/01/2001 |
IA-0424N |
|
Ruth M Mayr |
111912 |
| INVESTMENT ADVISOR |
Valmark Advisers, Inc. |
|
ACTIVA |
130 Springside Drive Suite 300 Akron OH 44333 |
800-765-5201 |
05/24/2021 |
IA-1426N |
|
Douglas F Wilburn |
108050 |
| INVESTMENT ADVISOR |
Van Eck Absolute Return Advisers Corp. |
|
ACTIVA |
666 Third Avenue 9th Floor New York NY 10017-4033 |
212-293-2000 |
10/12/2021 |
IA-1457N |
|
Francesco Michael Gozzillo |
137177 |
| INVESTMENT ADVISOR |
VAN ECK Associates Corp. |
|
ACTIVA |
335 Madison Ave 19th Fl New York NY 10017 |
212-293-2000 |
12/16/1997 |
IA-0262N |
|
Janet Squitieri |
105080 |
| INVESTMENT ADVISOR |
Vanguard Advisers, Inc. |
|
ACTIVA |
100 Vanguard Blvd V26 Malvern PA 19355 |
610-669-1000 |
04/01/1996 |
IA-0205N |
|
Natalie Bej |
106715 |
| INVESTMENT ADVISOR |
Vauban Wealth Management |
|
ACTIVA |
Lot K-2 Marginal Street, Suite 201 Oasis Gardens Development Guaynabo PR 00969 |
1-787-425-0035 |
11/08/2019 |
IA-1319N |
|
Mariela Torres |
305222 |
| INVESTMENT ADVISOR |
Vector Technologies, LLC |
|
ACTIVA |
6000 Indian Creek Drive Suite 501 Miami Beach FL 33140 |
305-317-0140 |
09/20/2023 |
IA-1575N |
|
David Naylor |
323237 |
| INVESTMENT ADVISOR |
Vest Wealth Inc. |
|
ACTIVA |
9106 Canopy Oak Lane 403 Riverview FL 33578 |
646-221-5617 |
04/13/2022 |
IA-1523N |
|
Alvaro Luis Pereyra |
316132 |
| INVESTMENT ADVISOR |
Vestwell Advisors LLC |
|
ACTIVA |
1410 Broadway 23rd Floor New York NY 10018 |
917-979-5358 |
01/08/2021 |
IA-1379N |
|
Allison Brecher |
284173 |
| INVESTMENT ADVISOR |
Victory Capital Management Inc. |
|
ACTIVA |
15935 La Cantera PKWY San Antonio TX 78256 |
877-660-4400 |
12/10/2025 |
IA-1761N |
|
Charles B Mathes |
106189 |
| INVESTMENT ADVISOR |
Viden Arbor Capital |
|
ACTIVA |
9231 Ann Arbor RD. W. Plymouth MI 48170 |
855-344-4368 |
07/21/2022 |
IA-1531N |
|
Peter Uher |
169533 |
| INVESTMENT ADVISOR |
Vimvest Securities, LLC |
|
ACTIVA |
3322 Bee Ridge Rd Sarasota FL 34239 |
941-925-2121 |
05/13/2021 |
IA-1424N |
|
Philip Bruce Dickson |
285309 |
| INVESTMENT ADVISOR |
Virtus Fund Advisers, LLC |
|
ACTIVA |
One Financial Plaza Hartford CT 06103 |
800-248-7971 |
03/11/2021 |
IA-1394N |
|
David Fusco |
107346 |
| INVESTMENT ADVISOR |
Vise AI Advisors |
|
ACTIVA |
One World Trade Center Suite #84A New York City NY 10007 |
646-374-0888 |
03/28/2021 |
IA-1399N |
|
Shah Hafizi |
301761 |
| INVESTMENT ADVISOR |
Vision2020 Wealth Management Corp. |
|
ACTIVA |
One World Financial Center 15 Fl New York NY 10281 |
212-551-5732 |
06/21/2010 |
IA-0870N |
|
Rob Guldner |
154149 |
| INVESTMENT ADVISOR |
Vontobel Asset Management, Inc. |
|
ACTIVA |
1540 Broadway 38th Floor New York NY 10036 |
212-415-7000 |
03/30/2012 |
IA-0918N |
|
Joseph Mastoloni |
105007 |
| INVESTMENT ADVISOR |
Voya Financial Advisors, Inc. |
|
ACTIVA |
699 Walnut Street Suite 1000 Des Moines IA 50309 |
1-800-356-2906 |
12/28/2000 |
IA-0385N |
|
Paul Heywood, Daniel Burkott |
2882 |
| INVESTMENT ADVISOR |
Voya Investment Management Co. LLC |
|
ACTIVA |
230 Park Ave New York NY 10169 |
212-309-8200 |
06/30/2004 |
IA-0589N |
|
Deborah Hammalian |
106494 |
| INVESTMENT ADVISOR |
Voya Retirement Advisors, LLC |
|
ACTIVA |
One Orange Way, C2N Windsor CT 06095 |
860-580-2819 |
03/31/2005 |
IA-0622N |
|
Michelle Rosenberg |
3989 |
| INVESTMENT ADVISOR |
Vulcan Value Partners LLC |
|
ACTIVA |
Three Protective Center 2801 Highway 280 South, Suite 300 Birmingham AL 35223 |
205-803-1582 |
03/22/2018 |
IA-1241N |
|
Willaim Blevin Naff |
151190 |
| INVESTMENT ADVISOR |
Wahed |
|
ACTIVA |
HDS Business Center, Office No. 103 Cluster M, Jumeirah Lake Towers Dubai |
1-855-976-4747 |
04/06/2017 |
IA-1166N |
|
Sufyan Mohammed |
242793 |
| INVESTMENT ADVISOR |
Wasatch Advisors Inc. |
|
ACTIVA |
505 Wakara Way 3rd Fl Salt Lake City UT 84108 |
801-533-0777 |
06/19/2002 |
IA-0500N |
|
VENICE F. EDWARDS |
106081 |
| INVESTMENT ADVISOR |
Washington Crossing Advisers LLC |
|
ACTIVA |
18 Columbia Turnpike Florham Park NJ 07932 |
973-549-4052 |
03/15/2017 |
IA-1153N |
|
|
281511 |
| INVESTMENT ADVISOR |
WCM Investment Management |
|
ACTIVA |
281 Brooks St Laguna Beach CA 92651-2974 |
949-380-0200 |
08/31/2005 |
IA-0646N |
|
David Andrew Brewer |
104702 |
| INVESTMENT ADVISOR |
Wealthfront Inc. |
|
ACTIVA |
900 Middlefield Rd 2nd Floor Redwood City CA 96063 |
650-249-4258 |
10/31/2016 |
IA-1134N |
|
John Torola |
148456 |
| INVESTMENT ADVISOR |
Webull Advisors LLC |
|
ACTIVA |
200 Carillon Parkway St. Petersburg FL 33716 |
1-917-725-2408 |
08/17/2023 |
IA-1605N |
|
Sara Schwartz |
304881 |
| INVESTMENT ADVISOR |
Wedbush Securities Inc. |
|
ACTIVA |
1000 Wilshire Blvd. Suite 900 Los Angeles CA 90017 |
213-688-6608 |
09/30/2014 |
IA-1027N |
|
Vincent J. Moy, Vincent J. Moy |
877 |
| INVESTMENT ADVISOR |
Wells Capital Management Inc. |
|
ACTIVA |
525 Market St 10th Fl San Francisco CA 94105 |
415-396-8000 |
09/29/2000 |
IA-0371N |
|
Siobhan Foy |
104973 |
| INVESTMENT ADVISOR |
Wells Fargo Advisors Financial Network, LLC |
|
ACTIVA |
One North Jefferson Avenue St Louis MO 63103 |
800-999-4328 |
03/28/2016 |
IA-1113N |
|
Paul Sankovich |
11025 |
| INVESTMENT ADVISOR |
Wells Fargo Clearing Services, LLC |
|
ACTIVA |
One North Jefferson Avenue St. Louis MO 63103 |
314-955-9949 |
08/02/2002 |
IA-0508N |
|
Chris Ragsdale, Robert T Mooney |
19616 |
| INVESTMENT ADVISOR |
Wells Fargo Funds Management, LLC |
|
ACTIVA |
525 Market St 12th Fl San Francisco CA 94105-2724 |
415-396-6122 |
03/26/2010 |
IA-0862N |
|
Robert Guerin |
110841 |
| INVESTMENT ADVISOR |
Wells Fargo Investment Institute, Inc. |
|
ACTIVA |
401 South Tryon Street 2nd Floor, D1050-026 Charlotte NC 28202 |
704-715-4564 |
03/31/2017 |
IA-1164N |
|
Brigid (NMN) Breen |
133204 |
| INVESTMENT ADVISOR |
Westend Advisors, LLC |
|
ACTIVA |
4064 Colony Road Suite 130 Charlotte NC 28211 |
704-556-9300 |
03/23/2021 |
IA-1397N |
|
James W. Cox IV |
133279 |
| INVESTMENT ADVISOR |
Western Asset Management Company |
|
ACTIVA |
385 E Colorado Blvd Pasadena CA 91101 |
626-844-9400 |
06/29/2007 |
IA-0755N |
|
Kevin Ehrlich |
110441 |
| INVESTMENT ADVISOR |
Western Wealth Management LLC |
|
ACTIVA |
440 Indiana St. Suite 100 Golden CO 80401 |
303-393-2404 |
03/29/2021 |
IA-1401N |
|
Gerhardt E. Buenning |
283545 |
| INVESTMENT ADVISOR |
Westfield Capital Management Company, L.P. |
|
ACTIVA |
One Financial Center Boston MA 02111 |
617-428-7100 |
06/30/2008 |
IA-0797N |
|
Helen McAuley |
146990 |
| INVESTMENT ADVISOR |
William Blair |
|
ACTIVA |
222 West Adams St Chicago IL 60606-5312 |
312-236-1600 |
12/04/2003 |
IA-0570N |
|
Kenneth L Wagner, Walter R Randall Jr |
1252 |
| INVESTMENT ADVISOR |
William Blair Investment Management, LLC |
|
ACTIVA |
222 West Adams St. Chicago IL 60606 |
312-236-1600 |
12/04/2014 |
IA-1034N |
|
Walter R. Randall, Jr. |
173961 |
| INVESTMENT ADVISOR |
Williams Jones Wealth Management, LLC |
|
ACTIVA |
717 Fifth Avenue 11th Floor New York NY 10022 |
212-935-8750 |
03/20/2025 |
IA-1708N |
|
Jeff Schweon |
301925 |
| INVESTMENT ADVISOR |
Wilshire Associates Inc. |
|
ACTIVA |
1299 Ocean Ave Suite 700 Santa Monica CA 90401-1085 |
310-451-3051 |
03/18/2010 |
IA-0859N |
|
Benkai Bouey |
6210 |
| INVESTMENT ADVISOR |
Win Advisors, Inc. |
|
ACTIVA |
11440 North Jog Rd Palm Beach Gardens FL 33418-3764 |
561-472-2000 |
05/24/2019 |
IA-1298N |
|
Mary Therese Walsh |
300351 |
| INVESTMENT ADVISOR |
Winslow Capital Management LLC |
|
ACTIVA |
4720 IDS Tower 80 S 5th St Minneapolis MN 55402 |
612-376-9100 |
08/17/2006 |
IA-0707N |
|
Laura J Hewkins |
106940 |
| INVESTMENT ADVISOR |
World Investment Advisors, LLC |
|
ACTIVA |
24 E. Cota Street Suite 200 Santa Barbara CA 93101 |
888-201-5488 |
08/01/2024 |
IA-1675N |
|
Katherine Mach |
208512 |
| INVESTMENT ADVISOR |
X-Square Capital, LLC |
|
ACTIVA |
Popular Center Building 209 Muñoz Rivera, Suite 1111 Hato Rey PR 00918 |
787-282-1621 |
07/12/2013 |
IA-0952N |
|
Ruben A Tapia Vargas |
167237 |
| INVESTMENT ADVISOR |
Yieldstreet |
|
ACTIVA |
300 Park Avenue 15th Floor New York NY 10022 |
844-943-5378 |
08/02/2023 |
IA-1603N |
|
Frances Rabias |
282487 |
| INVESTMENT ADVISOR |
Zacks Investment Management, Inc. |
|
ACTIVA |
One S Wacker Dr Suite 2700 Chicago IL 60606 |
312-265-9266 |
07/28/2006 |
IA-0702N |
|
Frank C Lanza |
110897 |
| INVESTMENT ADVISOR |
Zevenbergen Capital Investments LLC |
|
ACTIVA |
601 Union Street Suite 4600 Seattle WA 98101-4050 |
206-682-8469 |
08/10/2022 |
IA-1541N |
|
Alexa Parker Kopicky |
128990 |
| INVESTMENT COMPANIES |
Atlas U.S. Tactical Income Fund, Inc. |
|
ACTIVA |
Buchanan Office Center Suite 201 Road 165 # 40 Guaynabo PR 00968 |
787-781-1301 |
07/17/2015 |
2015-1 |
|
PAUL HOPGOOD |
|
| INVESTMENT COMPANIES |
First Puerto Rico AAA Fixed Income Fund, Inc. |
|
ACTIVA |
GAM Tower, 2 Tabonuco Street, Suite 200 Guaynabo PR 00968 |
787-759-5340 |
05/27/2008 |
2007-4 |
|
Jorge Souss, Frank Serra |
|
| INVESTMENT COMPANIES |
FIRST PUERTO RICO AAA TARGET MATURITY FUND I, INC. |
|
ACTIVA |
GAM Tower, 2 Tabonuco Street, Suite 200 Guaynabo PR 00968 |
787-759-5340 |
06/18/2004 |
2004-2 |
|
Jorge Souss, Frank Serra |
|
| INVESTMENT COMPANIES |
FIRST PUERTO RICO AAA TARGET MATURITY FUND II, INC. |
|
ACTIVA |
GAM Tower, 2 Tabonuco Street, Suite 200 Guaynabo PR 00968 |
787-759-5340 |
09/28/2004 |
2004-5 |
|
Jorge Souss, Frank Serra |
|
| INVESTMENT COMPANIES |
FIRST PUERTO RICO EQUITY OPPORTUNITIES FUND, INC. |
|
ACTIVA |
GAM Tower, 2 Tabonuco Street, Suite 200 Guaynabo PR 00968 |
787-759-5340 |
03/04/2002 |
2001-7 |
|
Javier Ferrer , Jorge Souss, Frank Serra |
|
| INVESTMENT COMPANIES |
FIRST PUERTO RICO FIXED INCOME IRA FUND, INC. |
|
ACTIVA |
GAM Tower, 2 Tabonuco Street, Suite 200 Guaynabo PR 00968 |
787-759-5340 |
02/28/2011 |
2011-1 |
|
Jorge Souss, Frank Serra |
|
| INVESTMENT COMPANIES |
FIRST PUERTO RICO TARGET MATURITY INCOME OPPORTUNITIES FUND I, INC. |
|
ACTIVA |
GAM Tower, 2 Tabonuco Street, Suite 200 Guaynabo PR 00968 |
787-759-5340 |
12/03/2003 |
2003-7 |
|
Javier D. Ferrer , Jorge Souss, Frank Serra |
|
| INVESTMENT COMPANIES |
FIRST PUERTO RICO TARGET MATURITY INCOME OPPORTUNITIES FUND II, INC. |
|
ACTIVA |
GAM Tower, 2 Tabonuco Street, Suite 200 Guaynabo PR 00968 |
787-759-5340 |
02/15/2005 |
2005-1 |
|
Jorge Souss, Frank Serra |
|
| INVESTMENT COMPANIES |
FIRST PUERTO RICO TAX-ADVANTAGED TARGET MATURITY FUND I, INC |
|
ACTIVA |
GAM Tower, 2 Tabonuco Street, Suite 200 Guaynabo PR 00968 |
787-759-5340 |
07/15/2003 |
2003-2 |
|
Jorge Souss, Frank Serra |
|
| INVESTMENT COMPANIES |
FIRST PUERTO RICO TAX-ADVANTAGED TARGET MATURITY FUND II, INC. |
|
ACTIVA |
GAM Tower, 2 Tabonuco Street, Suite 200 Guaynabo PR 00968 |
787-759-5340 |
02/19/2004 |
2004-1 |
|
Jorge Souss, Frank Serra |
|
| INVESTMENT COMPANIES |
FIRST PUERTO RICO TAX-EXEMPT FUND II, INC. |
|
ACTIVA |
GAM Tower, 2 Tabonuco Street, Suite 200 Guaynabo PR 00968 |
787-759-5340 |
02/10/2012 |
2012-1 |
|
Jorge Souss, Frank Serra |
|
| INVESTMENT COMPANIES |
FIRST PUERTO RICO TAX-EXEMPT FUND INC. |
|
ACTIVA |
GAM Tower, 2 Tabonuco Street, Suite 200 Guaynabo PR 00968 |
787-759-5340 |
07/06/1995 |
1995-2 |
|
Javier Ferrer , Jorge Souss, Frank Serra |
|
| INVESTMENT COMPANIES |
FIRST PUERTO RICO TAX-EXEMPT TARGET MATURITY FUND III, INC. |
|
ACTIVA |
GAM Tower, 2 Tabonuco Street, Suite 200 Guaynabo PR 00968 |
787-759-5340 |
01/15/2002 |
2002-1 |
|
Jorge Souss, Frank Serra |
|
| INVESTMENT COMPANIES |
FIRST PUERTO RICO TAX-EXEMPT TARGET MATURITY FUND IV, INC. |
|
ACTIVA |
GAM Tower, 2 Tabonuco Street, Suite 200 Guaynabo PR 00968 |
787-759-5340 |
07/17/2002 |
2002-5 |
|
Jorge Souss, Frank Serra |
|
| INVESTMENT COMPANIES |
FIRST PUERTO RICO TAX-EXEMPT TARGET MATURITY FUND V, INC. |
|
ACTIVA |
GAM Tower, 2 Tabonuco Street, Suite 200 Guaynabo PR 00968 |
787-759-5340 |
12/16/2002 |
2002-9 |
|
Jorge Souss, Frank Serra |
|
| INVESTMENT COMPANIES |
First Puerto Rico Tax-Exempt Target Maturity Fund VII, Inc. |
|
ACTIVA |
GAM Tower, 2 Tabonuco Street, Suite 200 Guaynabo PR 00968 |
787-759-5340 |
08/16/2012 |
2012-2 |
|
Jorge Souss, Frank Serra |
|
| INVESTMENT COMPANIES |
MULTI SELECT SECURITIES PUERTO RICO FUND |
|
ACTIVA |
American International Plaza Building 7th Floor 250 Muñoz Rivera Avenue San Juan PR 00918 |
787-773-3888 |
05/20/2004 |
2003-5 |
|
Nikos Buxeda-Ferrer |
|
| INVESTMENT COMPANIES |
POPULAR CORE EQUITY FUND, INC. |
|
ACTIVA |
Popular Center North Building, Second Level 209 Muñoz Rivera Avenue San Juan PR 00918 |
787-754-4488 |
03/10/2005 |
2005-2 |
|
Ignacio Alvarez |
|
| INVESTMENT COMPANIES |
POPULAR HIGH GRADE FIXED INCOME FUND, INC. |
|
ACTIVA |
Popular Center North Building, Second Level 209 Muñoz Rivera Avenue San Juan PR 00918 |
787-754-4488 |
08/15/2002 |
2002-6 |
|
Antonio J. Santos |
|
| INVESTMENT COMPANIES |
POPULAR INCOME PLUS FUND, INC, |
|
ACTIVA |
Popular Center North Building, Second Level 209 Muñoz Rivera Avenue San Juan PR 00918 |
787-754-4488 |
05/31/2007 |
2007-3 |
|
Manuel Rodriguez Boisen |
|
| INVESTMENT COMPANIES |
POPULAR MONEY MARKET FUND, INC. |
|
ACTIVA |
Popular Center North Building, Second Level 209 Muñoz Rivera Avenue San Juan PR 00918 |
787-754-4488 |
11/15/2004 |
2004-7 |
|
Lic. Ignacio Alvarez |
|
| INVESTMENT COMPANIES |
POPULAR TOTAL RETURN FUND, INC. |
|
ACTIVA |
Popular Center North Building, Second Level 209 Muñoz Rivera Avenue San Juan PR 00918 |
787-754-4488 |
02/20/2001 |
2000-4 |
|
Ignacio Alvarez |
|
| INVESTMENT COMPANIES |
PUERTO RICO AAA PORTFOLIO BOND FUND II, INC. |
|
ACTIVA |
American International Plaza Building 7th Floor 250 Muñoz Rivera Avenue San Juan PR 00918 |
787-773-3888 |
08/23/2005 |
2005-3 |
|
Nikos Buxeda-Ferrer |
|
| INVESTMENT COMPANIES |
PUERTO RICO AAA PORTFOLIO BOND FUND, INC. |
|
ACTIVA |
American International Plaza Building 7th Floor 250 Muñoz Rivera Avenue San Juan PR 00918 |
787-773-3888 |
12/20/2002 |
2002-11 |
|
José A. Sosa |
|
| INVESTMENT COMPANIES |
PUERTO RICO AAA PORTFOLIO TARGET MATURITY FUND, INC. |
|
ACTIVA |
American International Plaza Building 7th Floor 250 Muñoz Rivera Avenue San Juan PR 00918 |
787-773-3888 |
07/19/2002 |
2002-2 |
|
José C. Sanchez Castro |
|
| INVESTMENT COMPANIES |
PUERTO RICO FIXED INCOME FUND I, INC. |
|
ACTIVA |
American International Plaza Building 7th Floor 250 Muñoz Rivera Avenue San Juan PR 00918 |
787-773-3888 |
07/17/2003 |
2003-3 |
|
Julio Pietrantoni |
|
| INVESTMENT COMPANIES |
PUERTO RICO FIXED INCOME FUND II, INC. |
|
ACTIVA |
American International Plaza Building 7th Floor 250 Muñoz Rivera Avenue San Juan PR 00918 |
787-773-3888 |
01/09/2004 |
2003-9 |
|
Julio Pietrantoni |
|
| INVESTMENT COMPANIES |
PUERTO RICO FIXED INCOME FUND III, INC |
|
ACTIVA |
American International Plaza Building 7th Floor 250 Muñoz Rivera Avenue San Juan PR 00918 |
787-773-3888 |
08/23/2004 |
2004-4 |
|
XIOMARA DEL TORO |
|
| INVESTMENT COMPANIES |
PUERTO RICO FIXED INCOME FUND IV, INC. |
|
ACTIVA |
American International Plaza Building 7th Floor 250 Muñoz Rivera Avenue San Juan PR 00918 |
787-773-3888 |
12/30/2004 |
2004-8 |
|
Xiomara Del Toro |
|
| INVESTMENT COMPANIES |
PUERTO RICO FIXED INCOME FUND V INC. |
|
ACTIVA |
American International Plaza Building 7th Floor 250 Muñoz Rivera Avenue San Juan PR 00918 |
787-773-3888 |
04/11/2007 |
2007-2 |
|
Gildo Masso Ortiz |
|
| INVESTMENT COMPANIES |
PUERTO RICO FIXED INCOME FUND VI, INC. |
|
ACTIVA |
American International Plaza Building 7th Floor 250 Muñoz Rivera Avenue San Juan PR 00918 |
787-773-3888 |
09/09/2008 |
2008-2 |
|
Lcdo. Gildo Masso |
|
| INVESTMENT COMPANIES |
PUERTO RICO GNMA & U.S. GOVERNMENT TARGET MATURITY FUND, INC |
|
ACTIVA |
American International Plaza Building 7th Floor 250 Muñoz Rivera Avenue San Juan PR 00918 |
787-773-3888 |
04/28/2003 |
2003-1 |
|
José A. Sosa |
|
| INVESTMENT COMPANIES |
PUERTO RICO INVESTORS BOND FUND I, INC. (ANTES PUERTO RICO FLEXIBLE ALLOCATION FUND) |
|
ACTIVA |
Banco Popular Center Suite 1112 209 Muñoz Rivera Avenue San Juan PR 00918 |
787-751-5452 |
07/12/1998 |
1998-5 |
|
José C. Sanchez Castro |
|
| INVESTMENT COMPANIES |
PUERTO RICO INVESTORS TAX-FREE FUND II, INC. |
|
ACTIVA |
Banco Popular Center Suite 1112 209 Muñoz Rivera Avenue San Juan PR 00918 |
787-751-5452 |
04/12/1995 |
1995-1 |
|
José C. Sanchez Castro |
|
| INVESTMENT COMPANIES |
PUERTO RICO INVESTORS TAX-FREE FUND III, INC. |
|
ACTIVA |
Banco Popular Center Suite 1112 209 Muñoz Rivera Avenue San Juan PR 00918 |
787-751-5452 |
09/08/1995 |
1995-3 |
|
José C. Sanchez Castro |
|
| INVESTMENT COMPANIES |
PUERTO RICO INVESTORS TAX-FREE FUND IV, INC. |
|
ACTIVA |
Banco Popular Center Suite 1112 209 Muñoz Rivera Avenue San Juan PR 00918 |
787-751-5452 |
02/09/1996 |
1996-1 |
|
José C. Sanchez Castro |
|
| INVESTMENT COMPANIES |
PUERTO RICO INVESTORS TAX-FREE FUND V, INC. |
|
ACTIVA |
Banco Popular Center Suite 1112 209 Muñoz Rivera Avenue San Juan PR 00918 |
787-751-5452 |
01/31/1997 |
1997-1 |
|
José C. Sanchez Castro |
|
| INVESTMENT COMPANIES |
PUERTO RICO INVESTORS TAX-FREE FUND VI, INC. |
|
ACTIVA |
Banco Popular Center Suite 1112 209 Muñoz Rivera Avenue San Juan PR 00918 |
787-751-5452 |
06/24/1999 |
1998-1 |
|
José C. Sanchez Castro |
|
| INVESTMENT COMPANIES |
PUERTO RICO INVESTORS TAX-FREE FUND, INC. |
|
ACTIVA |
Banco Popular Center Suite 1112 209 Muñoz Rivera Avenue San Juan PR 00918 |
787-751-5452 |
11/15/1994 |
1994-1 |
|
José C. Sanchez Castro |
|
| INVESTMENT COMPANIES |
PUERTO RICO MORTGAGE BACKED & U.S.GOVERNMENT SECURITIES FUND, INC. |
|
ACTIVA |
American International Plaza Building 7th Floor 250 Muñoz Rivera Avenue San Juan PR 00918 |
787-773-3888 |
10/18/2004 |
2004-6 |
|
JOSE A. SOSA LLORENS |
|
| INVESTMENT COMPANIES |
PUERTO RICO SHORT TERM INVESTMENT FUND, INC. |
|
ACTIVA |
American International Plaza Building 7th Floor 250 Muñoz Rivera Avenue San Juan PR 00918 |
787-773-3888 |
12/06/2006 |
2001-8 |
|
Nikos Buxeda-Ferrer |
|
| INVESTMENT COMPANIES |
SANTANDER AM INTERMEDIATE FIXED-INCOME FUND, INC. |
Santander |
ACTIVA |
Santander Tower Suite 1600 B-7 Calle Tabonuco Guaynabo PR 00968-3028 |
787-759-5330 |
07/30/2013 |
2013-2 |
|
Jorge Souss, Frank Serra |
|
| INVESTMENT COMPANIES |
TAX-FREE PUERTO RICO FUND II, INC. |
|
ACTIVA |
American International Plaza Building 7th Floor 250 Muñoz Rivera Avenue San Juan PR 00918 |
787-773-3888 |
01/02/2002 |
2001-5 |
|
José C. Sanchez Castro |
|
| INVESTMENT COMPANIES |
TAX-FREE PUERTO RICO FUND, INC. |
|
ACTIVA |
American International Plaza Building 7th Floor 250 Muñoz Rivera Avenue San Juan PR 00918 |
787-773-3888 |
02/09/2001 |
2000-1 |
|
José C. Sanchez Castro |
|
| INVESTMENT COMPANIES |
TAX-FREE PUERTO RICO TARGET MATURITY FUND, INC. |
|
ACTIVA |
American International Plaza Building 7th Floor 250 Muñoz Rivera Avenue San Juan PR 00918 |
787-773-3888 |
08/17/2001 |
2001-3 |
|
José C. Sanchez Castro |
|
| INVESTMENT COMPANIES |
U.S. Municipal & Income Fund, Inc. |
|
ACTIVA |
American International Plaza Building 7th Floor 250 Muñoz Rivera Avenue San Juan PR 00918 |
787-773-3888 |
12/18/2012 |
2012-3 |
|
Nikos Buxeda |
|
| INVESTMENT COMPANIES |
UNIVERSAL LIFE INSURANCE COMPANY FORTUNE V SEPARATE ACCOUNT |
|
ACTIVA |
Metro Office Park Street #1 Lot 10 Guaynabo PR 00968 |
|
03/06/2007 |
2007-1 |
|
Jose A. Sosa Llorens |
|
| INVESTMENT COMPANIES |
X² Alternative Dividend Alpha Fund, Inc. |
|
ACTIVA |
Popular Center Suite 1030 209 Ave. Muñoz Rivera SAN JUAN PR 00918 |
|
03/27/2013 |
2013-1 |
|
Julio Pietrantoni |
|
| ORIGINADORES PREST HIP |
JESSIKA RIVERA LAVIERA |
VIG MORTGAGE CORPORATION |
ACTIVA |
1225 AVE PONCE DE LEON VIG TOWER, SUITE BS-J SAN JUAN PR 00907 |
|
11/25/2025 |
MLO-1161 |
1195004 |
|
|
| ORIGINADORES PREST HIP |
KIMBERLY ANN CONSTANTINE |
|
ACTIVA |
|
|
|
MLO-1104 |
|
|
|
| ORIGINADORES PREST HIP |
MARITZA ISABEL GARCIA |
COOP DE AHORRO Y CREDITO LA PUERTORRIQUEÑA |
ACTIVA |
CNTRO COMERCIAL PARADISE MALL 1773 AVE PIÑERO FINAL SAN JUAN PR |
|
01/01/2012 |
MLO-063 |
|
|
|
| ORIGINADORES PREST HIP |
MELVIN MULERO VELEZ |
FIRST EQUITY MORTGAGE BANKERS, INC. |
ACTIVA |
9300 S. DADELAND BLVD SUITE 500 MIAMI FL 33156 |
|
01/14/2026 |
MLO-1162 |
411842 |
|
|
| ORIGINADORES PREST HIP |
PABLO GERARDO MUÑIZ REYES |
SUN WEST FINANCIAL SERVICES INTL |
ACTIVA |
101 AVE. SAN PATRICIO MARAMAR SUITE PH GUAYNABO PR |
|
07/21/2022 |
MLO-569 |
|
|
|
| PREST. PERS. PEQUEÑOS |
ATLANTIC CAPITAL CORP. |
|
ACTIVA |
CALLE MENDEZ VIGO #70 EDIF. PROFESSIONAL PISO 6 MAYAGUEZ PR 00680 |
787-652-0007 |
09/15/2011 |
PPP-019 |
|
DOMINGO DIAZ |
|
| PREST. PERS. PEQUEÑOS |
FIRST FEDERAL FINANCE LIMITED LIABILITY COMPANY |
MONEY EXPRESS TU FINANCIERA |
ACTIVA |
URB. HYDE PARK 876 MUÑOZ RIVERA AVENUE RIO PIEDRAS PR 00927 |
787-292-4312 |
02/13/1995 |
PPP-013 |
|
FELIPE L. RAMOS |
|
| PREST. PERS. PEQUEÑOS |
ISLAND FINANCE, LLC |
ISLAND FINANCE |
ACTIVA |
70 PONCE DE LEON AVE. PISO 4 Y 5 SAN JUAN PR 00918 |
787-759-7044 |
06/30/2017 |
PPP-028 |
|
SARIMAR RIVERA |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
1840 Investors Series, LLC |
|
ACTIVA |
P.O. Box 362102 San Juan PR 00918 |
787-708-6747 |
06/19/2020 |
|
|
Eduardo M. Inclán Pietrantoni |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
4S Fund, LLC |
|
ACTIVA |
580 Marginal Buchanan Suite 3A Guaynabo PR 00966 |
787-626-9070 |
11/17/2022 |
|
|
Sender Shub |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Acto Investment Group Series Fund LLC |
|
ACTIVA |
200 Blvd de la Fuente Apt. 21 San Juan PR 00926 |
787-370-8226 |
08/14/2023 |
|
|
José Sosa |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Admiral Capital Group LLC |
|
ACTIVA |
1590 Ponce De León Ave. Suite 206 San Juan PR 00926 |
787-725-6070 |
04/30/2024 |
|
|
Marko Rendic |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Adrenaline Investment Fund, LLC |
|
ACTIVA |
F4 Ave. Lomas Verdes Bayamon PR 00956 |
787-450-1234 |
03/26/2021 |
|
|
Angel A. Alvarez, Angel A. Alvarez |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
AGF Investment Fund LLC |
|
ACTIVA |
P.O. Box 270005 San Juan PR 00928-2805 |
787-925-1302 |
02/09/2023 |
|
|
Angel L Ocasio Figueroa |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Alianza Capital, LLC |
|
ACTIVA |
1225 Ave. Juan Ponce De León Suite PH-1650 San Juan PR 00907 |
650-714-8000 |
02/27/2025 |
|
|
Angus Davis, Brent Grinna |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Amadeus Capital LLC |
|
ACTIVA |
598 Calle A Esquina Matadero San Juan PR 00920 |
787-370-4319 |
10/05/2023 |
|
|
José Zorrilla Vazquez |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Ashford Puerto Rico 185 Series Fund LLC |
|
ACTIVA |
|
|
11/15/2018 |
|
|
|
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Atlantic Capital Fund LLC |
|
ACTIVA |
Urb. Paseo de la Fuente Calle Tivoli A6 San Juan PR 00926 |
(787) 502-5904 |
03/24/2025 |
|
|
Fernando Ortega |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Atlantis Group Puerto Rico Fund I, LP |
|
ACTIVA |
|
|
|
|
|
|
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
AVP Island Explorer Fund I, LLC |
|
ACTIVA |
|
|
12/18/2020 |
|
|
Guillermo Lavergne |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
B.A.M., LLC |
|
ACTIVA |
81 Calle Viajera Urb. Palma Real Guaynabo PR 00969 |
787-408-4545 |
|
|
|
Joaquin E. Bacardi |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
B2F Investments, LLC |
|
ACTIVA |
Miramar Plaza, Suite 501 954 Ponce De Leon Avenue San Juan PR 00907 |
787-224-8884 |
06/25/2023 |
|
|
Juan Casillas |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Bando Fund LLC |
|
ACTIVA |
|
|
|
|
|
|
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
BayBoston Fund IV LLC |
|
ACTIVA |
GAM Tower 2 Tabonuco Street, Suite 303 Guaynabo PR 00968 |
787-622-6645 |
10/12/2021 |
|
|
Michael Fischer |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
BayBoston Fund IV LLC |
|
ACTIVA |
GAM Tower 2 Tabonuco Street, Suite 303 Guaynabo PR 00968 |
787-622-6645 |
07/06/2023 |
|
|
Michael Fischer |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
BayBoston Fund IV LLC |
|
ACTIVA |
GAM Tower 2 Tabonuco Street, Suite 303 Guaynabo PR 00968 |
787-622-6645 |
07/25/2023 |
|
|
Michael Fischer |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Better Puerto Rico LLC |
|
ACTIVA |
250 Muñoz Rivera Avenue American International Plaza, 14th Floor San Juan PR 00918 |
787-620-0198 |
04/26/2022 |
|
|
Fahad Ghaffar |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Bluhaus Small Business Fund II, L.P. |
|
ACTIVA |
252 Ponce de León Avenue Suite 2000 San Juan PR 00918 |
787-708-6747 |
09/20/2023 |
|
|
Eduardo M. Inclán Pietrantoni |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Bluhaus Small Business Fund, L.P. |
|
ACTIVA |
B-7 Tabonuco Street Guaynabo PR 00968 |
787-708-6747 |
07/03/2019 |
|
|
Eduardo Inclán Pietrantoni |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Bosco Puerto Rico Opportunity Fund, LLC |
|
ACTIVA |
|
|
08/13/2020 |
|
|
|
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
BP Fund LLC |
|
ACTIVA |
P.O. Box 363866 San Juan PR 00936 |
787-999-8450 |
01/01/2024 |
|
|
Mark Mashburn |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Cabrera Group PE Fund LLC |
|
ACTIVA |
P.O. Box 140400 Arecibo PR 00614 |
787-880-8080 |
09/30/2022 |
|
|
Juan A. Colón-Cabrera |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
CAI Fund LLC |
|
ACTIVA |
|
787-710-8262 |
07/23/2025 |
|
|
Maguisabel Rivera |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
CapU PE Series Fund LLC |
|
ACTIVA |
301 Ponce De León Avenue San Juan PR 00917 |
917-251-5416 |
10/15/2025 |
|
|
Andrew Peter Childs |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Caribbean Private Equity Fund LLC |
|
ACTIVA |
P.O. Box 192315 San Juan PR 00919-2315 |
787-403-1213 |
07/27/2021 |
|
|
Jaime A. Casellas Rodríguez |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
CCPR Equity Fund, LLC |
|
ACTIVA |
1512 Ave. Fernandez Juncos Pda. 22 1/2 Santurce San Juan PR 00910 |
787-727-7137 |
12/13/2024 |
|
|
Robert Carrady |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
CEFI Series Fund, LLC |
|
ACTIVA |
650 Luis Muñoz Rivera Avenue, Suite 101 San Juan PR 00918 |
(787) 302-2334 |
|
|
|
José Alberto Vizcarrondo. |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
CEFI Series Fund, LLC |
|
ACTIVA |
650 Luis Muñoz Rivera Avenue, Suite 101 San Juan PR 00918 |
(787) 302-2334 |
08/23/2018 |
|
|
José Alberto Vizcarrondo. |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
CEFI Series Fund, LLC |
|
ACTIVA |
650 Luis Muñoz Rivera Avenue, Suite 101 San Juan PR 00918 |
(787) 302-2334 |
03/24/2023 |
|
|
José Alberto Vizcarrondo. |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
CEFI Series Fund, LLC |
|
ACTIVA |
650 Luis Muñoz Rivera Avenue, Suite 101 San Juan PR 00918 |
(787) 302-2334 |
04/18/2023 |
|
|
José Alberto Vizcarrondo. |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
CEFI Series Fund, LLC |
|
ACTIVA |
650 Luis Muñoz Rivera Avenue, Suite 101 San Juan PR 00918 |
(787) 302-2334 |
05/24/2023 |
|
|
José Alberto Vizcarrondo. |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
CEFI Series Fund, LLC |
|
ACTIVA |
650 Luis Muñoz Rivera Avenue, Suite 101 San Juan PR 00918 |
(787) 302-2334 |
04/11/2025 |
|
|
José Alberto Vizcarrondo. |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
CENTURIA OPPORTUNITIES FUND LLC |
|
ACTIVA |
|
|
12/13/2021 |
|
|
|
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
CIAC Consortium II, LLC |
|
ACTIVA |
1519 Ponce de Leon, Suite 1403 San Juan PR 00908 |
787-919-7305 |
11/13/2018 |
|
|
Francisco de Armas |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Commercial Equipment Finance Income Fund, LLC |
|
ACTIVA |
650 Luis Muñoz Rivera Ave Suite 400 San Juan PR 00918 |
|
03/24/2023 |
|
|
Ricardo A. Ríos Bolívar |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Connect Capital Partners LLC |
|
ACTIVA |
1256 Ave. Ponce De León 2nd Floor San Juan PR 00919-2354 |
787-406-8454 |
08/09/2022 |
|
|
Antonio J. Ortíz Martí |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Connect Capital Partners PR LLC |
|
ACTIVA |
P.O. Box 192354 San Juan PR 00919-2354 |
787-406-8454 |
09/02/2022 |
|
|
Carlos Nieves |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Connelly Capital Series Fund I LLC |
|
ACTIVA |
P.O. Box 366279 San Juan PR 00936 |
787-231-8042 |
|
|
|
Gustavo Ayala |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Connelly Capital Series Fund II LLC |
|
ACTIVA |
P.O. Box 366279 San Juan PR 00936 |
787-231-8042 |
08/08/2022 |
|
|
Gustavo Ayala |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
EE Fund LLC |
|
ACTIVA |
500 Calle Tanca Suite 214 San Juan PR 00901 |
787-448-6669 |
04/04/2025 |
|
|
Mikel J. Eguía Moreda |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Eight Series Fund, LLC |
|
ACTIVA |
PMB 203 Box 4952 Caguas PR 00725 |
(787) 744-8700 |
09/19/2023 |
|
|
Natalia Mazorra, Guillermo R. Picó |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
EJC Investment Fund LLC |
|
ACTIVA |
55 Calle Arsuaga San Juan PR 00925 |
|
|
|
|
|
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
EVOO Investments LLC |
|
ACTIVA |
55 Aguadilla St. San Juan PR 00907 |
787-705-9994 |
12/22/2022 |
|
|
Fernando Davila-Lopez |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
FB Private Equity Fund LLC |
|
ACTIVA |
1519 Ponce De Leon Ave. Stop 23 San Juan PR 00908 |
|
07/28/2022 |
|
|
Sara Álvarez |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
FIRST ASCEND CAPITAL FUNDS LLC |
|
ACTIVA |
7 Tabonuco Street, Oficina 1293 Suite 105-1293 Guaynabo, PR 00968 |
787-515-6000 |
10/27/2022 |
|
|
Bryan Miller Pagán |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Five-Co Capital Investments LLC |
|
ACTIVA |
82 King's Court St. Third Floor San Juan PR 00911 |
787-798-6434 |
07/07/2023 |
|
|
Patricia C. Capote Ortiz |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Flex Fund, LLC |
|
ACTIVA |
Metro Office Park Calle 1 Lote 5 Guaynabo PR 00968 |
787-783-9901 |
07/29/2024 |
|
|
Evelyn Padilla |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
FLSL Capital LLC |
|
ACTIVA |
P.O. Box 3685 Mayagüez, PR 00681 |
787-831-6030 |
06/01/2021 |
|
|
Fernando L. Sumaza |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Fondo Eguía CRL |
|
ACTIVA |
Edif. Ochoa, 500 Calle de la Tanca Suite 201 San Juan PR 00901 |
|
|
|
|
Margarita Eguía Moreda |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Font Investment Fund, LLC |
|
ACTIVA |
P.O. Box 112 San Sebastian PR 00685 |
787-896-2533 |
05/19/2023 |
|
|
Manuel Font Oronoz |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Foredeck Capital, LLC |
|
ACTIVA |
Suite 203 Buchannan Office Center Road 165 No. 40 Guaynabo, PR 00968 |
787-620-5000 |
02/06/2020 |
|
|
Luis Miranda |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Gallery Capital Fund LLC |
|
ACTIVA |
|
787-590-6411 |
12/05/2024 |
|
|
Mhdy A. Taha |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
GI INVESTIMENTOS LLC |
|
ACTIVA |
|
|
01/11/2024 |
|
|
|
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
GIC 60, LLC |
|
ACTIVA |
Calle Angel Buonomo #361 Industrial Tres Monjitas San Juan PR 00918 |
787-364-6441 |
04/25/2023 |
|
|
Carlos J. Nido |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Glide Puerto Rico Series II LLC |
|
ACTIVA |
Calle O’Neill G-8 San Juan PR 00918 |
212-799-4692 |
01/02/2024 |
|
|
Alberto Pagán |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Glide Puerto Rico Series LLC |
|
ACTIVA |
Calle O’Neill G-8 San Juan PR 00918 |
212-799-4692 |
03/08/2022 |
|
|
Alberto Pagán |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Global Fund LLC |
|
ACTIVA |
Carr PR-8.4 Caparra Bayamón PR 00956 |
787-625-5600 |
12/10/2024 |
|
|
Francisco Ramos Martinez |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
GM Group Fund II LLC |
|
ACTIVA |
1590 Ponce de Leon Ave Suite 213, GM Group Plaza Boulding San Juan PR 00926 |
(787) 522-2222 |
06/23/2020 |
|
|
Carlos Díaz Vivó |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Gogoplex Fund LP |
|
ACTIVA |
272 Calle San Jorge Suite 1 San Juan PR 00912 |
787-721-0690 |
07/19/2023 |
|
|
Gustavo A. Higuerey |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
GRUPO LMH LLC |
|
ACTIVA |
|
|
06/07/2021 |
|
|
|
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
GSD Investment Fund, LLC |
|
ACTIVA |
1550 Ave Ponce De León San Juan PR 00909 |
787-399-0076 |
|
|
|
Richard Carrión Matienzo |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
HDR Fund L.L.C. |
|
ACTIVA |
33 Calle Resolución Suite 302 San Juan PR 00920 |
787-782-6500 |
07/19/2024 |
|
|
José Chipi Millares |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
HH Investments LLC |
|
ACTIVA |
|
|
|
|
|
|
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
HOC GOLBERG FUND ONE LLC |
|
ACTIVA |
|
|
06/07/2021 |
|
|
|
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
IBERICA HOLDINGS, LLC |
|
ACTIVA |
90 Carr 165 Ste 803 Centro Internacional de Mercadeo II Guaynabo PR 00968 |
(787) 282-1621 |
12/10/2021 |
|
|
Ignacio Canto |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
IG Investment Fund LLC |
|
ACTIVA |
P.O. Box 363529 San Juan PR 00936-3529 |
787-753-8455 |
04/26/2023 |
|
|
José Delgado |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Independent Capital, LLC |
|
ACTIVA |
270 Muñoz Rivera Avenue, Mailbox 34, Suite 301, San Juan PR 00918 |
(787) 767-2050 |
03/01/2018 |
|
|
Antoine de Marsily |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Infusion LLC |
|
ACTIVA |
#207 AM Tower Calle del Parque Suite 9 San Juan PR 00912 |
787-604-0819 |
01/08/2024 |
|
|
Victor González, Vivien Fernández-Vanga |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
IPS Investment Fund LLC |
|
ACTIVA |
221 Ponce De León Ave. Suite 401 San Juan PR 00917 |
787-302-4768 |
08/23/2023 |
|
|
Giovanni Dávila |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
JOMA Fund LLC |
|
ACTIVA |
1020 Calle 3 SE #1022 San Juan PR 00921 |
787-783-9380 |
01/27/2021 |
|
|
Jose Manuel Baeza |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Joy Capital Fund PR LLC |
|
ACTIVA |
American International Plaza 250 Muñoz Rivera Avenue, 6th Floor San Juan PR 00918 |
787-766-7000 |
|
|
|
Eduardo M. Joy Rivera |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Laguna Capital LLC |
|
ACTIVA |
644 Fernández Juncos Ave. San Juan PR 00907 |
|
06/07/2021 |
|
|
Pedro R. Ortiz Cortes |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Las Brisas Financial Services, LLC |
|
ACTIVA |
Metro Office Park, 8 Street Suite 300 Guaynabo PR 00968 |
(787) 771-2222 |
06/24/2025 |
|
|
Jacobo Ortiz Blanes |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Lift II Puerto Rico Business Impact Fund, LLC |
|
ACTIVA |
P.O. Box 363372 San Juan PR 00936 |
787-706-9292 |
07/14/2020 |
|
|
Jorge Onrubia |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Loba Fund PR LLC |
|
ACTIVA |
954 Ponce De León Ave. Ste 601 San Juan PR 00907 |
787-565-6715 |
01/29/2025 |
|
|
Slava Lobanov |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
MasCap, LLC |
|
ACTIVA |
Calle Luis Gonzalez Suite 401 San Juan PR 00918 |
(787) 753-9552 |
05/16/2022 |
|
|
Jose Torres |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Measured Investments LLC |
|
ACTIVA |
|
|
06/07/2021 |
|
|
|
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Medholdings Capital, LLC |
|
ACTIVA |
Urb. Metro Office Park 6 Calle 1, Ste. 103 Guaynabo PR 00968 |
787-424-5725 |
12/15/2020 |
|
|
Gabriel L. Cruz Rosso |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Medholdings Capital, LLC |
|
ACTIVA |
Urb. Metro Office Park 6 Calle 1, Ste. 103 Guaynabo PR 00968 |
787-424-5725 |
01/05/2021 |
|
|
Gabriel L. Cruz Rosso |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Metro Capital Fund LLC |
|
ACTIVA |
248 Roosevelt Ave. Hato Rey San Juan PR 00921 |
(787)919-0454 |
11/21/2024 |
|
|
Alejandro Ravelo Canosa |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
MG Private Equity Fund LLC |
|
ACTIVA |
Corona Commercial Park Piso 6 Calle Progreso 54 San Juan PR 00907 |
787-729-0050 |
05/23/2025 |
|
|
Antonio J. Muñoz Grajales |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
MJB Investment Fund, LLC |
|
ACTIVA |
P.O.Box 10051 San Juan PR 00905 |
787-731-4008 |
10/27/2021 |
|
|
Mounir José Kabche El Douaihi |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Mobility Investment Fund LLC |
|
ACTIVA |
Urb. Montehidera San Juan PR 00926 |
(787)603-7878 |
|
|
|
Juan Acosta Reboyras, Guillermo R. Picó |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Moviendo a Puerto Rico, LLC |
|
ACTIVA |
P.O. Box 190816 San Juan PR 00919 |
787-620-7010 |
12/13/2018 |
|
|
Rolando Rivera |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
N.BAC-Gen LLC |
|
ACTIVA |
Road #5 km. 5.5 Bayamon PR 00961 |
|
|
|
|
|
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
New Lighthouse Fund LLC |
|
ACTIVA |
416 Ponce De León Avenue San Juan PR 00918 |
787-357-7619 |
|
|
|
Ruiz & Tenreyro LLC |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
NewBird Growth Fund LLC |
|
ACTIVA |
302 B-7 Tabonuco St., Guaynabo PR 00968 |
787-725-1500 |
|
|
|
Sigfrido Vélez |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Nova Vita Investments, LLC |
|
ACTIVA |
PMB 357, 1353 Ave. Luis Vigoreaux Guaynabo PR 00966 |
787-398-6004 |
12/10/2021 |
|
|
Juliette M. Donato-Bofill |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
OBPEF LLC |
|
ACTIVA |
PO Box 195115 San Juan PR 00919-5115 |
939-236-3626 |
03/22/2024 |
|
|
Ramón A. Rosado Linera |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
OCTINITY FUND ONE LLC |
|
ACTIVA |
|
|
06/07/2021 |
|
|
|
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
OSP Consortium III, LLC |
|
ACTIVA |
5050 France Ave. Edina MN 55410 |
612-770-7050 |
10/25/2021 |
|
|
Francisco de Armas |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Palmer Equity Partners LLC |
|
ACTIVA |
9 Calle Vela Ste 103 San Juan PR 00918 |
787-756-0536 |
05/28/2025 |
|
|
César Vázquez Morales |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
PANORAMIC FUND LLC |
|
ACTIVA |
252 Ponce de Leon Avenue, Citi Tower Suite 1403 San Juan PR 00918 |
|
08/31/2022 |
|
|
Ferdinand Ruaño |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Parliament Capital Series I, LLC |
|
ACTIVA |
1511 Ponce de León, Ave Ciudadela Torre 100, Suite 6A San Juan PR 00909 |
787-200-9004 |
12/28/2016 |
|
|
Wilnerys Alvarez Rivera, Esq. |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Parliament Capital Series II, LLC |
|
ACTIVA |
1511 Ponce de León, Ave Ciudadela Torre 100 Suite 6A, San Juan PR 00909 |
787-200-9004 |
06/28/2019 |
|
|
Wilnerys Alvarez Rivera, Esq. |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Parliament Capital Series III, LLC |
|
ACTIVA |
P.O. Box 190521 San Juan PR 00918 |
787-200-9004 |
07/10/2023 |
|
|
Wilnerys Alvarez Rivera |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Parliament Credit Opportunities Fund, LLC |
|
ACTIVA |
P.O. Box 190521 San Juan PR 00918 |
787-200-9004 |
10/21/2020 |
|
|
Wilnerys Alvarez Rivera, Esq. |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Parliament Private Credit PR Fund, LLC |
|
ACTIVA |
P.O. Box 190521 SAN JUAN PR 00918 |
787-200-9004 |
11/29/2024 |
|
|
Wilnerys Alvarez Rivera |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Parliament SBIC Growth Fund LP |
|
ACTIVA |
P.O. Box 190521 San Juan PR 00918 |
787-200-9004 |
09/15/2022 |
|
|
Wilnerys Alvarez Rivera |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Phalanx Capital Series LLC |
|
ACTIVA |
954 Ponce de Leon Ave., Miramar Plaza, Suite 500 San Juan PR 00907 |
787-622-2323 |
12/04/2021 |
|
|
Antonio Hernandez |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Pinnacle Equity Partners Fund, LLC |
|
ACTIVA |
PMB 302 B5 STE, 216 Calle Tabonuco Guaynabo PR 00968 |
787-587-0610 |
12/07/2023 |
|
|
José Ignacio Juelle |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
PLP Fund LLC |
|
ACTIVA |
PO Box 888 Carolina PR 00986 |
787-633-6633 |
11/30/2022 |
|
|
Francisco López |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Ponce De Leon Capital LLC |
|
ACTIVA |
255 Ave. Ponce De León Suite A-257 San Juan PR 00917 |
787-647-9345 |
10/14/2024 |
|
|
Sergio Cordero |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Power Fund LLC |
|
ACTIVA |
125 Ave. De Diego Urb. La Riviera San Juan PR 00921 |
(787) 567-3434 |
11/23/2022 |
|
|
Enrique González |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
PR Equity Fund I LLC |
|
ACTIVA |
2 Calle Tabonuco Suite 201 Guaynabo PR 00968 |
(212) 542-2565 |
10/14/2021 |
|
|
Jose Canto |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
PR Five Equity Fund LLC |
|
ACTIVA |
P.O. Box 2399 Toa Baja PR 00951 |
87-626-9052 |
08/03/2022 |
|
|
Jim Taubenfeld, Andres Garcia |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
PR Innovation Fund LLC |
|
ACTIVA |
El Caribe Building STE 1400 San Juan PR 00901 |
787-238-7811 |
02/13/2023 |
|
|
John B. Pelling III |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Preferred Capital Private Equity Fund, LLC |
|
ACTIVA |
307 F.D. Roosevelt Ave. Hato Rey PR 00918 |
787-249-0606 |
04/22/2021 |
|
|
Carlos Saltz |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Preferred Equity Partners LLC |
|
ACTIVA |
|
|
12/11/2020 |
|
|
|
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Premium Property LLC |
|
ACTIVA |
|
|
02/21/2024 |
|
|
|
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
PRMF Fund, LLC |
|
ACTIVA |
1519 Ave Ponce De León San Juan PR 00908 |
|
05/04/2023 |
|
|
|
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
PRPS, LLC |
|
ACTIVA |
10 Carr. 165 Suite 501 Guaynabo PR 00968-8052 |
787-707-0404 |
04/23/2019 |
|
|
Marlon Mellado |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Puerto Rico Founder's Fund LLC |
|
ACTIVA |
PMB 5230 151 Calle de San Francisco Ste 200 San Juan PR 00901 |
301-807-6422 |
|
|
|
Corey Hawk |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Puerto Rico Innovation Fund LLC |
|
ACTIVA |
Plantation Village 3-305 Dorado PR 00646 |
415-966-9614 |
02/02/2023 |
|
|
Carlos García |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Puerto Rico Revitalization Fund, LLC |
|
ACTIVA |
PO Box 11138 Fernandez Juncos Station San Juan PR 00910 |
(787) 745-8777 |
01/21/2022 |
|
|
Ivan Zavala Steidel |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Puerto Rico Waste Investment LLC |
|
ACTIVA |
Road 189 Km 9 Barrio Mamey Gurabo PR 00778 |
787-273-7639 |
07/13/2022 |
|
|
Santos Conde |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Quantum FC LLC |
|
ACTIVA |
Quintas de Santa María #21 Mayaguez PR 00680 |
787-647-3888 |
01/01/2024 |
|
|
José J. Feliciano |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
R3 Holdings LLC |
|
ACTIVA |
|
|
03/31/2022 |
|
|
|
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
REDC Fund, LP |
|
ACTIVA |
|
|
10/06/2021 |
|
|
|
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
REEO Fund, LLC |
|
ACTIVA |
1715 Ave Ponce De León Suite 7 San Juan PR 00909 |
787-547-4950 |
|
|
|
Juan Carlos Suárez Izquierdo |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
REEO Fund, LLC |
|
ACTIVA |
1715 Ave Ponce De León Suite 7 San Juan PR 00909 |
787-547-4950 |
|
|
|
Juan Carlos Suárez Izquierdo |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
RHC Development Fund LLC |
|
ACTIVA |
P.O. Box 366999 San Juan PR 00936-6999 |
787-474-7762 |
08/02/2024 |
|
|
Sylvia Locher |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
RioBlanco Fund II, LLC |
|
ACTIVA |
1492 Ponce De León Suite 503, Centro Europa San Juan PR 00909 |
787-723-8300 |
11/15/2021 |
|
|
Juan C. Feliciano |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
RioBlanco Fund, LLC |
|
ACTIVA |
1492 Ponce de Leon Centro Europa, Suite 503 San Juan PR 00909 |
787-723-8300 |
02/02/2016 |
|
|
Juan C. Feliciano |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
RL Income Fund LLC |
|
ACTIVA |
|
|
01/27/2021 |
|
|
|
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
RRF Fund LLC |
|
ACTIVA |
Río Cañas Carretera Núm. 1 KMHM 264 Caguas PR 00725 |
(787)788-6100 |
11/21/2024 |
|
|
Raul I Rodriguez Font |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
RV Forward 787 LLC |
|
ACTIVA |
|
|
12/18/2019 |
|
|
|
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Sabana Group Holdings LLC |
|
ACTIVA |
Urb. Flamboyan D-12 Calle 3 Manati PR 00674 |
787-608-8207 |
|
|
|
Jaime Xavier Pantoja |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Sabanera Private Equity Fund LLC – DBR Series 1 |
|
ACTIVA |
120 Carr. 693 Dorado PR 00646 |
787-796-5656 |
04/29/2024 |
|
|
Federico Stubbe Arsuaga |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Sabanera Private Equity Fund LLC-HSM Series 1 |
|
ACTIVA |
120 Carr. 693 Dorado PR 00646 |
787-796-5656 |
08/30/2024 |
|
|
Federico Stubbe Arsuaga |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Semillero Investment Fund I, LLC |
|
ACTIVA |
604 Calle Hoare San Juan PR 00907 |
787-430-8888 |
09/30/2016 |
|
|
Natalia López, Esq. |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Semillero Investment Fund II, LP |
|
ACTIVA |
604 Calle Hoare San Juan PR 00907 |
787-430-8888 |
09/30/2016 |
|
|
Natalia López |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Solar Equity Investors, LLC |
|
ACTIVA |
Calle Orquídea Urb. Santa María 3 San Juan PR 00927 |
571-291-1636 |
02/15/2023 |
|
|
Alberto Pérez |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Stack Capital Fund, LLC |
|
ACTIVA |
10091 Ave. San Marcos Urb. El Comandante Carolina PR 00982 |
787-664-4203 |
08/15/2023 |
|
|
Mauricio Noguera |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Stonecrest Credit Fund I LLC |
|
ACTIVA |
|
|
11/18/2021 |
|
|
Javier Perez |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Stonecrest Equity Fund I LLC |
|
ACTIVA |
1369 Ashford Avenue AC Hotel Mezzanine Level San Juan PR 00907 |
787-398-7832 |
04/22/2022 |
|
|
Javier Perez |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Stratagem Capital Series Fund I LLC |
|
ACTIVA |
351 Tetuán St. Suite 2A-0006 San Juan PR 00901 |
787-379-2054 |
09/21/2024 |
|
|
Simón E. Carlo |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Sunrise Capital, LLC |
|
ACTIVA |
P.O. Box 361810 San Juan PR 00968 |
787-273-0811 |
03/23/2022 |
|
|
Nubia Diaz, Esq |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Sygnus Credit Investments Puerto Rico Fund LLC |
|
ACTIVA |
P.O. Box 363372 San Juan PR 00936 |
787-706-9292 |
02/14/2022 |
|
|
Jorge Onrubia, Ana Suarez |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Sygnus Credit Investments Puerto Rico Fund LLC |
|
ACTIVA |
P.O. Box 363372 San Juan PR 00936 |
787-706-9292 |
02/28/2022 |
|
|
Jorge Onrubia, Ana Suarez |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Target Fund, LLC |
|
ACTIVA |
Carretera #1 Calle Turquesa, Bo. Monacillos San Juan PR 00921 |
787-783-9901 |
08/25/2023 |
|
|
Enrique Blanco |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
The Phoenix Fund LLC |
|
ACTIVA |
243 State Rd. 2 Villa Caparra Guaynabo, PR 00966 |
(787) 781-2555 |
09/26/2018 |
|
|
Edgar Rivera |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Titan Capital Fund LLC |
|
ACTIVA |
1500 Comerio Avenue Suite 100 Bayamon PR 00961 |
787-779-2424 |
01/10/2024 |
|
|
Rafael Rivera Sanchez |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Umami Ventures LLC |
|
ACTIVA |
53 Calle Palmeras Suite 601 San Juan PR 00901 |
831-238-7451 |
10/28/2024 |
|
|
Robert Weakly |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
UNIKISLA FUND LLC |
|
ACTIVA |
|
|
09/13/2023 |
|
|
|
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Veritas Fund Partners LLC |
|
ACTIVA |
Carr #1 Km. 20.9 Sector La Muda San Juan PR 00926 |
787-554-6672 |
|
|
|
Gabriel De Jesus Sierra |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Vortexrock Fund, LLC |
|
ACTIVA |
Granada Blq A11 Repto Alhambra Bayamón PR 00957 |
787-523-9765 |
11/01/2024 |
|
|
Genaro Mojica Avila |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
VRM Penzini Fund I LLC |
|
ACTIVA |
322 De Diego Avenue Suite 301 San Juan PR 00920 |
305-744-1203 |
07/01/2022 |
|
|
Carlos Penzini |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
WV Capital Partners Series, LLC |
|
ACTIVA |
B-7 Tabonuco Street Guaynabo, PR 00968 |
787-708-6747 |
03/28/2018 |
|
|
Eduardo Inclán Pietrantoni |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Yokahu Capital LLC |
|
ACTIVA |
2167 Loiza Street San Juan PR 00913 |
617-840-5633 |
01/10/2024 |
|
|
Javier Fossas |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Yolo LLC |
|
ACTIVA |
1498 Roosevelt Ave. Suite 201 Guaynabo PR 00968 |
787-300-6129 |
12/31/2021 |
|
|
Yuraima Rivera |
|
| PRIVATE EQUITY FUND-ACT 60-2019 |
Zafiro Investment Fund LLC |
|
ACTIVA |
P.O. Box 10051 San Juan PR 00908 |
787-990-2118 |
11/15/2021 |
|
|
Mounir Jose Kabche El Douaihi |
|
| TRANSF. MONETARIA |
ACI PAYMENTS, INC. |
|
ACTIVA |
6060 COVENTRY DRIVE ELKHORN NE 68022 |
334-321-7360 |
07/10/2012 |
TM-043 |
|
LAQUANDA AUGUSTUS |
|
| TRANSF. MONETARIA |
Airbnb Payments, Inc. |
|
ACTIVA |
650 7TH ST. SAN FRANCISCO CA 94103 |
|
03/29/2016 |
TM-065 |
|
SHARDA CARO |
|
| TRANSF. MONETARIA |
AIRWALLEX US, LLC |
|
ACTIVA |
188 SPEAR STREET 9TH FLOOR SAN FRANCISCO CA 94115 |
917-806-5651 |
11/09/2020 |
TM-106 |
|
TOSHIAKI KAMEOKA |
|
| TRANSF. MONETARIA |
AMAZON PAYMENTS, INC. |
|
ACTIVA |
410 TERRY AVE. N SEATTLE WA 98109 |
2065080926 |
01/23/2006 |
TM-028 |
|
LARISA SULLIVAN |
|
| TRANSF. MONETARIA |
AMERICAN EXPRESS PREPAID CARD MANAGEMENT CORP. |
|
ACTIVA |
20022 NORTH 31TH AVENUE PHOENIX, AZ 85027 |
2126401153 |
07/13/2010 |
TM-037 |
|
THOMAS BELL, ANDREA JOHNSTON |
|
| TRANSF. MONETARIA |
AMERICAN EXPRESS TRAVEL RELATED SERVICES CO., INC. |
|
ACTIVA |
20022 NORTH 31ST AVE PHOENIX AZ 85027 |
2126401153 |
11/10/1967 |
TM-010 |
|
THOMAS BELL |
|
| TRANSF. MONETARIA |
APPLE PAYMENTS, INC. |
|
ACTIVA |
6900 W. PARMER LANE OFFICE #AC1-2225 AUSTIN TX 78729 |
408-783-0302 |
01/18/2019 |
TM-088 |
|
ADAM FLEISHER, ESQ, Jessica Shaw, Kevin Erwin |
|
| TRANSF. MONETARIA |
ASURE OPERATIONS, LLC |
|
ACTIVA |
405 COLORADO STREET SUITE 1800 AUSTIN TX 78701 |
512-437-2700 |
07/16/2024 |
TM-174 |
|
CHRISTOPHER BELL |
|
| TRANSF. MONETARIA |
AUS MERCHANT SERVICES, INC |
ZYLA |
ACTIVA |
525 Almanor Avenue Sunnyvale CA 94085-3542 |
877-268-3460 |
02/09/2016 |
TM-063 |
1277102 |
CHRISTOPHER CHEN, AMY CHEN |
|
| TRANSF. MONETARIA |
AvidXchange, Inc. |
|
ACTIVA |
1210 AvidXchange Lane CHARLOTTE NC 28206 |
800-560-9305 |
01/02/2017 |
TM-069 |
|
TIMOTHY G. HILTON |
|
| TRANSF. MONETARIA |
BARRI MONEY SERVICES, LLC |
|
ACTIVA |
9800 Centre Parkway Suite 700 HOUSTON TX 77036 |
713-219-5770 |
05/04/2021 |
TM-111 |
|
JOSE GARCIA |
|
| TRANSF. MONETARIA |
BILL.COM, LLC |
|
ACTIVA |
6220 AMERICA CENTER DR. SUITE 100 SAN JOSE CA 95002 |
650-621-7700 |
01/24/2020 |
TM-096 |
|
|
|
| TRANSF. MONETARIA |
BIVO INC. |
|
ACTIVA |
14551 LA RINCONADA DRIVE LOS GATOS CA 95032 |
866-788-4277 |
07/15/2024 |
TM-173 |
|
SUJAN JAIN |
|
| TRANSF. MONETARIA |
BOOKING HOLDINGS FINANCIAL SERVICES USA, LLC |
|
ACTIVA |
3201 OLYMPUS BLVD SUITE 250 COPPELL TX 75019 |
844-750-2077 |
10/20/2023 |
TM-162 |
2436940 |
LAURA VALDESPINO, DARRIN WEGMAN |
|
| TRANSF. MONETARIA |
BREX PAYMENTS LLC |
|
ACTIVA |
110 S. PARK STREET SAN FRANCISCO CA 94107 |
844-725-9569 |
09/21/2021 |
TM-121 |
|
KATHRYN BIBER |
|
| TRANSF. MONETARIA |
CAMBRIDGE MERCANTILE GROUP |
|
ACTIVA |
300 PARK AVE SUITE 1203 NEW YORK NY 10022 |
212-594-2200 |
04/11/2011 |
TM-041 |
|
KENNETH H. SAUL |
|
| TRANSF. MONETARIA |
CHECKFREEPAY CORPORATION |
|
ACTIVA |
2900 WESTSIDE PARKWAY ALPARETTA GA 30004 |
203-679-4460 |
01/24/2020 |
TM-097 |
|
FERNANDA MEDINA |
|
| TRANSF. MONETARIA |
CHECKOUT US, INC. |
|
ACTIVA |
40 TENTH AVENUE 4th FLOOR NEW YORK NY 10014 |
917-603-8939 |
07/10/2020 |
TM-099 |
1791692 |
LAUREN CRAIG |
|
| TRANSF. MONETARIA |
Convera USA, LLC |
|
ACTIVA |
7979 E. TUFTS AVE SUITE 400 DENVER CO 80237 |
720-248-7828 |
02/11/2011 |
TM-038 |
|
WENDY KNUTSON |
|
| TRANSF. MONETARIA |
CSG FORTE PAYMENTS, INC. |
|
ACTIVA |
500 W. BETHANY DRIVE SUITE 200 ALLEN TX 75013 |
303-200-3152 |
12/16/2020 |
TM-103 |
|
LYNN STANG |
|
| TRANSF. MONETARIA |
DOLEX DOLLAR EXPRESS, INC. |
QUISQUEYANA |
ACTIVA |
701 Highlander Blvd., Suite 300 Arlington TX 76015 |
817-548-4743 |
03/08/2011 |
TM-039 |
|
Mr. Joel Barona |
|
| TRANSF. MONETARIA |
DPAYMENTS LLC |
|
ACTIVA |
433 CENTRAL AVENUE SUITE 400 ST PETERBURG FL 33701 |
855-383-4971 |
03/04/2025 |
TM-202 |
|
|
|
| TRANSF. MONETARIA |
eBAY COMMERCE INC. |
|
ACTIVA |
2065 Hamilton Avenue SAN JOSE CA 95125 |
800-456-3229 |
12/26/2018 |
TM-084 |
|
JESSICA SCHEPPMANN |
|
| TRANSF. MONETARIA |
EVERI MTL. LLC |
|
ACTIVA |
7250 S. TENAYA WAY SUITE 100 LAS VEGAS NV 89113 |
702-855-3000 |
01/24/2024 |
TM-169 |
|
KATE LOWENHAR-FISHER |
|
| TRANSF. MONETARIA |
EXPENSIFY PAYMENTS LLC |
|
ACTIVA |
401 SW 5TH AVE PORTLAND OR 97204 |
415-692-0166 |
06/09/2021 |
TM-113 |
|
|
|
| TRANSF. MONETARIA |
FINXERA, INC. |
|
ACTIVA |
55 SOUTH MARKET STREET SUITE 1220 SAN JOSE CA 95113 |
650-294-4450 |
04/16/2015 |
TM-057 |
|
|
|
| TRANSF. MONETARIA |
FLUTTERWAVE PAYMENTS, LLC |
|
ACTIVA |
9100 S. DADELAND BLVD SUITE 1500, OFFICE 1517 MIAMI FL 33156 |
703-981-8419 |
07/16/2024 |
TM-172 |
|
STEVEN HUYNH |
|
| TRANSF. MONETARIA |
FLYWIRE GLOBAL CORP. |
|
ACTIVA |
141 TREMONT ST 10TH FLOOR BOSTON MA 02111 |
617-207-7076 |
08/03/2021 |
TM-119 |
|
JAMIE PRUDHOMME |
|
| TRANSF. MONETARIA |
GOCARDLESS, INC. |
|
ACTIVA |
111 CONGRESS AVENUE SUITE 500 AUSTIN TX 78701 |
628-239-7610 |
01/26/2024 |
TM-171 |
|
ALBERT SHENG |
|
| TRANSF. MONETARIA |
GOOGLE PAYMENT CORP. |
Google Wallet / Android Pay |
ACTIVA |
1600 AMPHITHEATRE PARKWAY MOUNTAIN VIEW CA 94043 |
855-454-2057 |
01/02/2009 |
TM-034 |
|
AMIT BHUSHAN |
|
| TRANSF. MONETARIA |
GUSTO, INC. |
|
ACTIVA |
525 20TH STREET SAN FRANCISCO `C 94107 |
800-936-0383 |
09/22/2022 |
TM-149 |
|
LUMA ZAYAD |
|
| TRANSF. MONETARIA |
HOPPER MONEY (USA), INC. |
|
ACTIVA |
265 FRANKLIN STREET SUITE 1702 BOSTON MA 02110 |
508-205-9203 |
10/25/2023 |
TM-164 |
|
JEREMIAH DAVIS |
|
| TRANSF. MONETARIA |
INCOMM FINANCIAL SERVICES, INC. |
|
ACTIVA |
2525 WILLIAM ROAD COLUMBUS GA 31909 |
678-265-9243 |
06/08/2005 |
TM-024 |
|
JORGE HERNANDEZ |
|
| TRANSF. MONETARIA |
INMAR SERVICES, LLC |
|
ACTIVA |
ONE WEST FOURTH STREET SUITE 500 WINSTON SALEM NC 27101 |
614-668-8440 |
10/04/2023 |
TM-159 |
|
MARTHA RHEA |
|
| TRANSF. MONETARIA |
INTERMEX WIRE TRANSFER |
|
ACTIVA |
9100 S. DADELAND BLVD SUITE 1100 MIAMI FL 33156 |
305-671-8000 |
05/03/2017 |
TM-073 |
|
LORETO SALAZAR |
|
| TRANSF. MONETARIA |
JHA MONEY CENTER, INC. |
|
ACTIVA |
663 W. HIGHWAY 60 MONETT MO 65708 |
469-656-0676 |
02/05/2015 |
TM-056 |
|
|
|
| TRANSF. MONETARIA |
JPAY, INC. |
|
ACTIVA |
3450 LAKESIDE DRIVE SUITE 100 MIRAMAR FL 33027 |
954-862-6900 |
04/24/2014 |
TM-049 |
|
CHRISTIAN COUPET |
|
| TRANSF. MONETARIA |
KEEFE COMMISSARY NETWORK, L.L.C |
|
ACTIVA |
10880 LIN PAGE PLACE SAINT LOUIS MO 63132 |
314-214-2723 |
03/14/2017 |
TM-070 |
|
RICH KISMER |
|
| TRANSF. MONETARIA |
KLARNA, INC. |
|
ACTIVA |
629 N. HIGH STREET SUITE 300 COLUMBUS OH 43215-2363 |
614-256-2538 |
12/12/2016 |
TM-068 |
|
JIN HAN |
|
| TRANSF. MONETARIA |
MASTERCARD TRANSACTION SERVICES (US) LLC |
|
ACTIVA |
44 WALL STREET SUITE 800 NEW YORK NY 10005 |
914-249-1744 |
01/07/2021 |
TM-105 |
|
MICHELLE MEERTENS |
|
| TRANSF. MONETARIA |
Maxitransfers LLC |
|
ACTIVA |
222 W Las Colinas Blvd Suite 2000 N Tower Irving TX 75039 |
469-513-1700 |
06/23/2021 |
TM-114 |
|
Laura Estrada |
|
| TRANSF. MONETARIA |
META PAYMENTS, INC. |
|
ACTIVA |
1 META WAY MENLO PARK CA 94025 |
650-690-3333 |
07/19/2012 |
TM-044 |
|
TODD BEAUCHAMP |
|
| TRANSF. MONETARIA |
MEZU (NA), INC. |
|
ACTIVA |
1040 SOUTH GAYLORD ST DENVE CO 80209 |
704-291-0776 |
01/19/2022 |
TM-132 |
|
CHRISTIAN COUPET |
|
| TRANSF. MONETARIA |
MONEX, INC. |
|
ACTIVA |
1101 K STREET NW STE 600 WASHINGTON DC 20005 |
800-834-2497 |
01/24/2024 |
TM-170 |
|
JUSTIN JENTER |
|
| TRANSF. MONETARIA |
MONEYDART GLOBAL SERVICES INC. |
|
ACTIVA |
1000 WOODBRIDGE CENTER DR WOODBRIDGE NJ 07095 |
732-582-6416 |
01/22/2018 |
TM-074 |
|
ARTURO REVILLA |
|
| TRANSF. MONETARIA |
MONEYGRAM PAYMENT SYSTEMS, INC. |
|
ACTIVA |
1550 UTICA AVE. SOUTH MINNEAPOLIS MN 55416-5312 |
952-591-3807 |
06/27/1997 |
TM-016 |
|
NATALI ALEMAN |
|
| TRANSF. MONETARIA |
NIC SERVICES, LLC |
|
ACTIVA |
7701 COLLEGE BOULEVARD OVERLAND PARK KS 66210 |
660-631-0188 |
12/14/2020 |
TM-101 |
|
MARK SATTERFIELD |
|
| TRANSF. MONETARIA |
NIMBUS LLC |
|
ACTIVA |
273 AVE PONCE DE LEON ESTUDIO 6 SAN JUAN PR 00917 |
787-737-8412 |
|
TM-0207 |
|
VANESSA MUÑOZ-MARTINEZ, CHRIS LEE |
|
| TRANSF. MONETARIA |
NUVEI US LLC |
|
ACTIVA |
1375 N SCOTTSDALE RD SUITE 1500 SCOTTSDALE AZ 85227 |
877-810-9181 |
08/15/2022 |
TM-147 |
|
TRENT BURDICK |
|
| TRANSF. MONETARIA |
OURO GLOBAL, INC. |
|
ACTIVA |
109000-A STONELAKE BLVD SUITE 200 AUSTIN TX 78759 |
512-874-7712 |
11/07/2024 |
TM-200 |
|
|
|
| TRANSF. MONETARIA |
PANGEA USA, LLC |
|
ACTIVA |
1 N STATE ST SUITE 1350 CHICAGO IL 60602 |
312-600-9032 |
03/01/2022 |
TM-135 |
|
LAURA TOENIES |
|
| TRANSF. MONETARIA |
PAYBLR, INC. |
|
ACTIVA |
AGM COMMERCIAL BUILDING, 42 CARR 20, SUITE 104, GUAYNABO PR 00966 |
787-758-2410 |
03/12/2021 |
TM-108 |
|
MARIA CRISTINA ORUÑA |
|
| TRANSF. MONETARIA |
PAYONEER, INC. |
|
ACTIVA |
150 WEST 30TH STREET SUITE 500 NEW YORK NY 10001 |
646-588-2783 |
12/19/2018 |
TM-083 |
|
JOHN RONCESVALLES |
|
| TRANSF. MONETARIA |
PAYSEND US LLC |
|
ACTIVA |
801 BRICKELL AVE 8TH FLOOR MIAMI FL 33131 |
215-816-4952 |
02/08/2022 |
TM-134 |
|
|
|
| TRANSF. MONETARIA |
PROCORE PAYMENT SERVICES INC |
|
ACTIVA |
6309 CARPINTERIA AVE CARPINTERIA CA 93013 |
866-477-6267 |
03/10/2025 |
TM-0203 |
|
MICHAEL BARNETT |
|
| TRANSF. MONETARIA |
RAM PAYMENT, LLC |
|
ACTIVA |
412 BN CEDAR BLUFF RD SUITE 400 KNOXVILLE TN 37923 |
949-396-07620 |
07/21/2021 |
TM-118 |
1867991 |
MICHAEL McCULLEY, BRENDAN BRADY |
|
| TRANSF. MONETARIA |
RealNet Payments LLC |
|
ACTIVA |
8500 GOVERNOR'S HILL DRIVE CINCINNATI OH 45249 |
414-577-9780 |
09/09/2016 |
TM-066 |
|
MICHELLE WITTMANN |
|
| TRANSF. MONETARIA |
REALPAGE PAYMENTS SERVICES, LLC |
|
ACTIVA |
2201 LAKESIDE BLVD. RICHARDSON TX 75082 |
972-820-3061 |
01/08/2016 |
TM-062 |
|
IVON OROZCO |
|
| TRANSF. MONETARIA |
REMESAS LA NACIONAL(PR)CORP |
ENVIO DE VALORES LA NACIONAL |
ACTIVA |
2052 AVE. EDUARDO CONDE SAN JUAN PR 00915 |
787-982-7030 |
04/08/2003 |
TM-021 |
|
ALEJANDRO DUBIQUE SOSA |
|
| TRANSF. MONETARIA |
REMITLY, INC. |
|
ACTIVA |
1111 3RD. AVE 21 ST FLOOR SEATLE WA 98101 |
206-535-6152 |
07/01/2022 |
TM-143 |
|
ROBERT TAM |
|
| TRANSF. MONETARIA |
RIA FINANCIAL SERVICES PR, INC. |
Xe USA |
ACTIVA |
2014 Ave. Borinquen, Santurce San Juan PR 00915 |
562-345-2100 |
01/02/2008 |
TM-031 |
|
KATE NAZARETH |
|
| TRANSF. MONETARIA |
RIPPLING PAYMENTS, INC. |
|
ACTIVA |
430 CALIFORNIA STREET FLOOR 11 SAN FRANSCISCO CA 94104 |
310-699-0229 |
01/12/2024 |
TM-165 |
1931820 |
VANESSA WU, CHARLES "CHASE ADAMS |
|
| TRANSF. MONETARIA |
SKRILL USA, INC. |
|
ACTIVA |
2 S BISCAYNE BLVD. SUITE 2630 MIAMI FL 33131 |
786-734-2963 |
07/14/2011 |
TM-042 |
|
RICHARD HARVEY |
|
| TRANSF. MONETARIA |
STRIPE PAYMENTS COMPANY |
|
ACTIVA |
510 TOWNSEND ST. SAN FRANCISCO CA 94103 |
571-274-9787 |
05/03/2017 |
TM-072 |
|
CHOR LI, JESSICA DUNN |
|
| TRANSF. MONETARIA |
TAPTAP SEND PAYMENTS CO. |
|
ACTIVA |
1460 BROADWAY SUITE 12021 NEW YORK NY 10036 |
678-618-6290 |
11/05/2021 |
TM-126 |
2108069 |
ERICA DAVIS |
|
| TRANSF. MONETARIA |
THUNES FINANCIAL SERVICES, LLC |
|
ACTIVA |
345 CALIFORNIA STREET SAN FRANCISCO CA 94104-2674 |
628-225-4597 |
05/15/2023 |
TM-152 |
|
PAUL BEAUCHAMP, ESQ |
|
| TRANSF. MONETARIA |
TOUCHPAY HOLDING, LLC |
GTL FINANCIAL SERVICES |
ACTIVA |
10005 TECHNOLOGY BLVD SUITE 130 DALLAS TX 75220 |
972-215-0133 |
07/01/2015 |
TM-061 |
|
|
|
| TRANSF. MONETARIA |
TRANSFERMATE, INC. |
|
ACTIVA |
333 N. MICHIGAN AVE SUITE 915 CHICAGO IL 60601 |
312-781-2708 |
04/09/2019 |
TM-089 |
|
DENIS DOHERTY |
|
| TRANSF. MONETARIA |
UPHOLD HQ INC |
|
ACTIVA |
6 WEST 18TH ST 3RD FLOOR NEW YORK NY 10011 |
888-420-5801 |
08/09/2021 |
TM-120 |
|
PAUL FAY |
|
| TRANSF. MONETARIA |
VISA GLOBAL SERVICES, INC. |
|
ACTIVA |
900 METRO CENTER BLVD. MAILSTOP 1Z FOSTER CITY CA 94404 |
202-419-4123 |
07/09/2019 |
TM-093 |
|
KIMBERLY SCHMID |
|
| TRANSF. MONETARIA |
WESTERN UNION INTERNATIONAL SERVICES, LC |
|
ACTIVA |
7001 E BELLEVIEW AVENUE MAILSTOP DTC 3 DENVER CO 80237 |
720-332-1480 |
12/01/2019 |
TM-082 |
906985 |
NICOLE AYRES |
|
| TRANSF. MONETARIA |
Wise US Inc. |
|
ACTIVA |
19 W 24TH STREET 9TH FLOOR NEW YORK NY 10010 |
703-618-3661 |
04/23/2019 |
TM-090 |
|
ANTHONY KLAM |
|
| TRANSF. MONETARIA |
WORLDREMIT CORP |
|
ACTIVA |
600 17TH STREET, SUITE 200S DENVER CO 80202 |
720-550-4445 |
02/05/2015 |
TM-055 |
|
|
|
| TRANSF. MONETARIA |
YAPSTONE, INC. |
PARISH PAY |
ACTIVA |
700 LARKSPUR LANDING CIRCLE SUITE 199 LARKSPUR CA 94939 |
866-289-5977 |
03/20/2018 |
TM-076 |
|
SUZAN ROWLAND |
|
| TRANSF. MONETARIA |
YARDI PAYMENTS, LLC |
|
ACTIVA |
430 SOUTH FAIRVIEW AVE. SANTA BARBARA CA 93117 |
877-342-3686 |
05/31/2022 |
TM-141 |
|
ALISA HORSMA |
|
| VENTURE CAPITAL FUNDS |
Guayacán Private Equity Fund, L.P. |
|
ACTIVA |
Banco Popular Building 206 Calle Tetuan Suite 903 San Juan Puerto Rico 00902 |
787-725-5285 |
12/08/2006 |
FCI-001-06 |
|
Cyril Meduna |
|
| VENTURE CAPITAL FUNDS |
Venture Capital Fund, Inc. |
|
ACTIVA |
Banco Popular Building 206 Calle de Tetuán, Suite 903 San Juan PR 00901 |
787-725-5285 |
01/01/2007 |
FCI-002-06 |
|
Cyril Meduña |
|